STOCK TITAN

[8-K] Fold Holdings, Inc. Warrant Reports Material Event

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
8-K
Rhea-AI Filing Summary

The Pennant Group, Inc. (PNTG) – Form 144 filing discloses a proposed Rule 144 sale of 3,995 common shares, representing roughly 0.01 % of the 34.47 million shares outstanding. The shares carry an aggregate market value of $93,229.72 and are expected to be sold on or after 28 Jul 2025 through Fidelity Brokerage Services on the NASDAQ.

The securities were acquired via restricted-stock vesting on 25 Jul 2025 as compensation; no cash purchase was involved. The filer reports no other sales in the past three months and certifies that no undisclosed material adverse information exists. The notice contains no additional financial metrics or identity details of the seller.

The Pennant Group, Inc. (PNTG) – deposito Form 144 rivela una proposta vendita ai sensi della Regola 144 di 3.995 azioni ordinarie, che rappresentano circa lo 0,01% delle 34,47 milioni di azioni in circolazione. Le azioni hanno un valore di mercato complessivo di 93.229,72 $ e si prevede che saranno vendute a partire dal 28 luglio 2025 tramite Fidelity Brokerage Services sul NASDAQ.

Le azioni sono state acquisite tramite vesting di azioni ristrette il 25 luglio 2025 come compenso; non è stato effettuato alcun acquisto in contanti. Il dichiarante segnala nessuna altra vendita negli ultimi tre mesi e certifica che non esistono informazioni materiali negative non divulgate. L’avviso non contiene ulteriori dati finanziari o dettagli sull’identità del venditore.

The Pennant Group, Inc. (PNTG) – presentación del Formulario 144 revela una propuesta de venta bajo la Regla 144 de 3,995 acciones ordinarias, que representan aproximadamente el 0,01 % de las 34,47 millones de acciones en circulación. Las acciones tienen un valor de mercado total de 93,229.72 $ y se espera que se vendan a partir del 28 de julio de 2025 a través de Fidelity Brokerage Services en NASDAQ.

Los valores fueron adquiridos mediante vesting de acciones restringidas el 25 de julio de 2025 como compensación; no hubo compra en efectivo. El declarante informa que no ha habido otras ventas en los últimos tres meses y certifica que no existen informaciones materiales adversas no divulgadas. El aviso no contiene métricas financieras adicionales ni detalles de la identidad del vendedor.

The Pennant Group, Inc. (PNTG) – Form 144 제출은 약 3,995주 보통주의 규칙 144에 따른 판매 제안을 공개하며, 이는 전체 3,447만 주 중 약 0.01%에 해당합니다. 해당 주식의 총 시가 가치는 93,229.72 달러이며, 2025년 7월 28일 이후 NASDAQ에서 Fidelity Brokerage Services를 통해 판매될 예정입니다.

이 증권은 2025년 7월 25일 제한 주식 베스팅을 통해 보상으로 취득되었으며, 현금 구매는 없었습니다. 제출자는 지난 3개월간 다른 판매가 없었음을 보고하며, 공개되지 않은 중대한 부정적 정보가 없음을 인증합니다. 공지에는 추가 재무 지표나 판매자 신원에 관한 정보가 포함되어 있지 않습니다.

The Pennant Group, Inc. (PNTG) – dépôt du Formulaire 144 révèle une proposition de vente selon la Règle 144 de 3 995 actions ordinaires, représentant environ 0,01 % des 34,47 millions d’actions en circulation. Les actions ont une valeur marchande totale de 93 229,72 $ et devraient être vendues à partir du 28 juillet 2025 via Fidelity Brokerage Services sur le NASDAQ.

Les titres ont été acquis par vesting d’actions restreintes le 25 juillet 2025 en tant que compensation ; aucun achat en espèces n’a été effectué. Le déclarant indique aucune autre vente au cours des trois derniers mois et certifie qu’aucune information matérielle défavorable non divulguée n’existe. L’avis ne contient pas d’autres indicateurs financiers ni de détails sur l’identité du vendeur.

