Brian C White files Form 144 to sell restricted shares (FORM)

Rhea-AI Filing Summary

Brian C White filed a Form 144 notice to sell restricted common shares of Morgan Stanley Smith Barney LLC. The filing lists restricted grants of 1,030 shares dated 05/27/2023 and grants of 564, 565, and 141 shares dated 05/19/20245,500 common shares were sold on 02/09/2026 for $500,225 during the past three months.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2300	230023.00	77917947	02/24/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/27/2023	Restricted Stock	Issuer			1030	05/27/2023	Not Applicable
Common	05/19/2024	Restricted Stock	Issuer			564	05/19/2024	Not Applicable
Common	05/19/2024	Restricted Stock	Issuer			565	05/19/2024	Not Applicable
Common	05/19/2024	Restricted Stock	Issuer			141	05/19/2024	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
BRIAN C WHITE 7005 Southfront Road Livermore CA 94551	Common	02/09/2026	5500	500225.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What did Brian C White report in the Form 144 filing?

He filed a notice to sell restricted common shares. The filing lists restricted grants of 1,030 shares (05/27/2023) and 564, 565, and 141 shares (05/19/2024), and notes a sale of 5,500 shares on 02/09/2026 for $500,225.

Which securities and grant dates are listed in the Form 144?

Restricted common stock grants are listed. The filing shows a grant of 1,030 shares dated 05/27/2023 and grants of 564, 565, and 141 shares dated 05/19/2024

How many shares were sold recently and what proceeds were recorded?

The filing records a recent sale of 5,500 shares. That sale occurred on 02/09/2026 and shows aggregate proceeds of $500,225 reported in the Form 144 under "Securities Sold During The Past 3 Months."

Who is the issuer named in the Form 144?

The issuer named is Morgan Stanley Smith Barney LLC. The filing identifies the securities as common stock associated with Morgan Stanley Smith Barney LLC and provides broker/issuer address details in the issuer information section.

Does the Form 144 specify any resale restrictions or sale mechanics?

The excerpt lists the securities as "Restricted Stock." The filing identifies the grants as restricted stock with grant dates; specific resale mechanics or additional transfer conditions are not detailed in the provided excerpt.