EDAP TMS (NASDAQ: FOCL) exec buys 5,000 shares in ADS offering

Rhea-AI Filing Summary

EDAP TMS SA senior vice president Steven Annen purchased 5,000 ordinary shares (reported as Common Stock) on 2026-08-14 at $4.75 per share in a buy transaction. Following this open-market purchase connected to an underwritten public offering of American Depositary Shares, he directly holds 136,490 ordinary shares.

Insider Trade Summary

Net Buyer: 5,000 shares

Net Buy 1 txn

Insider Annen Steven

Role SVP, Marketing & Product Mgmt.

Bought 5,000 shs ($24K)

Type	Security	Shares	Price	Value
Purchase	Common Stock F1, F2	5,000	$4.75	$24K

Holdings After Transaction: Common Stock — 136,490 shares (Direct)

Footnotes (2)

1. F1. Common Stock for the issuer refers to the issuer's ordinary shares.
2. F2. The reported securities represent ordinary shares purchased by the reporting person in connection with an underwritten public offering of American Depositary Shares, each of which represents one ordinary share of the issuer.

Key Figures

Shares purchased: 5,000 shares Purchase price: $4.75 per share Holdings after transaction: 136,490 shares +2 more

5 metrics

Shares purchased 5,000 shares Ordinary shares bought on 2026-08-14

Purchase price $4.75 per share Price for the 5,000-share purchase on 2026-08-14

Holdings after transaction 136,490 shares Direct ordinary-share ownership following the reported purchase

Approximate transaction value $23,750 5,000 shares multiplied by $4.75 per share

Transactions reported as buys 1 Single open-market or private purchase of ordinary shares

Key Terms

underwritten public offering, American Depositary Shares, ordinary shares

3 terms

underwritten public offering financial

"purchased by the reporting person in connection with an underwritten public offering"

An underwritten public offering is when a company sells new shares of its stock to the public with the help of a financial firm, called an underwriter. The underwriter agrees to buy all the shares upfront, reducing the company's risk, and then sells them to investors. This process helps companies raise money quickly and confidently from a wide range of buyers.

American Depositary Shares financial

"in connection with an underwritten public offering of American Depositary Shares"

American depositary shares (ADSs) are a way for investors in the United States to buy shares of foreign companies without dealing with international markets directly. They represent ownership in a foreign company's stock and are traded on U.S. stock exchanges, making it easier for American investors to buy, sell, and own parts of companies from around the world.

ordinary shares financial

"represents one ordinary share of the issuer"

Ordinary shares are a type of ownership stake in a company, giving shareholders a right to participate in the company’s profits and decision-making through voting. They are similar to owning a piece of a business, and their value can rise or fall based on the company's performance. Investors buy ordinary shares to potentially earn dividends and benefit from the company's growth over time.

FAQ

What did EDAP TMS SA insider Steven Annen report on this Form 4 for FOCL?

Steven Annen reported buying 5,000 ordinary shares of EDAP TMS SA on 2026-08-14 at $4.75 per share, increasing his direct holdings to 136,490 shares. The purchase was part of an underwritten public offering of American Depositary Shares.

At what price did Steven Annen buy EDAP TMS SA shares on this FOCL-related filing?

He purchased EDAP TMS SA ordinary shares at $4.75 per share. The transaction covered 5,000 shares, for a total consideration of about $23,750, and was reported as an open-market or private purchase in connection with an underwritten ADS offering.

How many EDAP TMS SA shares does Steven Annen hold after this Form 4 transaction linked to FOCL?

After the reported transaction, Steven Annen directly holds 136,490 ordinary shares of EDAP TMS SA. This reflects an increase of 5,000 shares from the purchase reported on 2026-08-14 at $4.75 per share in an underwritten ADS-related offering.

What type of security did Steven Annen purchase in the EDAP TMS SA Form 4 associated with FOCL?

He purchased ordinary shares of EDAP TMS SA, reported under the title "Common Stock." Footnotes clarify that this Common Stock refers to the issuer’s ordinary shares and that the purchase was tied to an underwritten public offering of American Depositary Shares.

Was Steven Annen’s EDAP TMS SA trade under a Rule 10b5-1 plan in this FOCL filing?

The filing’s Rule 10b5-1 checkbox is not marked as an affirming plan, indicating the reported 5,000-share purchase at $4.75 was not disclosed as made pursuant to a Rule 10b5-1 trading plan in connection with the ADS underwritten offering.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/17/2026 - 06:07 AM Accepted by SEC EDGAR 08/17/2026 - 06:00 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Annen Steven

(Last) (First) (Middle)

4410 EL CAMINO REAL

SUITE 150

(Street)

LOS ALTOS, CALIFORNIA 94022

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
EDAP TMS SA [ EDAP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP, Marketing & Product Mgmt.

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)(2)	08/14/2026		P		5,000	A	$4.75	136,490	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Common Stock for the issuer refers to the issuer's ordinary shares.

2. The reported securities represent ordinary shares purchased by the reporting person in connection with an underwritten public offering of American Depositary Shares, each of which represents one ordinary share of the issuer.

	/s/ Blandine Confort, as Attorney-in-Fact	08/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)