STOCK TITAN

Funko (NASDAQ: FNKO) director receives new option and RSU grants

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Funko, Inc. director Charles D. Denson received new equity awards in the form of stock options and restricted stock units. He was granted options to purchase 21,445 shares of Class A Common Stock at an exercise price of $5.22 per share, expiring on June 3, 2036. He also received 14,368 restricted stock units, each representing a right to one share of Class A Common Stock or an equivalent cash payment at the company’s election. Both the options and the RSUs vest on June 3, 2027, subject to his continued service with Funko through that date, so these awards function as long-term, service-based compensation rather than immediate share purchases or sales.

Positive

  • None.

Negative

  • None.
Insider DENSON CHARLES D
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Units 14,368 $0.00 --
Grant/Award Option to Purchase Class A Common Stock 21,445 $0.00 --
Holdings After Transaction: Restricted Stock Units — 14,368 shares (Direct, null); Option to Purchase Class A Common Stock — 21,445 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on June 3, 2027, subject to the Reporting Person's continued service with the Issuer through the vesting date. The option will vest and become exercisable on June 3, 2027, subject to the Reporting Person's continued service with the Issuer through the vesting date.
Option grant size 21,445 shares Options to purchase Class A Common Stock granted to director
Option exercise price $5.22/share Exercise price for director stock options
Option expiration date June 3, 2036 Stock options expire on this date
RSU grant size 14,368 units Restricted stock units tied to Class A Common Stock
Vesting date June 3, 2027 Vesting date for both options and RSUs, service-based
Options held after grant 21,445 options Total options following transaction for this grant
RSUs held after grant 14,368 RSUs Total restricted stock units following transaction
Restricted Stock Units financial
"Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Class A Common Stock financial
"Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
exercise price financial
"Option to Purchase Class A Common Stock ... conversion or exercise price: 5.2200"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
vesting financial
"The RSUs vest on June 3, 2027, subject to the Reporting Person's continued service"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
expiration date financial
"The option will vest and become exercisable on June 3, 2027 ... expiration date: 2036-06-03"
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DENSON CHARLES D

(Last)(First)(Middle)
C/O FUNKO, INC.
2802 WETMORE AVENUE

(Street)
EVERETT WASHINGTON 98201

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Funko, Inc. [ FNKO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/03/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)06/03/2026A14,368 (1) (1)CLASS A COMMON STOCK14,368$014,368D
Option to Purchase Class A Common Stock$5.2206/03/2026A21,445 (2)06/03/2036CLASS A COMMON STOCK21,445$021,445D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on June 3, 2027, subject to the Reporting Person's continued service with the Issuer through the vesting date.
2. The option will vest and become exercisable on June 3, 2027, subject to the Reporting Person's continued service with the Issuer through the vesting date.
Remarks:
/s/ Tracy D. Daw, as Attorney-in-Fact for Charles D. Denson06/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What equity awards did Funko (FNKO) director Charles D. Denson receive?

Charles D. Denson received stock options and restricted stock units from Funko. The grant includes options for 21,445 Class A shares at a $5.22 exercise price and 14,368 RSUs, all structured as long-term service-based compensation.

When do Charles D. Denson’s new Funko (FNKO) stock options and RSUs vest?

Both the stock options and restricted stock units granted to Charles D. Denson vest on June 3, 2027. Vesting is contingent on his continued service with Funko through that date, aligning the awards with long-term board tenure.

What are the terms of Charles D. Denson’s Funko (FNKO) stock options?

Denson’s stock options cover 21,445 shares of Funko Class A Common Stock at a $5.22 exercise price. The options vest on June 3, 2027, and expire on June 3, 2036, giving a long exercise window after vesting.

How do the restricted stock units granted to Charles D. Denson by Funko (FNKO) work?

Each of Denson’s 14,368 restricted stock units represents a right to one share of Class A Common Stock or equivalent cash. The RSUs vest on June 3, 2027, subject to his continued service, making them deferred, service-based compensation.

Did Charles D. Denson buy or sell Funko (FNKO) shares in this Form 4?

The Form 4 reflects grant or award acquisitions, not open-market buys or sells. Denson received stock options and restricted stock units as compensation, with no reported market purchases or sales of Funko shares in this filing.