FNKO amends Form 3 for CFO; options expiring 03/13/2034

Rhea-AI Filing Summary

Funko, Inc. filed an amended Form 3 for its CFO. The filing reports derivative holdings consisting of a stock option for 83,900 shares of Class A common stock at an exercise price of $6.37, expiring on 03/13/2034, and 33,600 restricted stock units.

The option vested 25% on the first anniversary of March 13, 2024, with the remaining 75% vesting in 36 equal monthly installments thereafter, subject to continued employment. The 33,600 RSUs vest in four equal annual installments on each of the first through fourth anniversaries of March 13, 2024, subject to continued employment.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Le Pendeven Yves

Role CFO

Type	Security	Shares	Price	Value
holding	Stock Option (Right to Buy)	--	--	--
holding	Restricted Stock Units	--	--	--

Holdings After Transaction: Stock Option (Right to Buy) — 83,900 shares (Direct); Restricted Stock Units — 33,600 shares (Direct)

Footnotes (2)

1. F1. The option vested and became exercisable with respect to 25% of the shares subject thereto on the first anniversary of March 13, 2024 and the remaining 75% of the option has vested or will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
2. F2. Each restricted stock unit ('RSU') represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original grant of 33,600 RSUs has vested or will vest in four equal installments on each of the first through fourth anniversaries of March 13, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

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Accepted by SEC EDGAR 10/31/2025 - 04:36 PM Learn about SEC filing dates

FAQ

What did Funko (FNKO) disclose in this Form 3/A?

It reports the CFO’s derivative holdings: a stock option for 83,900 Class A shares at $6.37 expiring 03/13/2034, and 33,600 RSUs.

What is the vesting schedule for the FNKO CFO’s stock option?

25% vested on the first anniversary of March 13, 2024, with the remaining 75% vesting in 36 equal monthly installments, subject to continued employment.

How do the 33,600 RSUs for FNKO’s CFO vest?

They vest in four equal annual installments on each of the first through fourth anniversaries of March 13, 2024, subject to continued employment.

What is the exercise price and expiration of the FNKO CFO’s option?

The exercise price is $6.37 per share, expiring on 03/13/2034.

Is the ownership of these derivative securities direct or indirect?

The filing lists ownership as Direct (D) for both the option and the RSUs.

Who is the reporting person in this FNKO Form 3/A?

The reporting person is the CFO of Funko, Inc., with the filing indicating an amendment to the original filed on 03/19/2024.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Le Pendeven Yves

(Last) (First) (Middle)

C/O FUNKO, INC.

2802 WETMORE AVENUE

(Street)

EVERETT WA 98201

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
03/15/2024

3. Issuer Name and Ticker or Trading Symbol
Funko, Inc. [ FNKO ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO

5. If Amendment, Date of Original Filed (Month/Day/Year)
03/19/2024

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (Right to Buy)	(1)	03/13/2034	CLASS A COMMON STOCK	83,900	$6.37	D
Restricted Stock Units	(2)	(2)	CLASS A COMMON STOCK	33,600	(2)	D

Explanation of Responses:

1. The option vested and became exercisable with respect to 25% of the shares subject thereto on the first anniversary of March 13, 2024 and the remaining 75% of the option has vested or will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

2. Each restricted stock unit ('RSU') represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The original grant of 33,600 RSUs has vested or will vest in four equal installments on each of the first through fourth anniversaries of March 13, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Remarks:

	/s/ Tracy D. Daw as Attorney-in-Fact for Yves Le Pendeven	10/31/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.