Welcome to our dedicated page for Funko SEC filings (Ticker: FNKO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Funko, Inc. (FNKO) SEC filings page brings together the company’s official reports filed with the U.S. Securities and Exchange Commission, including current reports on Form 8-K, annual and quarterly reports, and registration-related documents. Funko’s Class A common stock is listed on The Nasdaq Stock Market LLC under the symbol FNKO, and its filings provide detailed information on financial performance, governance, capital structure, and key agreements.
In its 8-K filings, Funko reports material events such as leadership changes, amendments to its credit agreement, compensation arrangements for executives and directors, and board appointments. Examples include disclosures about interim and permanent Chief Executive Officer transitions, the election of new directors, retention bonus agreements, and amendments to stockholder agreements with its largest stockholder. These documents often summarize employment terms, equity awards, and director compensation policies.
Funko’s 8-Ks also address financial reporting and capital markets activity, including the announcement of quarterly results, the use of non-GAAP measures like adjusted EBITDA, and the filing of a registration statement on Form S-3 to register securities and facilitate potential at-the-market offerings. One 8-K describes the refiling of consolidated financial statements and notes an explanatory paragraph from the company’s independent registered public accounting firm relating to substantial doubt about Funko’s ability to continue as a going concern, tied to debt maturities, forecasted covenant non-compliance, and anticipated cash flow needs.
Investors can use this page to access Funko’s 10-K and 10-Q reports (when available through EDGAR) for comprehensive financial statements, risk factor discussions, and segment information, as well as Form 4 and related insider transaction reports that show equity awards and holdings of officers and directors. Real-time updates from EDGAR ensure that new filings, such as amendments to credit agreements or stockholder arrangements, appear promptly.
Stock Titan enhances these filings with AI-powered summaries that explain complex sections in plain language, highlight key changes in leverage, covenants, or governance, and point out items such as going concern language or new equity programs. This can help readers quickly understand the implications of lengthy documents like a 10-K, 10-Q, or multi-exhibit 8-K, while still allowing direct access to the full text for detailed analysis.
Funko, Inc. disclosed that its subsidiary Funko Acquisition Holdings, L.L.C. and key domestic subsidiaries entered into a Fifth Amendment to their existing credit agreement with JPMorgan Chase Bank and other lenders. The amendment extends the loan maturity date from September 17, 2026 to December 31, 2027.
The lenders waive certain minimum fixed charge coverage and maximum net leverage covenants for multiple quarters in 2025 and 2026, add a minimum EBITDA covenant for the six‑month period ending June 30, 2026, and allow skipping some covenant tests if at least $10 million of voluntary prepayments are made for the relevant period. The amendment removes a 10 basis point SOFR credit spread adjustment but increases the loan margin to 450 basis points initially, with further increases outlined in the amended agreement.
The changes also modify amortization of term loans, introduce amortization and mandatory quarterly prepayments of revolving loans with cash and cash equivalents above $50 million, adjust financial reporting and affirmative covenants, and add new events of default, tightening ongoing lender protections while providing more time and flexibility on near‑term covenant pressure.
Funko, Inc. reported an equity compensation grant to director Reed Duchscher. On January 12, 2026, he received 9,580 restricted stock units, each representing a right to one share of Class A common stock or, at the company’s election, an equivalent cash payment. These RSUs vest on January 12, 2027, if he continues serving the company through that date.
He was also granted a stock option covering 14,300 shares of Class A common stock at an exercise price of $3.52 per share. This option will vest and become exercisable on January 12, 2027, subject to his continued service with Funko.
Funko, Inc. filed an initial ownership report (Form 3) for director Reed Duchscher with an event date of 01/12/2026. The filing states that no non-derivative or derivative securities of Funko are beneficially owned, meaning the director reports zero share ownership at this time.
Funko, Inc. reported changes to its Board of Directors. On January 11, 2026, Michael Lunsford resigned from the Board, effective January 12, 2026. The company expressed appreciation for his service and contributions.