The Pennant Group, Inc. (PNTG) – Form 144 Einreichung offenbart einen geplanten Verkauf gemäß Regel 144 von 3.995 Stammaktien, was etwa 0,01 % der 34,47 Millionen ausstehenden Aktien entspricht. Die Aktien haben einen Gesamtmarktwert von 93.229,72 $ und sollen am oder nach dem 28. Juli 2025 über Fidelity Brokerage Services an der NASDAQ verkauft werden.

Die Wertpapiere wurden durch Restricted-Stock-Vesting am 25. Juli 2025 als Vergütung erworben; es gab keinen Barankauf. Der Einreicher berichtet keine weiteren Verkäufe in den letzten drei Monaten und bestätigt, dass keine nicht offengelegten wesentlichen negativen Informationen vorliegen. Die Mitteilung enthält keine weiteren finanziellen Kennzahlen oder Angaben zur Identität des Verkäufers.

Positive
  • Sale size is immaterial at ~0.01 % of shares outstanding, limiting potential market impact.
Negative
  • Insider selling, even if small, can be perceived negatively by some investors tracking management’s trading activity.

Insights

TL;DR: Small, compensation-related Form 144 sale (<1 bps of float) appears routine and immaterial; neutral signal for PNTG shareholders.

This filing shows an insider’s intent to dispose of 3,995 newly-vested restricted shares worth about $93k. Given PNTG’s 34.5 M share base, the transaction equals roughly 0.012 % of outstanding common stock, posing negligible dilution or overhang risk. The absence of prior 3-month sales and the certification of no undisclosed adverse information further frame the trade as standard liquidity management. Without larger volume or contextual data (e.g., concurrent executive changes or guidance revisions), the event is not materially impactful to valuation or sentiment. I therefore classify the impact as neutral.

The Pennant Group, Inc. (PNTG) – deposito Form 144 rivela una proposta vendita ai sensi della Regola 144 di 3.995 azioni ordinarie, che rappresentano circa lo 0,01% delle 34,47 milioni di azioni in circolazione. Le azioni hanno un valore di mercato complessivo di 93.229,72 $ e si prevede che saranno vendute a partire dal 28 luglio 2025 tramite Fidelity Brokerage Services sul NASDAQ.

Le azioni sono state acquisite tramite vesting di azioni ristrette il 25 luglio 2025 come compenso; non è stato effettuato alcun acquisto in contanti. Il dichiarante segnala nessuna altra vendita negli ultimi tre mesi e certifica che non esistono informazioni materiali negative non divulgate. L’avviso non contiene ulteriori dati finanziari o dettagli sull’identità del venditore.

The Pennant Group, Inc. (PNTG) – presentación del Formulario 144 revela una propuesta de venta bajo la Regla 144 de 3,995 acciones ordinarias, que representan aproximadamente el 0,01 % de las 34,47 millones de acciones en circulación. Las acciones tienen un valor de mercado total de 93,229.72 $ y se espera que se vendan a partir del 28 de julio de 2025 a través de Fidelity Brokerage Services en NASDAQ.

Los valores fueron adquiridos mediante vesting de acciones restringidas el 25 de julio de 2025 como compensación; no hubo compra en efectivo. El declarante informa que no ha habido otras ventas en los últimos tres meses y certifica que no existen informaciones materiales adversas no divulgadas. El aviso no contiene métricas financieras adicionales ni detalles de la identidad del vendedor.

The Pennant Group, Inc. (PNTG) – Form 144 제출은 약 3,995주 보통주의 규칙 144에 따른 판매 제안을 공개하며, 이는 전체 3,447만 주 중 약 0.01%에 해당합니다. 해당 주식의 총 시가 가치는 93,229.72 달러이며, 2025년 7월 28일 이후 NASDAQ에서 Fidelity Brokerage Services를 통해 판매될 예정입니다.

이 증권은 2025년 7월 25일 제한 주식 베스팅을 통해 보상으로 취득되었으며, 현금 구매는 없었습니다. 제출자는 지난 3개월간 다른 판매가 없었음을 보고하며, 공개되지 않은 중대한 부정적 정보가 없음을 인증합니다. 공지에는 추가 재무 지표나 판매자 신원에 관한 정보가 포함되어 있지 않습니다.

The Pennant Group, Inc. (PNTG) – dépôt du Formulaire 144 révèle une proposition de vente selon la Règle 144 de 3 995 actions ordinaires, représentant environ 0,01 % des 34,47 millions d’actions en circulation. Les actions ont une valeur marchande totale de 93 229,72 $ et devraient être vendues à partir du 28 juillet 2025 via Fidelity Brokerage Services sur le NASDAQ.

