Welcome to our dedicated page for Funko SEC filings (Ticker: FNKO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Funko, Inc. (FNKO) SEC filings page brings together the company’s official reports filed with the U.S. Securities and Exchange Commission, including current reports on Form 8-K, annual and quarterly reports, and registration-related documents. Funko’s Class A common stock is listed on The Nasdaq Stock Market LLC under the symbol FNKO, and its filings provide detailed information on financial performance, governance, capital structure, and key agreements.
In its 8-K filings, Funko reports material events such as leadership changes, amendments to its credit agreement, compensation arrangements for executives and directors, and board appointments. Examples include disclosures about interim and permanent Chief Executive Officer transitions, the election of new directors, retention bonus agreements, and amendments to stockholder agreements with its largest stockholder. These documents often summarize employment terms, equity awards, and director compensation policies.
Funko’s 8-Ks also address financial reporting and capital markets activity, including the announcement of quarterly results, the use of non-GAAP measures like adjusted EBITDA, and the filing of a registration statement on Form S-3 to register securities and facilitate potential at-the-market offerings. One 8-K describes the refiling of consolidated financial statements and notes an explanatory paragraph from the company’s independent registered public accounting firm relating to substantial doubt about Funko’s ability to continue as a going concern, tied to debt maturities, forecasted covenant non-compliance, and anticipated cash flow needs.
Investors can use this page to access Funko’s 10-K and 10-Q reports (when available through EDGAR) for comprehensive financial statements, risk factor discussions, and segment information, as well as Form 4 and related insider transaction reports that show equity awards and holdings of officers and directors. Real-time updates from EDGAR ensure that new filings, such as amendments to credit agreements or stockholder arrangements, appear promptly.
Stock Titan enhances these filings with AI-powered summaries that explain complex sections in plain language, highlight key changes in leverage, covenants, or governance, and point out items such as going concern language or new equity programs. This can help readers quickly understand the implications of lengthy documents like a 10-K, 10-Q, or multi-exhibit 8-K, while still allowing direct access to the full text for detailed analysis.
Funko, Inc. disclosed an amendment to its Stockholders Agreement with TCG Fuji 3.0, LP that changes how certain at-the-market share issuances affect TCG-related consent rights. The amendment specifies that up to $40 million of Class A common stock issued in at-the-market offerings will be excluded from the 22% beneficial ownership threshold used to determine whether TCG-related parties retain consent rights. The filing identifies the Amendment dated August 14, 2025 and the Cover Page Interactive Data File dated August 15, 2025. The document is signed by Tracy D. Daw, Chief Legal Officer and Secretary.
Cooper Creek Partners Management LLC reported a material passive stake in Funko, Inc., owning 4,390,494 shares, representing 8.0% of the outstanding common stock, on a Schedule 13G (Amendment No. 11). The filing identifies the reporting person as an investment adviser (IA) and shows the position as a disclosed, non-group holding.
The filer reports sole voting and sole dispositive power over all shares and certifies the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control. Items addressing ownership on behalf of others or group affiliations are marked Not Applicable.
Funko, Inc. Chief Product Officer Shah Husnal reported direct ownership of 6,778 Class A common shares and direct derivative rights to acquire 139,200 shares through stock options and 53,031 restricted stock units. Option exercise prices disclosed range from $6.37 to $17.09. Vesting schedules in the filing are service-based with initial 25% vesting followed by monthly or annual installments as specified.
Yves Le Pendeven, Chief Financial Officer of Funko, Inc. (FNKO), reported the vesting of 2,950 restricted stock units (RSUs) that convert into Class A common shares. To satisfy tax withholding on the vesting, 795 shares were sold under a Rule 10b5-1 "sell to cover" instruction at a weighted-average price of $2.5911 (sales ranged $2.54–$2.63).
After these transactions the reporting person directly holds 43,500 shares and retains economic exposure to 8,850 RSUs/derivative units. The original RSU grant totaled 11,800 units, scheduled to vest in four equal annual installments beginning August 8, 2024, subject to continued employment.
Funko appointed Josh Simon as Chief Executive Officer effective September 1, 2025, replacing Interim CEO Michael Lunsford who will remain on the Board. Mr. Simon joins from Netflix where he led global consumer products and live experiences and previously held senior roles at Nike and The Walt Disney Company. His employment term is three years with automatic one-year renewals unless notice is given. Compensation includes a $1,000,000 base salary, an annual cash incentive target equal to 100% of base salary, relocation assistance up to $100,000, and a long-term equity target of at least $2,500,000 beginning in fiscal 2027. He received sign-on equity: 1,000,000 restricted stock units vesting over four years and 750,000 restricted stock units with time-based and stock-price performance vesting (price hurdles of $8.00 and $20.00 per share, each exercisable within seven years). The agreement includes severance protections (24 months base pay and COBRA reimbursement for eligible terminations) and customary restrictive covenants.
Funko, Inc. (Nasdaq: FNKO) has filed a Form S-3 shelf registration statement allowing the company to issue up to $100 million in a mix of Class A common stock, preferred stock, debt, warrants, purchase contracts and units. The filing also registers up to 12,626,024 existing Class A shares for resale by a selling securityholder; Funko will not receive proceeds from those resales.
The shelf includes a separate at-the-market (ATM) Sales Agreement with BTIG for up to $40 million of Class A common stock, which counts against the $100 million aggregate limit. Unsold ATM capacity can be rolled into other offerings under the base prospectus.
Proceeds received by Funko (from any new primary issuance) will be used for general corporate purposes; exact use will be detailed in future prospectus supplements. The company designates itself as an accelerated filer. Shares are listed on Nasdaq Global Select; the last reported price on 5 Aug 2025 was $3.60 per share.
The document provides standard “shelf” language, risk-factor cross-references and a detailed description of capital structure, but does not include current financial results or forward guidance. Investors should monitor subsequent prospectus supplements for pricing, dilution impact and specific use-of-proceeds.
Q2 2025 snapshot: Net sales fell 21.9 % YoY to $193.5 m as retailers curtailed orders; U.S. revenue dropped 27.7 % while Europe slipped 4.3 %. Core Collectibles declined 15.7 % and Loungefly 23.2 %. Gross margin contracted 9.9 ppt to 32.1 % on higher freight and inventory reserves, driving an operating loss of $34.7 m versus a $10.7 m profit last year. Net loss reached $41.0 m (-$0.74 EPS) versus $5.4 m income in Q2 2024.
Six-month view: Sales down 17 % to $384.2 m; net loss widened to $69.1 m. Operating cash outflow was $44.4 m, reversing a $60.4 m inflow last year.
Balance sheet stress: Cash rose to $49.2 m, but the revolver balance surged to $145 m and term-loan debt of $104.2 m is now classified current due to forecast covenant breaches. Current liabilities exceed current assets by $161.7 m. Amendment No.4 waives leverage and coverage covenants for Q2–Q3 2025 and raises pricing by 400 bps, yet management still expects non-compliance by Q4 and flags “substantial doubt” about going-concern status. The company is evaluating cost cuts, refinancing, equity issuance and strategic alternatives, including a potential sale.
Key metrics: Adj. EBITDA –$16.5 m (vs. +$27.9 m); weighted-avg. shares 54.7 m A, 0.65 m B; inventory $101.3 m; working-capital deficit $161.7 m.