Fluence EVP & COO named insider, no holdings

An initial Form 3 makes Fluence Energy’s EVP & Chief Operating Officer a named reporting person, with no insider holdings or trades reported.

Available on EDGAR 09/21/2026 - 04:07 PM EDT Accepted by SEC EDGAR 09/21/2026 - 04:06 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Fluence Energy, Inc. (FLNC) filed an initial ownership report for Da Santos Bernerd, who serves as Executive Vice President & Chief Operating Officer. The Form 3 lists no reportable holdings or transactions in Fluence Energy securities at the time of this initial statement and references an Exhibit 24 Power of Attorney.

Key Terms

Form 3, Power of Attorney, Executive Vice President

3 terms

Form 3 regulatory

"filed an initial ownership report for Da Santos Bernerd"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

Power of Attorney regulatory

"remarks section references “Exhibit 24 - Power of Attorney”"

A power of attorney is a legal document that allows one person to make decisions and act on behalf of another person, often in financial or legal matters. It’s like giving someone a trusted helper or agent the authority to handle important tasks if you are unable to do so yourself. This matters to investors because it can impact how their assets are managed or transferred if they become unable to oversee their affairs.

Executive Vice President financial

"Da Santos Bernerd, the Executive Vice President & Chief Operating Officer"

An executive vice president is a high-ranking leader within a company who oversees major parts of its operations or strategies. Think of them as senior managers responsible for important areas, similar to a vice principal in a school hierarchy. Their role matters to investors because they help guide the company's success and decision-making at the top level.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does this Form 3 mean for Fluence Energy, Inc. (FLNC)?

It records Da Santos Bernerd, the Executive Vice President & Chief Operating Officer, as a reporting person for Fluence Energy securities. The Form 3 is an initial ownership report and lists no reportable holdings or transactions at the time of the statement.

Did Da Santos Bernerd buy or sell any FLNC shares in this Form 3?

No. The Form 3 for Da Santos Bernerd reports no transactions in Fluence Energy securities. It is limited to identifying the officer as a reporting person and does not show any purchases, sales, or other insider trades.

Does the Form 3 show any current FLNC stock holdings for Da Santos Bernerd?

No. The initial ownership statement reports no reportable holdings of Fluence Energy securities for Da Santos Bernerd at the time of the Form 3. The document contains no position tables or derivative holdings entries.

What role does Da Santos Bernerd hold at Fluence Energy (FLNC)?

Da Santos Bernerd is reported as an EVP & Chief Operating Officer of Fluence Energy, Inc. This officer role is the basis for being identified as a reporting person for the company’s securities on the Form 3.

What is mentioned about a Power of Attorney in this FLNC Form 3?

The remarks section references “Exhibit 24 - Power of Attorney”, indicating a Power of Attorney document is associated as an exhibit with the Form 3, authorizing certain actions related to reporting, though its detailed terms are not described in the statement itself.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Da Santos Bernerd

(Last) (First) (Middle)

C/O FLUENCE ENERGY, INC.

2107 WILSON BOULEVARD, SUITE 900

(Street)

ARLINGTON VIRGINIA 22201

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
09/15/2026

3. Issuer Name and Ticker or Trading Symbol
Fluence Energy, Inc. [ FLNC ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP & Chief Operating Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24 - Power of Attorney

No securities are beneficially owned.

	/s/ Leah Patterson as Attorney-in-fact for Bernerd Da Santos	09/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)