Les titres ont été acquis par vesting d’actions restreintes le 25 juillet 2025 en tant que compensation ; aucun achat en espèces n’a été effectué. Le déclarant indique aucune autre vente au cours des trois derniers mois et certifie qu’aucune information matérielle défavorable non divulguée n’existe. L’avis ne contient pas d’autres indicateurs financiers ni de détails sur l’identité du vendeur.

The Pennant Group, Inc. (PNTG) – Form 144 Einreichung offenbart einen geplanten Verkauf gemäß Regel 144 von 3.995 Stammaktien, was etwa 0,01 % der 34,47 Millionen ausstehenden Aktien entspricht. Die Aktien haben einen Gesamtmarktwert von 93.229,72 $ und sollen am oder nach dem 28. Juli 2025 über Fidelity Brokerage Services an der NASDAQ verkauft werden.

Die Wertpapiere wurden durch Restricted-Stock-Vesting am 25. Juli 2025 als Vergütung erworben; es gab keinen Barankauf. Der Einreicher berichtet keine weiteren Verkäufe in den letzten drei Monaten und bestätigt, dass keine nicht offengelegten wesentlichen negativen Informationen vorliegen. Die Mitteilung enthält keine weiteren finanziellen Kennzahlen oder Angaben zur Identität des Verkäufers.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): July 22, 2025

Fold Holdings, Inc.

(Exact name of registrant as specified in its charter)

Delaware

001-41168

86-2170416

(State or other jurisdiction
of incorporation)

(Commission File Number)

(IRS Employer
Identification No.)

 

2942 North 24th Street, Suite 115, #42035

Phoenix, Arizona

85016

(Address of principal executive offices)

(Zip Code)

 

(866) 365-3277

Registrant’s telephone number, including area code

11201 North Tatum Blvd., Suite 300, Unit 42035

Phoenix, Arizona 85028

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Each Class

Trading Symbol(s)

Name of Each Exchange on Which
Registered

Common stock, par value $0.0001 per share

FLD

Nasdaq Capital Market

Warrants, each whole warrant exercisable for one share of common stock at an exercise price of $11.50 per share

FLDDW

Nasdaq Capital Market

 

 


 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 


 

 

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

Following the previously announced termination of employment of Nicolleta Goncalves, the former Vice President of Risk and Compliance of Fold Holdings, Inc. (the “Company”), the Company entered into a severance agreement with Ms. Goncalves on July 22, 2025 (the “Severance Agreement”). The Severance Agreement provides for, among other things, (i) a lump severance payment by the Company to Ms. Goncalves in the amount of $36,666.66 (representing two months of Ms. Goncalves’s base salary), less applicable tax withholdings; (ii) payment by the Company of Ms. Goncalves’s COBRA premium for the month of August 2025; (iii) a general release of claims by Ms. Goncalves in favor of the Company and its affiliates; and (iv) certain restrictive covenants applicable to Ms. Goncalves, including nondisclosure and non-disparagement requirements, as well as an obligation not to solicit employees or other service providers of the Company for a period of 12 months.

 

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

Exhibit No.

Description

10.1

Severance Agreement, dated July 22, 2025, by and between Fold Inc. and Nicolleta Goncalves.

104

Cover Page Interactive Data File (embedded within the Inline XBRL document).

 

 

 


 

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

FOLD HOLDINGS, INC.

By:

/s/ Will Reeves

Name:

Will Reeves

Title:

Chief Executive Officer

Dated: July 28, 2025

 

 

 


FAQ

How many PNTG shares are being sold under this Form 144?

The filing covers 3,995 common shares of The Pennant Group, Inc.

What is the estimated market value of the proposed PNTG sale?

The aggregate market value disclosed is $93,229.72.

When is the planned sale date for these Pennant Group shares?

The approximate sale date listed is 28 July 2025.

How were the shares acquired by the insider?

They were obtained through restricted-stock vesting on 25 July 2025 as part of compensation.

What percentage of PNTG's outstanding shares does this sale represent?

Roughly 0.01 % of the 34.47 million shares outstanding.
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