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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): June 22, 2026
Four
Leaf Acquisition Corporation
(Exact
Name of Registrant as Specified in Charter)
| Delaware |
|
001-41646 |
|
88-1178935 |
(State
or Other Jurisdiction
of
Incorporation) |
|
(Commission File Number) |
|
(IRS
Employer
Identification
No.) |
600 Park Offices Drive,
Suite 300-4133
Research Triangle Park,
NC 27713
(Address
of Principal Executive Offices)
Registrant’s
telephone number, including area code: (919) 526-1070
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
| ☐ |
Written communications
pursuant to Rule 425 under the Securities Act |
| |
|
| ☐ |
Soliciting material pursuant
to Rule 14a-12 under the Exchange Act |
| |
|
| ☐ |
Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act |
| |
|
| ☐ |
Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act |
Securities
registered pursuant to Section 12(b) of the Act:
| Title of each class |
|
Trading Symbol(s) |
|
Name of each exchange on which registered |
| Units, each consisting of one share of Class A common stock and one redeemable warrant |
|
FORLU |
|
OTC Markets |
| Class A common stock, par value $0.0001 per share |
|
FORL |
|
OTC Markets |
| Warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share |
|
FORLW |
|
OTC Markets |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☒
If
an emerging growth company, indicate by checkmark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item
1.01. Entry into a Material Definitive Agreement.
Amendment
of Trust Agreement
On
March 22, 2023, Four Leaf Acquisition Corporation (the “Company”) consummated its initial public offering
(the “Offering”). In connection therewith, the Company entered into an Investment Management Trust Agreement,
dated March 16, 2023 (the “Trust Agreement”), by and between the Company and Continental Stock Transfer &
Trust Company, as trustee (the “Continental”). The form of the Trust Agreement was initially filed as an exhibit
to the Company’s Registration Statement on Form S-1 (File No. 333-267399) for the Offering.
On June 22, 2026, at
the special meeting of stockholders of the Company (the “Special Meeting”), the Company’s stockholders
approved a proposal to amend the Trust Agreement to allow the Company to extend the date by which it must consummate an initial business
combination up to twelve (12) times, with each extension comprised of one month, from June 22, 2026 until June 22, 2027, by depositing
$75,000 into the Trust Account (the “Trust Account”) maintained by Continental under the Trust Agreement for each one month
extension.
The
foregoing summary of the amendment to the Trust Agreement is qualified in its entirety by reference to the full text of Amendment No.
1 to the Investment Management Trust Agreement by and between the Company and the Trustee, a copy of which is filed as Exhibit 10.1 hereto
and incorporated herein by reference.
Item
3.03. Material Modification to Rights of Security Holders.
The
information disclosed in Item 5.07 of this Current Report on Form 8-K is incorporated by reference into this Item 3.03 to the extent
required herein.
Item
5.03. Amendments to Articles of Incorporation or Bylaws.
On June 22, 2026, the
Company’s stockholders approved an amendment to Company’s Second Amended and Restated Certificate of Incorporation to extend
the date by which the Company must consummate a business combination from June 22, 2026 to June 22, 2027, on a month-to-month basis, for
up to twelve (12) months. A copy of the amendment is filed as Exhibit 3.1 to this Current Report on Form 8-K and is incorporated herein
by reference.
The
disclosure contained in Item 5.07 of this Current Report on Form 8-K is incorporated herein by reference.
Item
5.07 Submission of Matters to a Vote of Security Holders.
On June 22, 2026, the
Company convened the Special Meeting. As of the close of business on June 11, 2026, the record date for the Special Meeting, there was
an aggregate of 2,369,767 shares of the Company’s common stock outstanding (consisting of 1,014,517 shares of the Company’s
Class A common stock, par value $0.0001 per share (the “Public Shares”) and 1,355,250 shares of the Company’s
Class B common stock, par value $0.0001 per share (“Class B Common Stock” and, together with the Public Shares,
the “Common Stock”), each of which was entitled to one vote with respect to the proposals presented at the Special Meeting.
