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Funko (FNKO) awards stock options and RSUs to company director

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Funko, Inc. director Sarah Kirshbaum Levy received new equity awards. She was granted options to purchase 21,445 shares of Class A common stock at an exercise price of $5.22 per share, vesting on June 3, 2027 and expiring on June 3, 2036. She also received 14,368 restricted stock units, each representing one share of Class A common stock or equivalent cash, which vest on June 3, 2027, subject in both cases to her continued service.

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Insider Levy Sarah Kirshbaum
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Units 14,368 $0.00 --
Grant/Award Option to Purchase Class A Common Stock 21,445 $0.00 --
Holdings After Transaction: Restricted Stock Units — 14,368 shares (Direct, null); Option to Purchase Class A Common Stock — 21,445 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on June 3, 2027, subject to the Reporting Person's continued service with the Issuer through the vesting date. The option will vest and become exercisable on June 3, 2027, subject to the Reporting Person's continued service with the Issuer through the vesting date.
Stock options granted 21,445 options Option to purchase Class A common stock granted to director
Option exercise price $5.22 per share Exercise price for 21,445 stock options
Option expiration June 3, 2036 Expiration date of director stock option grant
RSUs granted 14,368 RSUs Restricted stock units tied to Class A common stock
Vesting date June 3, 2027 Vesting for both options and RSUs, contingent on continued service
Total equity units granted 35,813 units Combined options and RSUs granted in this Form 4
Restricted Stock Units financial
"The RSUs vest on June 3, 2027, subject to the Reporting Person's continued service..."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Option to Purchase Class A Common Stock financial
"The option will vest and become exercisable on June 3, 2027..."
exercise price financial
"conversion_or_exercise_price": "5.2200""
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
vest financial
"The option will vest and become exercisable on June 3, 2027..."
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Levy Sarah Kirshbaum
(Last)(First)(Middle)
C/O FUNKO, INC.
2802 WETMORE AVENUE
(Street)
EVERETT WASHINGTON 98201
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Funko, Inc. [ FNKO ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/03/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)06/03/2026A14,368 (1) (1)CLASS A COMMON STOCK14,368$014,368D
Option to Purchase Class A Common Stock$5.2206/03/2026A21,445 (2)06/03/2036CLASS A COMMON STOCK21,445$021,445D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on June 3, 2027, subject to the Reporting Person's continued service with the Issuer through the vesting date.
2. The option will vest and become exercisable on June 3, 2027, subject to the Reporting Person's continued service with the Issuer through the vesting date.
Remarks:
/s/ Tracy D. Daw, as Attorney-in-Fact for Sarah Kirshbaum Levy06/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What equity awards did Funko (FNKO) director Sarah Kirshbaum Levy receive?

Sarah Kirshbaum Levy received option and RSU awards from Funko. She was granted options for 21,445 Class A shares and 14,368 restricted stock units, each tied to one share or equivalent cash, as part of her director compensation.

When do Sarah Kirshbaum Levy’s new Funko (FNKO) equity awards vest?

Both awards vest on June 3, 2027, if she continues serving Funko. The options and 14,368 restricted stock units each become fully vested on that date, making the option exercisable and the RSUs deliverable in stock or equivalent cash.

What is the exercise price and expiration date of Sarah Levy’s Funko options?

Her Funko stock options have a fixed exercise price of $5.22 per share. The option to purchase 21,445 Class A shares becomes exercisable on June 3, 2027 and remains outstanding until its expiration on June 3, 2036, if not earlier exercised.

Are Sarah Kirshbaum Levy’s Funko (FNKO) transactions open-market stock purchases?

The transactions are equity grants, not open-market purchases. The Form 4 shows awards coded as grants (Code A): stock options with a $5.22 exercise price and restricted stock units, both provided as compensation rather than bought in the market.

How many Funko (FNKO) restricted stock units were granted to Sarah Levy?

She received 14,368 restricted stock units linked to Funko Class A common stock. Each RSU represents a contingent right to one share or an equivalent cash payment, vesting on June 3, 2027, if she continues her service with the company.