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FLNC director Form 3 filing shows no beneficial stock ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Fluence Energy, Inc. (FLNC)

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Gratzke Ruth

(Last) (First) (Middle)
C/O FLUENCE ENERGY, INC.
4601 FAIRFAX DRIVE, SUITE 600

(Street)
ARLINGTON VA 22203

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/24/2025
3. Issuer Name and Ticker or Trading Symbol
Fluence Energy, Inc. [ FLNC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit 24 - Power of Attorney
No securities are beneficially owned.
/s/ Christian Yungwirth as Attorney-in-Fact for Ruth Gratzke 11/26/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the new Form 3 filing for Fluence Energy (FLNC) report?

The Form 3 for Fluence Energy, Inc. (FLNC) reports the initial beneficial ownership information for director Ruth Gratzke, stating that no securities are beneficially owned.

Who is the reporting person in this Fluence Energy (FLNC) Form 3?

The reporting person is Ruth Gratzke, who is identified in the filing as a director of Fluence Energy, Inc.

Does the director in this FLNC Form 3 own any Fluence Energy shares?

No. The remarks section clearly states: “No securities are beneficially owned.” This applies to both non-derivative and derivative securities.

What is the date of the event requiring this Form 3 for FLNC?

The date of the event requiring the statement is listed as 11/24/2025.

Is this Form 3 filed by one or multiple reporting persons for Fluence Energy?

The form is indicated as “Form filed by One Reporting Person”, meaning it covers only the holdings of the named director.

Who signed the Fluence Energy (FLNC) Form 3 and in what capacity?

The form is signed by /s/ Christian Yungwirth as Attorney-in-Fact for Ruth Gratzke, under a Power of Attorney identified as Exhibit 24.

Fluence Energy, Inc.

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2.61B
64.63M
30.87%
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12.67%
Utilities - Renewable
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United States
ARLINGTON