[144] Finance of America Companies Inc. SEC Filing

Rhea-AI Filing Summary

Finance of America Companies, Inc. (FOA) insider paperwork shows a proposed sale of 1,100 Class A shares through Fidelity Brokerage Services on the NYSE with an approximate sale date of 08/18/2025 and an aggregate market value of $29,931. The shares were acquired by restricted stock vesting on 04/03/2023 and listed as compensation. The filer disclosed multiple sales by the same individual, Tai A. Thornock, in the prior three months: 1,100 shares on 05/28/2025 (gross proceeds $24,464), 1,100 shares on 06/16/2025 ($23,485), and 1,100 shares on 07/16/2025 ($25,575). The filing affirms the seller does not possess undisclosed material adverse information.

Positive

• Proper disclosure of planned insider sale under Rule 144, including broker and estimated market value
• Acquisition method clearly stated as restricted stock vesting, indicating compensation-related origin of shares
• Multiple prior sales disclosed showing consistent reporting history for the seller

Negative

• Insider selling activity continued over recent months (May, June, July 2025), which may attract market attention
• Issuer details are incomplete in the filing (some issuer and filer fields are not populated), limiting context

Insights

Securities/Insider Trading Analyst

TL;DR: Routine insider disposition of vested restricted stock; disclosures are consistent with Rule 144 sales and recent open-market transactions.

The filing documents a small, scheduled sale of 1,100 Class A shares valued at about $29,931 and confirms acquisition via restricted stock vesting on 04/03/2023 as compensation. Multiple recent sales by the same individual in May, June and July 2025 show consistent monetization of vested holdings, each for approximately similar dollar amounts. From a regulatory and disclosure standpoint this is a standard Rule 144 notice; there is no additional financial data or issuer-specific operational detail in the filing to suggest material change to the company’s fundamentals.

Corporate Governance Specialist

TL;DR: The filing is a routine compliance disclosure; repeated insider sales merit monitoring but are not by themselves material here.

The document identifies the nature of acquisition as restricted stock vesting and states the sale will be executed through a named broker on the NYSE. The signer affirms absence of undisclosed material adverse information, which is standard. While serial insider sales can attract investor attention, this notice alone does not present governance issues such as sudden executive departures or related-party transactions. Further context from proxy statements or 10-K/10-Q would be needed to assess governance implications fully.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	1100	29931.00	11079270	08/18/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A	04/03/2023	Restricted Stock Vesting	Issuer			1100	04/03/2023	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Tai A. Thornock 5830 Granite Parkway Suite 400 Plano TX 75024	Class A	05/28/2025	1100	24464.00
Tai A. Thornock 5830 Granite Parkway Suite 400 Plano TX 75024	Class A	06/16/2025	1100	23485.00
Tai A. Thornock 5830 Granite Parkway Suite 400 Plano TX 75024	Class A	07/16/2025	1100	25575.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the FOA Form 144 disclose about planned sales?

The filing discloses a proposed sale of 1,100 Class A shares on 08/18/2025 via Fidelity on the NYSE with an aggregate market value of $29,931.

How were the shares being sold by the FOA insider acquired?

The shares were acquired by restricted stock vesting on 04/03/2023 and listed as compensation.

Has the insider sold other FOA shares recently?

Yes. Tai A. Thornock sold 1,100 shares on each of 05/28/2025, 06/16/2025, and 07/16/2025, with gross proceeds of $24,464, $23,485, and $25,575 respectively.

Through which broker will the FOA shares be sold?

The proposed sale lists Fidelity Brokerage Services LLC, 900 Salem Street, Smithfield RI as the broker of record.

Does the filing indicate any undisclosed material information about FOA?

The signer represents they do not know any material adverse information regarding the issuer that has not been publicly disclosed.