Funko (NASDAQ: FNKO) director awarded new stock options and RSUs

Rhea-AI Filing Summary

Funko, Inc. director Jason Harinstein reported receiving new equity awards in the form of options and restricted stock units tied to the company’s Class A common stock. These are compensation-related grants, not open‑market purchases or sales.

The awards include an option for 21,445 shares of Class A common stock at an exercise price of $5.22 per share and 14,368 restricted stock units, each linked to one share of Class A common stock or an equivalent cash payment at the issuer’s election. Both the option and RSUs vest on June 3, 2027, contingent on his continued service with Funko through that date. After these grants, Harinstein’s reported holdings for these specific awards match the full granted amounts, reflecting newly established positions rather than changes to an existing trading stake.

Insights

Equity Compensation Analyst

Routine director equity grants with future vesting, no open‑market trading.

Funko, Inc. granted director Jason Harinstein an option over 21,445 Class A shares at an exercise price of $5.22 and 14,368 restricted stock units. These awards are typical board compensation tools designed to align directors with shareholder interests over time.

The filing notes that both the RSUs and the option vest on June 3, 2027, conditional on continued service. Because there are no open‑market buys or sells, and the transactions are classified as grant/award acquisitions, the informational content for short‑term trading sentiment is limited. The overall impact is routine and primarily governance- and compensation‑related.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Harinstein Jason

Role null

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	14,368	$0.00	--
Grant/Award	Option to Purchase Class A Common Stock	21,445	$0.00	--

Holdings After Transaction: Restricted Stock Units — 14,368 shares (Direct, null); Option to Purchase Class A Common Stock — 21,445 shares (Direct, null)

Footnotes (1)

1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on June 3, 2027, subject to the Reporting Person's continued service with the Issuer through the vesting date. The option will vest and become exercisable on June 3, 2027, subject to the Reporting Person's continued service with the Issuer through the vesting date.

Key Figures

Stock options granted: 21,445 options Option exercise price: $5.22 per share Restricted stock units granted: 14,368 RSUs +2 more

5 metrics

Stock options granted 21,445 options Option to purchase Class A common stock granted June 3, 2026

Option exercise price $5.22 per share Exercise price for 21,445 stock options

Restricted stock units granted 14,368 RSUs RSU grant linked to Class A common stock

Vesting date June 3, 2027 Vesting for both options and RSUs, subject to continued service

Option expiration June 3, 2036 Expiration date of stock option grant

Key Terms

Restricted Stock Units, exercise price, vesting, Class A Common Stock, +1 more

5 terms

Restricted Stock Units financial

"The awards include an option for 21,445 shares ... and 14,368 restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

exercise price financial

"an option for 21,445 shares of Class A common stock at an exercise price of $5.22 per share"

The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.

vesting financial

"Both the option and RSUs vest on June 3, 2027, contingent on his continued service"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

Class A Common Stock financial

"tied to the company’s Class A common stock"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

equity awards financial

"reported receiving new equity awards in the form of options and restricted stock units"

Equity awards are payments to employees or directors made in the form of company stock or rights to buy stock later, serving as a way to share ownership rather than cash. For investors, they matter because they align staff incentives with company performance, can increase the number of shares outstanding over time (which can reduce each share’s claim on profits), and create compensation costs that affect reported earnings.

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Harinstein Jason

(Last) (First) (Middle)

C/O FUNKO, INC.

2802 WETMORE AVE

(Street)

EVERETT WASHINGTON 98201

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Funko, Inc. [ FNKO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	06/03/2026		A		14,368		(1)	(1)	CLASS A COMMON STOCK	14,368	$0	14,368	D
Option to Purchase Class A Common Stock	$5.22	06/03/2026		A		21,445		(2)	06/03/2036	CLASS A COMMON STOCK	21,445	$0	21,445	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on June 3, 2027, subject to the Reporting Person's continued service with the Issuer through the vesting date.

2. The option will vest and become exercisable on June 3, 2027, subject to the Reporting Person's continued service with the Issuer through the vesting date.

Remarks:

	/s/ Tracy Daw, as Attorney-in-Fact for Jason Harinstein	06/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Funko (FNKO) director Jason Harinstein receive in this Form 4 filing?

Jason Harinstein received new equity awards from Funko, Inc., including stock options and restricted stock units. The option covers 21,445 Class A common shares, and he was also granted 14,368 RSUs as part of his director compensation package.

How many Funko (FNKO) stock options were granted to Jason Harinstein?

Funko granted Jason Harinstein options to purchase 21,445 shares of Class A common stock. These options carry a fixed exercise price of $5.22 per share and represent a compensation award rather than an open‑market purchase of stock.

What are the terms of the restricted stock units granted by Funko (FNKO)?

Funko granted 14,368 restricted stock units to Jason Harinstein. Each RSU represents a contingent right to receive one Class A common share or equivalent cash. The RSUs vest on June 3, 2027, assuming he continues serving the company.

When do Jason Harinstein’s Funko (FNKO) equity awards vest?

Both the stock options and restricted stock units granted to Jason Harinstein vest on June 3, 2027. Vesting is conditioned on his continued service with Funko, Inc. through that date, making the awards long‑term incentive compensation.

Did Jason Harinstein buy or sell Funko (FNKO) shares on the market in this Form 4?

No open‑market buys or sells were reported. The Form 4 only shows grant or award acquisitions of options and restricted stock units, which are standard equity compensation, not discretionary trading in Funko’s stock.