Proposed sale of 5,400 restricted shares by filer (FORM)

Rhea-AI Filing Summary

Filer submitted a Form 144 reporting a proposed sale of restricted common stock. The filing lists 5,400 shares of common stock tied to restricted grants dated 05/18/2019 (1,800 shares) and 05/17/2020 (3,600 shares). The filing identifies the broker/dealer and an 05/15/2026 date associated with the submission.

Insights

Securities Compliance Analyst

Routine Form 144 notice for proposed resale of restricted shares.

The filing lists a total of 5,400 shares of restricted common stock with grant dates 05/18/2019 and 05/17/2020. The document names a broker/dealer and includes a submission date of 05/15/2026.

Cash‑flow treatment and any holding‑period or resale restrictions are not detailed in the excerpt; subsequent sale execution and price depend on market conditions and compliance with applicable resale rules.

Key Figures

Form 144 submission date: 05/15/2026 Total shares listed: 5,400 shares Restricted shares (2019 grant): 1,800 shares +2 more

5 metrics

Form 144 submission date 05/15/2026 filing submission date shown in excerpt

Total shares listed 5,400 shares aggregate proposed resale amount (1,800 + 3,600)

Restricted shares (2019 grant) 1,800 shares restricted stock grant dated 05/18/2019

Restricted shares (2020 grant) 3,600 shares restricted stock grant dated 05/17/2020

Broker/Dealer listed Morgan Stanley Smith Barney LLC broker/dealer associated with the filing

Key Terms

Restricted Stock, Form 144, Broker/Dealer

3 terms

Restricted Stock financial

"Restricted Stock | Issuer | 1800 | 05/18/2019"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Broker/Dealer financial

"Morgan Stanley Smith Barney LLC Executive Financial Services"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	5400	678240.54	77954772	05/15/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/18/2019	Restricted Stock	Issuer			1800	05/18/2019	Not Applicable
Common	05/17/2020	Restricted Stock	Issuer			3600	05/17/2020	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does this Form 144 mean for FORM holders?

It notifies the SEC of a proposed resale of 5,400 restricted shares. The filing shows grant dates 05/18/2019 and 05/17/2020, indicating the shares were originally restricted stock awards.

How many shares are listed on the Form 144 for potential sale?

The filing lists an aggregate of 5,400 shares of common stock: 1,800 from 05/18/2019 and 3,600 from 05/17/2020

Who is the broker/dealer handling the proposed sale in the filing?

The excerpt names Morgan Stanley Smith Barney LLC at 1 New York Plaza as the broker/dealer associated with the Form 144 filing dated 05/15/2026 in the provided content.

Does the Form 144 confirm the shares have already been sold?

No. The Form 144 in the excerpt reports a proposed sale (notice). The document lists the securities to be sold but does not state that the transactions have been executed.