Welcome to our dedicated page for Flagstar Bank, National Association SEC filings (Ticker: FLG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Flagstar Bank, National Association filings document the bank's public-company reporting as a national bank with NYSE-listed common stock, Bifurcated Option Note Unit Securities, and depositary shares tied to Series A noncumulative perpetual preferred stock. Current reports record quarterly operating results, Regulation FD presentations, annual-meeting notices, and board changes.
Proxy materials cover director elections, governance, executive compensation, shareholder meeting procedures, and pay-versus-performance disclosures. The filing record also identifies capital-structure matters for common and preferred securities, material-event exhibits, and risk-related disclosure categories tied to the bank's regional banking, lending, deposit, and funding activities.
Flagstar Bank, National Association senior executive Richard A. Raffetto reported several common stock transactions inside the company’s 401(k) plan during 2025. On March 4, he had an intra-plan transfer of 570 shares at $11.85, bringing his plan holdings to 1,122 shares.
On June 4, another intra-plan move of 92 shares at $11.67 raised the balance to 1,215 shares. On September 4, the plan rebalanced, transferring out 4 shares at $12.93, then on December 4 another rebalance and purchase of 95 shares at $12.85 increased holdings to 1,386 shares.
Footnotes explain these were 401(k) rebalancing, payroll contribution, and dividend reinvestment activity, with any profit from matchable transactions disgorged back to the issuer.
RCP Eagle Holdings and affiliates report a significant ownership position in Flagstar Bank, National Association. The group beneficially owns 35,981,113 shares of common stock, representing 8.65% of Flagstar’s outstanding shares, based on 415,755,877 shares reported in the company’s Form 10-Q.
RCP Eagle Holdings LP directly holds the shares, while RCP Eagle Holdings GP LLC, RCP GenPar HoldCo LLC, and other Reverence Capital-related entities may be deemed indirect beneficial owners through their control structure. Voting and disposition decisions are made by an investment committee, whose members are identified but each disclaims beneficial ownership.
Flagstar Bank, National Association filed a current report stating that it will begin distributing an investor presentation starting on January 30, 2026. The bank will make this written presentation, attached as Exhibit 99.1, available to investors and post it on its website for broader access.
Flagstar Bank, National Association filed a current report to furnish its latest financial results. The company issued a news release covering its performance for the quarter and year ended December 31, 2025, and attached this press release as Exhibit 99.1 to the filing.
The report clarifies that the disclosure is made through an accompanying press release rather than detailed financial tables in the 8-K itself. The filing is signed on behalf of the bank by Executive Vice President and Director of Investor Relations, Salvatore DiMartino.
Steven T. Mnuchin, a director and 10% owner of Flagstar Bank, National Association, reported an acquisition of 9,939 shares of common stock on January 27, 2026, at a price of $0.00 per share. After this transaction, he directly beneficially owned 23,581 shares, which the filing states includes service-based restricted stock units that will vest over time.
The filing also reports 74,999,994 shares of common stock held indirectly through Liberty Strategic Capital (CEN) Holdings, LLC and related investment entities associated with Mnuchin. He disclaims beneficial ownership of these indirectly held shares except to the extent of his pecuniary interest.
Lux Marshall, a director of Flagstar Bank, National Association, acquired 9,939 shares of common stock on January 27, 2026 at a reported price of $0 per share. Following this transaction, Marshall beneficially owns 57,954 shares held directly.
The reported total includes service-based restricted stock units that will vest in shares of Flagstar’s common stock over time, indicating part of the holding is tied to continued service-based vesting conditions.
Flagstar Bank, National Association director Jennifer R. Whip reported acquiring 9,939 shares of the bank’s common stock on January 27, 2026, in a transaction priced at $0 per share, indicating an equity award rather than an open‑market purchase.
After this grant, she beneficially owns 67,284 shares of Flagstar common stock. This total includes service-based restricted stock units that will convert into shares of common stock over time as vesting conditions tied to continued service are satisfied.
Flagstar Bank, National Association director equity grant: Director Frank Alan L acquired 9,939 shares of common stock on January 27, 2026, at a reported price of $0 per share, indicating an award rather than an open-market purchase. Following this transaction, he beneficially owned 66,463 shares, which the filing notes includes service-based restricted stock units that will vest into common shares over time.
Flagstar Bank, National Association director Allen Puwalski reported an equity award of 9,939 shares of common stock on January 27, 2026. The shares were acquired at a price of $0.00 per share, indicating a grant rather than an open-market purchase.
Following this award, Puwalski beneficially owned 60,731 shares of Flagstar Bank common stock. This total includes service-based restricted stock units that are scheduled to vest into common shares over time, tying part of the director’s compensation to the company’s long-term performance.
Flagstar Bank, National Association director Alessandro DiNello reported an acquisition of 9,939 shares of common stock on January 27, 2026, at a transaction price of $0 per share. Following this grant, his directly held common stock totaled 333,715 shares, which includes service-based restricted stock units that will vest in shares of common stock over time.
The filing also lists substantial indirect holdings through various entities, including Spousal Lifetime Access Trusts, a charitable remainder unitrust, an IRA, a wife’s trust, and multiple trusts for grandchildren. In several of these arrangements, DiNello expressly disclaims beneficial ownership except to the extent of any pecuniary interest.