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FNKO Form 3 Filed by CEO Josh Simon Lists No Holdings

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Josh Simon, identified as Chief Executive Officer and a Director of Funko, Inc. (FNKO), filed an initial Form 3 reporting the event date 09/01/2025. The filing states that the reporting person does not beneficially own any securities of the issuer. The form includes an Exhibit 24 power of attorney and is signed by Tracy Daw as attorney-in-fact on 09/03/2025.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Simon Josh

(Last) (First) (Middle)
C/O FUNKO, INC.
2802 WETMORE AVENUE

(Street)
EVERETT WA 98201

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/01/2025
3. Issuer Name and Ticker or Trading Symbol
Funko, Inc. [ FNKO ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit List - Exhibit 24 - Power of Attorney
No securities are beneficially owned.
/s/ Tracy Daw, as Attorney-in-Fact for Josh Simon 09/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Josh Simon report on Form 3 for Funko (FNKO)?

The filing states Josh Simon is a Director and Chief Executive Officer and that he does not beneficially own any securities of Funko as of the event date 09/01/2025.

What is the event date listed on the Form 3 for FNKO?

The date of the event requiring the statement is listed as 09/01/2025.

Who signed the Form 3 for Josh Simon?

The Form 3 is signed /s/ Tracy Daw, as Attorney-in-Fact for Josh Simon with a signature date of 09/03/2025.

Does the Form 3 list any securities or derivatives owned by the reporting person?

No. The form explicitly states "No securities are beneficially owned."

Is there an exhibit attached to the Form 3?

Yes, the filing lists Exhibit 24, which is a Power of Attorney.
Funko

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Leisure
Games, Toys & Children's Vehicles (no Dolls & Bicycles)
Link
United States
EVERETT