On the same date, the Board elected Reed Duchscher as a Class II director, effective January 12, 2026. Mr. Duchscher, age 36, is the Chief Executive Officer of Night Inc., a next-generation talent management and venture platform focused on influential creators, artists and brands. The Board cites his leadership experience and knowledge of the content creation industry as reasons for his appointment. He will be compensated under Funko’s Non-Employee Director Compensation Policy and is expected to enter into the company’s standard indemnification agreement.
Funko, Inc. director Jason Harinstein reported the vesting and conversion of restricted stock units into Class A common stock. On December 13, 2025, 3,108 restricted stock units converted into 3,108 shares of Class A common stock at an exercise price of $0, shown as an acquisition of non-derivative shares with transaction code M.
Following this transaction, Harinstein directly beneficially owned 18,108 shares of Funko Class A common stock. The original grant of 3,108 restricted stock units vested in full on December 13, 2025, with each unit representing a contingent right to receive one share of Class A common stock or, at the issuer’s election, an equivalent cash payment.
Funko, Inc. filed its Q3 2025 10‑Q reporting weaker sales and heightened liquidity risk. Net sales were $250.9 million, down 14.3% year over year, and quarterly net income was $0.9 million versus $4.6 million a year ago. Gross margin was 40.2% compared with 40.9%.
For the nine months, the company posted a net loss of $68.1 million as operating cash flow swung to a use of $33.2 million. Management disclosed “substantial doubt” about continuing as a going concern, citing forecast covenant shortfalls and working capital pressure. The Fourth Amendment to its credit agreement waived leverage and coverage tests for Q2 and Q3, but the company anticipates noncompliance at December 31, 2025. Revolver borrowings rose to $135.0 million from $60.0 million, and the current portion of long‑term debt increased to $104.6 million.
As of November 4, 2025, shares outstanding were 54,742,995 Class A and 647,833 Class B.
Funko, Inc. (FNKO) filed an 8-K announcing results for the three and nine months ended September 30, 2025. The company furnished a press release as Exhibit 99.1 and presentation materials for upcoming investor meetings as Exhibit 99.2.
Items 2.02 and 7.01, including Exhibit 99.1, are furnished and not deemed “filed” under Section 18 of the Exchange Act, nor incorporated by reference except as specifically stated. The report was signed by Chief Financial Officer Yves Le Pendeven.
Funko, Inc. (FNKO) director Michael C. Lunsford reported a stock sale. On 05/28/2021, he sold 5,208 shares of Class A common stock at a weighted average price of $26.03, with trades executed between $25.94 and $26.19.
Following the transaction, he beneficially owned 14,036 shares directly. The filing also updates his holdings to remove 6,300 shares that were previously inadvertently included beginning in a filing on June 7, 2024.
Funko, Inc. filed an amended Form 3 for its CFO. The filing reports derivative holdings consisting of a stock option for 83,900 shares of Class A common stock at an exercise price of $6.37, expiring on 03/13/2034, and 33,600 restricted stock units.
The option vested 25% on the first anniversary of March 13, 2024, with the remaining 75% vesting in 36 equal monthly installments thereafter, subject to continued employment. The 33,600 RSUs vest in four equal annual installments on each of the first through fourth anniversaries of March 13, 2024, subject to continued employment.
Josh Simon, identified as Chief Executive Officer and a director of Funko, Inc. (FNKO), reported grants of restricted stock units on 09/01/2025. The filing shows two awards: 1,000,000 RSUs that vest in four equal annual installments beginning on the first anniversary of September 1, 2025 (with full vesting on a change in control), and 750,000 RSUs with mixed time- and performance-based vesting. The 750,000 RSUs vest one-third over three years and two-thirds only if stock-price hurdles of $8.00 and $20.00 (measured by a 45-trading-day trailing average or change-in-control price) are achieved before the seventh anniversary, subject to continued service. Each RSU converts to one share of Class A common stock or cash at the issuer’s election. The Form 4 was signed by an attorney-in-fact on behalf of Mr. Simon on 09/03/2025.
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