Welcome to our dedicated page for Flagstar Bank, National Association SEC filings (Ticker: FLG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Flagstar Bank, National Association filings document the bank's public-company reporting as a national bank with NYSE-listed common stock, Bifurcated Option Note Unit Securities, and depositary shares tied to Series A noncumulative perpetual preferred stock. Current reports record quarterly operating results, Regulation FD presentations, annual-meeting notices, and board changes.
Proxy materials cover director elections, governance, executive compensation, shareholder meeting procedures, and pay-versus-performance disclosures. The filing record also identifies capital-structure matters for common and preferred securities, material-event exhibits, and risk-related disclosure categories tied to the bank's regional banking, lending, deposit, and funding activities.
The Vanguard Group filed Amendment No. 16 to a Schedule 13G for Flagstar Bank NA/Michigan reporting zero shares beneficially owned. The amendment states an internal realignment on January 12, 2026 caused certain Vanguard subsidiaries and business divisions to report separately.
The filing lists Amount beneficially owned: 0 and Percent of class: 0%, and is signed by Ashley Grim, Head of Global Fund Administration, dated 03/26/2026.
FLAGSTAR BANK, NATIONAL ASSOCIATION senior executive Reginald E. Davis reported a routine tax-related share disposition. On this Form 4, 923 shares of common stock were surrendered to the issuer to cover tax obligations when restrictions on previously awarded shares lapsed.
After this withholding, Davis holds 43,782 shares directly and 27,566 shares indirectly by stock award. Footnotes note that his direct holdings now include previously restricted shares that have vested, and that remaining service-based restricted stock units will continue to vest over time, with a December 1, 2022 stock award vesting in two equal installments starting on December 1, 2026.
FLAGSTAR BANK, NATIONAL ASSOCIATION executive Smith Lee Matthew, the SEVP & Chief Financial Officer, reported a routine tax-related share disposition. He surrendered 2,131 shares of common stock to the issuer to cover tax obligations on shares whose restrictions lapsed, which is not an open-market sale.
After this transaction, he holds 852,939 common shares directly, and an additional 48,967 shares indirectly by stock award. Footnotes note that his total holdings include vested stock awards and service-based restricted stock units that will vest in issuer common stock over time.
FLAGSTAR BANK, NATIONAL ASSOCIATION executive Bryan Marx, EVP & Principal Accounting Officer, received a grant of 24,590 shares of common stock as a stock award. The award carried no cash exercise price.
On the same date, 3,676 shares were surrendered back to the company to cover tax obligations when restrictions lapsed. After these transactions, Marx directly owned 89,923 shares, a total that includes service-based restricted stock units that will vest over time.
FLAGSTAR BANK, NATIONAL ASSOCIATION executive George Buchanan, EVP and Chief Risk Officer, received a grant of 61,475 shares of common stock on March 15, 2026 as a compensation award. The grant carried no exercise price.
On the same date, 4,368 shares were surrendered back to the issuer to cover tax obligations tied to shares whose restrictions lapsed, a non-market, tax-withholding disposition. After these transactions, Buchanan directly holds 156,176 shares of common stock, a total that includes service-based restricted stock units scheduled to vest over time.
FLAGSTAR BANK, NATIONAL ASSOCIATION reported that senior executive Bao Nguyen, SEVP, General Counsel and Chief of Staff to the CEO, received a grant of 122,951 shares of common stock. The award was made at no cash cost to Nguyen and represents equity-based compensation.
On the same date, 8,609 shares were surrendered back to the issuer to cover tax obligations on shares for which restrictions lapsed, a non-market, tax-withholding disposition. After these transactions, Nguyen directly owned 164,932 shares, including service-based restricted stock units that will vest over time.
FLAGSTAR BANK, NATIONAL ASSOCIATION senior executive Kris Gagnon reported a routine tax-related share disposition. He surrendered 6,051 shares of common stock to the issuer to cover tax obligations on recently vested restricted stock, rather than selling them in the market. Following this transaction, he directly holds 44,539 shares, and this total includes service-based restricted stock units that are scheduled to vest into common shares over time.
Raffetto Richard A reported acquisition or exercise transactions in this Form 4 filing.
FLAGSTAR BANK, NATIONAL ASSOCIATION senior executive Richard A. Raffetto reported an equity compensation grant of 245,902 shares of Common Stock on March 15, 2026. The award was recorded at a price of $0.0000 per share, reflecting a grant or award rather than an open-market purchase.
After this grant, Raffetto directly holds 245,902 common shares. He also has an indirect holding of 1,386 common shares through a 401(k) plan. A footnote explains that the direct total includes service-based restricted stock units that will vest into common shares over time, tying much of this position to continued service rather than immediate free-trading stock.
Smith Lee Matthew reported acquisition or exercise transactions in this Form 4 filing.
Flagstar Bank senior executive vice president and chief financial officer Matthew Smith received a grant of 245,902 shares of common stock as a stock award. This compensation-related award, recorded at a price of $0.00 per share, increased his directly held position to 850,182 shares.
He also reports indirect holdings of 48,967 shares by stock award and 4,888 shares under a March 24, 2023 stock award. Footnotes state that these include service-based restricted stock units that vest over time, with certain awards vesting in two annual installments starting on December 1, 2026 and others vesting on March 24, 2026.
FLAGSTAR BANK, NATIONAL ASSOCIATION executive chairman, president and CEO Joseph M. Otting reported compensation-related stock activity. He received a grant of 81,967 shares of common stock, increasing his direct holdings, which include service-based restricted stock units that vest over time. On the same date, 43,044 shares were surrendered back to the issuer to cover tax obligations on shares whose restrictions had lapsed, leaving him with 291,874 directly held shares.