Funko, Inc. filings document the company’s operating results, governance and capital structure as a Nasdaq-listed issuer of Class A common stock. Form 8-K reports furnish quarterly and annual financial results, Regulation FD presentation materials, material credit-agreement amendments, executive employment arrangements, board changes and stockholder-agreement amendments.
Proxy materials cover director elections, executive compensation, equity awards and shareholder voting matters. The filings also identify Funko Acquisition Holdings, L.L.C. and domestic subsidiaries in financing arrangements, and record debt covenants, consent rights and governance provisions tied to the company’s pop culture consumer-products business.
Fund 1 Investments, LLC reports a significant position in Funko, Inc. Class A common stock. The fund beneficially owns 5,415,798 shares, or 9.77% of outstanding shares, based on 55,444,604 shares outstanding as of March 10, 2026. These shares were bought using fund working capital for an aggregate purchase price of approximately $42.44 million, including commissions.
The fund has sole voting and dispositive power over all 5,415,798 shares. In addition, it has cash‑settled total return swaps referencing 4,599,919 notional shares, equal to about 8.30% of the outstanding stock, providing economic exposure without voting or dispositive rights. The fund also holds multiple cash‑settled call option positions, each referencing 74,561 shares with a $5.00 exercise price and expiration dates from April 22, 2026 through May 11, 2026, further increasing its economic exposure to Funko’s shares.
Shah Husnal reported acquisition or exercise transactions in this Form 4 filing.
Funko, Inc. reported that Chief Product Officer Husnal Shah received a grant of 123,750 restricted stock units. Each RSU represents a right to receive one share of Class A common stock or an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 17, 2026, as long as Shah remains employed with Funko through each vesting date.
Oddie Andrew David reported acquisition or exercise transactions in this Form 4 filing.
Funko, Inc. reported that Chief International Officer Andrew David Oddie received a grant of 123,750 restricted stock units. Each RSU represents a right to receive one share of Class A common stock or an equivalent cash payment.
The RSUs vest in four equal annual installments on the first through fourth anniversaries of March 17, 2026, as long as he remains employed with the company on each vesting date. This is a compensation-related equity award rather than an open-market stock purchase or sale.
Le Pendeven Yves reported acquisition or exercise transactions in this Form 4 filing.
Funko, Inc. reported that CFO Yves Le Pendeven received a grant of 123,750 restricted stock units. Each RSU represents a right to receive one share of Class A common stock or, at Funko’s election, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 17, 2026, contingent on his continued employment at each vesting date.
Funko, Inc. chief legal officer Tracy D. Daw reported an open-market sale of 12,793 shares of Class A common stock at a weighted average price of $3.647 per share on March 18, 2026, leaving 47,016 shares directly held, not counting any common units beneficially owned.
The sale was made under a pre-arranged Rule 10b5-1 trading plan adopted on November 11, 2025. On March 17, 2026, Daw also received a grant of 123,750 restricted stock units, each representing one share of Class A common stock or equivalent cash, vesting in four equal annual installments starting March 17, 2026, subject to continued employment.
Fund 1 Investments, LLC has amended its ownership report on Funko, Inc. The fund now reports beneficial ownership of 5,265,798 shares of Funko Class A common stock, which is about 9.50% of the 55,444,604 shares outstanding as of March 10, 2026.
The shares were purchased using working capital of the funds, for an aggregate purchase price of approximately $41,909,408, including brokerage commissions. Fund 1 has sole voting and dispositive power over these shares.
The fund has also entered into cash-settled total return swaps providing economic exposure to 3,897,961 notional shares, or roughly 7.03% of the outstanding shares, and holds a large series of cash-settled call options on Funko shares with exercise prices of $4.00 or $5.00 per share and expirations from March 17, 2026 through May 11, 2026. These derivatives provide economic exposure but do not convey voting or dispositive power over the referenced shares.
Funko, Inc. Chief Product Officer Husnal Shah reported a combination of RSU vesting, share conversions, and related share sales. He exercised restricted stock units to acquire a total of 13,826 shares of Class A common stock at a conversion price of $0.00 per share.
To cover taxes on these RSU vestings, he sold 2,358 shares at a weighted average price of $4.1451 and 3,651 shares at a weighted average price of $3.7256, pursuant to a pre-established Rule 10b5-1 sell-to-cover instruction dated June 8, 2023. Following the latest transaction, he holds 16,767 shares of Class A common stock directly. Footnotes note prior RSU grants of 21,705 units on March 12, 2025 and 33,600 units on March 13, 2024, each vesting in four annual installments subject to continued employment.
Funko, Inc. executive Andrew David Oddie, Chief International Officer, reported recent equity compensation activity and related share sales. He exercised restricted stock units into 9,767 and 12,600 shares of Class A common stock on March 12 and March 13, 2026, respectively, at a conversion price of $0.00 per share.
To cover taxes upon these RSU vestings, he conducted open-market sales of 4,844 shares at a weighted average price of $4.1292 on March 13, 2026 and 6,250 shares at $3.71 on March 16, 2026, under a Rule 10b5-1 instruction letter entered into in June 2019. Following these transactions, he directly held 69,313 shares of Class A common stock.
Funko, Inc. CFO Yves Le Pendeven reported a mix of RSU vesting and related share sales. On March 12–13, he exercised restricted stock units into a total of 18,167 shares of Class A common stock at a conversion price of $0.00 per share. Over March 13 and March 16, he sold 6,031 shares of Class A common stock in open-market transactions at weighted average prices of $4.1448 and $3.7381 per share to cover taxes upon RSU vesting under a Rule 10b5-1 sell-to-cover instruction dated June 14, 2023. Following these transactions, he directly holds 58,074 shares of Class A common stock.