STOCK TITAN

Funko (FNKO) director receives new stock option and RSU awards

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Funko, Inc. director Diane M. Irvine received new equity compensation awards. She was granted an option to purchase 21,445 shares of Class A Common Stock at an exercise price of $5.22 per share, expiring on June 3, 2036, and 14,368 restricted stock units. Both the option and RSUs vest on June 3, 2027, subject to her continued service with the company.

Positive

  • None.

Negative

  • None.
Insider IRVINE DIANE M
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Units 14,368 $0.00 --
Grant/Award Option to Purchase Class A Common Stock 21,445 $0.00 --
Holdings After Transaction: Restricted Stock Units — 14,368 shares (Direct, null); Option to Purchase Class A Common Stock — 21,445 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on June 3, 2027, subject to the Reporting Person's continued service with the Issuer through the vesting date. The option will vest and become exercisable on June 3, 2027, subject to the Reporting Person's continued service with the Issuer through the vesting date.
Option grant size 21,445 shares Options to purchase Class A Common Stock granted to director
Option exercise price $5.22 per share Exercise price for Diane M. Irvine’s stock options
Option expiration June 3, 2036 Expiration date of granted stock options
RSU grant size 14,368 units Restricted stock units tied to Class A Common Stock
Equity awards vesting date June 3, 2027 Vesting date for both options and RSUs, service-based
Options held after grant 21,445 options Total option derivatives held following the transaction
RSUs held after grant 14,368 RSUs Total restricted stock units held following the transaction
Restricted Stock Units financial
"The RSUs vest on June 3, 2027, subject to continued service."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
exercise price financial
"Option to purchase 21,445 shares at an exercise price of $5.22."
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
expiration date financial
"The option expires on June 3, 2036, if not exercised earlier."
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.
vest financial
"Both the option and RSUs vest on June 3, 2027."
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
IRVINE DIANE M

(Last)(First)(Middle)
C/O FUNKO, INC.
2802 WETMORE AVENUE

(Street)
EVERETT WASHINGTON 98201

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Funko, Inc. [ FNKO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/03/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)06/03/2026A14,368 (1) (1)CLASS A COMMON STOCK14,368$014,368D
Option to Purchase Class A Common Stock$5.2206/03/2026A21,445 (2)06/03/2036CLASS A COMMON STOCK21,445$021,445D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on June 3, 2027, subject to the Reporting Person's continued service with the Issuer through the vesting date.
2. The option will vest and become exercisable on June 3, 2027, subject to the Reporting Person's continued service with the Issuer through the vesting date.
Remarks:
/s/ Tracy D. Daw, as Attorney-in-Fact for Diane M. Irvine06/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Funko (FNKO) report for Diane M. Irvine?

Funko reported that director Diane M. Irvine received two equity awards: stock options for 21,445 shares at a $5.22 exercise price and 14,368 restricted stock units. Both awards are compensation-related grants, not open-market purchases or sales.

How many Funko (FNKO) stock options were granted to Diane M. Irvine?

Diane M. Irvine was granted options to purchase 21,445 shares of Funko Class A Common Stock. These options have an exercise price of $5.22 per share and will vest in full on June 3, 2027, assuming she continues her service with the company.

What are the terms of Diane M. Irvine’s restricted stock units at Funko (FNKO)?

She received 14,368 restricted stock units, each representing a right to one Funko Class A share or equivalent cash. The RSUs vest on June 3, 2027, subject to her continued service with Funko through that vesting date, making them long-term incentive compensation.

When do Diane M. Irvine’s Funko (FNKO) equity awards vest?

Both the stock options and restricted stock units granted to Diane M. Irvine vest on June 3, 2027. Vesting is conditioned on her continued service with Funko through that date, aligning her incentives with longer-term company performance and tenure.

What is the exercise price and expiration date of Diane M. Irvine’s Funko options?

Her Funko stock options carry a $5.22 per share exercise price and expire on June 3, 2036. The options become exercisable on June 3, 2027, if she remains in service with the company through that vesting date, providing a long-dated equity incentive.

Did Diane M. Irvine buy or sell Funko (FNKO) shares on the market?

No open-market buys or sells were reported. The Form 4 shows only compensation-related grants: stock options and restricted stock units. These awards increase her potential equity exposure but do not represent immediate market transactions in Funko shares.