A total of 1,898,728
shares of Common Stock, representing approximately 80.12% of the outstanding shares of Common Stock entitled to vote at the Special Meeting,
were present in person or by proxy, constituting a quorum. The proposals listed below are described in more detail in the Company’s
definitive proxy statement, which was filed with the Securities and Exchange Commission on June 12, 2026.
A
summary of the proposals presented to and considered by the stockholders of the Company and the voting results at the Special Meeting
is set forth below:
Proposal
No. 1 – The Extension Amendment Proposal
A
proposal to approve amendments to the Company’s Second Amended and Restated Certificate of Incorporation (the “Amended Certificate”)
in order to provide the Company’s Board of Directors (the “Board”) with the right to extend (the “Extension”)
the date by which the Company has to consummate an initial business combination (the “Combination Period”) up to an additional
12 times for one month each time, from June 22, 2026 (the “Current Termination Date”) until June 22, 2027 (the
“Amended Termination Date”) or such earlier date as may be determined by the Board in its sole discretion (the “Extension
Amendment Proposal”).
Voting
Results for Proposal No. 1:
| FOR |
|
AGAINST |
|
ABSTAIN |
| 1,897,828 |
|
900 |
|
0 |
Proposal
No. 2 – The Trust Amendment Proposal
A
proposal to amend the Company’s investment management trust agreement, dated March 16, 2023 (the “Trust Agreement”),
by and between the Company and Continental Stock Transfer & Trust Company (“Continental”), to allow the Company
to extend the Combination Period up to an additional 12 times for one month each time from the Current Termination Date until the Amended
Termination Date, by depositing $75,000 into the Trust Account maintained by Continental under the Trust Agreement for each one month
extension.
Voting
Results for Proposal No. 2:
| FOR |
|
AGAINST |
|
ABSTAIN |
| 1,897,828 |
|
900 |
|
0 |
Proposal No. 3
– The Redemption Limitation Amendment Proposal
To
approve amendments to the Company’s Second Amended and Restated Certificate of Incorporation in order to eliminate from the Current
Charter the limitation that the Company may not redeem public shares to the extent that such redemption would result in the Company having
net tangible assets (as determined in accordance with Rule 3a51-1(g)(1) of the Securities Exchange Act of 1934) of less than $5,000,001
(the “Redemption Limitation”) in order to allow the Company to redeem public shares irrespective of whether such redemption
would exceed the Redemption Limitation.
Voting
Results for Proposal No. 3:
| FOR |
|
AGAINST |
|
ABSTAIN |
| 1,897,828 |
|
900 |
|
0 |
Proposal
No. 4 – The Adjournment Proposal
A
proposal to approve the adjournment of the Special Meeting to a later date or dates, if necessary or desirable, to permit further solicitation
and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, there are insufficient votes for, or otherwise
in connection with, the approval of either of the foregoing proposals.
Voting Results for Proposal
No. 4:
| FOR |
|
AGAINST |
|
ABSTAIN |
| 1,897,828 |
|
900 |
|
0 |
Redemptions
Stockholders holding
893,090 Public Shares, representing approximately 88.0% of the Public Shares outstanding, exercised their right to redeem such shares
for a pro rata portion of the funds in the Company’s trust account. Following the redemptions, 121,427 shares of Class A common
stock remained outstanding (including 54,210 non-redeemable representative shares).
Item 9.01
Financial Statements and Exhibits.
(d)
Exhibits.
| Exhibit
No. |
|
Description
of Exhibits |
| 3.1 |
|
Amendment to Company’s Second Amended and Restated Certificate of Incorporation |
| 10.1 |
|
Amendment to Investment Management Trust Agreement |
| 104 |
|
Cover
Page Interactive Data File (embedded within the Inline XBRL document) |
| Date: July 23, 2026 |
FOUR LEAF ACQUISITION CORPORATION |
| |
|
|
| |
BY: |
/S/ JASON REMILLARD |
| |
|
Jason Remillard, |
| |
|
Chief Executive Officer |