STOCK TITAN

FNLC (NASDAQ: FNLC) EVP withholds 1,865 shares for tax obligations

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

First Bancorp, Inc. (FNLC) executive Tammy L. Plummer, EVP and Chief Information Officer, reported a Form 4 transaction on January 27, 2026. She disposed of 1,865 shares of common stock in a transaction coded "F" at a price of $27.10 per share, which indicates shares were withheld to cover taxes on equity compensation. After this transaction, she directly owned 11,444 shares of common stock. She also reported indirect holdings of 2,045.9581 shares through an Employee Stock Purchase Plan and 9,625.453 shares through a 401(k) plan.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Plummer Tammy L

(Last) (First) (Middle)
PO BOX 940

(Street)
DAMARISCOTTA ME 04543

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
First Bancorp, Inc /ME/ [ FNLC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief Information Officer
3. Date of Earliest Transaction (Month/Day/Year)
01/27/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/27/2026 F 1,865 D $27.1 11,444 D
Common Stock 2,045.9581 I Through Employee Stock Purchase Plan
Common Stock 9,625.453 I Through 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Tammy L. Plummer 01/27/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did FNLC executive Tammy L. Plummer report?

Tammy L. Plummer, EVP and Chief Information Officer of First Bancorp, Inc. (FNLC), reported a Form 4 transaction where 1,865 shares of common stock were disposed of in a transaction coded "F" on January 27, 2026.

What does the transaction code "F" mean in the FNLC Form 4 filing?

The transaction code "F" indicates shares were disposed of to satisfy tax withholding obligations related to equity compensation, rather than an open-market sale initiated for investment purposes.

At what price were the FNLC shares used for tax withholding?

The 1,865 FNLC common shares used to satisfy tax withholding were valued at $27.10 per share in the reported transaction.

How many FNLC shares does Tammy L. Plummer own directly after this transaction?

Following the tax-withholding transaction, Tammy L. Plummer directly owned 11,444 shares of First Bancorp, Inc. common stock.

What indirect FNLC share holdings does Tammy L. Plummer report?

In addition to her direct holdings, Tammy L. Plummer reported 2,045.9581 shares held indirectly through an Employee Stock Purchase Plan and 9,625.453 shares held indirectly through a 401(k) Plan.

What is Tammy L. Plummer’s role at First Bancorp, Inc. (FNLC)?

Tammy L. Plummer is an Executive Vice President (EVP) and Chief Information Officer of First Bancorp, Inc. (FNLC), as disclosed in the Form 4 filing.

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