FORM files Rule 144 notice: brokered resale of restricted/common shares (FORM)

Rhea-AI Filing Summary

The filer submitted a Form 144 notice concerning proposed sales of Common stock and restricted stock under Rule 144. The record shows proposed amounts and dates: 6,328 (line item), proposed sale date 06/02/2026, and restricted stock items dated 05/17/2025 (3,828 shares) and 05/16/2026 (2,500 shares). The broker listed is Morgan Stanley Smith Barney LLC at 1 New York Plaza, New York.

Insights

Securities Attorney

Form 144 filed to notify intended resale of restricted and common shares.

Rule 144 notices are procedural filings that disclose an insider's intention to sell restricted or control securities under applicable resale conditions. The excerpt lists specific proposed sale dates and share counts that the broker will handle.

Confirmatory filings (Form 4 or sale confirmations) will show whether the transactions occurred; timing and actual proceeds are not shown in the provided excerpt.

Key Figures

Form type: Form 144 Common line quantity: 6,328 Restricted stock (05/17/2025): 3,828 shares +2 more

5 metrics

Form type Form 144 filing type shown in metadata

Common line quantity 6,328 listed in securities information row

Restricted stock (05/17/2025) 3,828 shares restricted stock dated 05/17/2025

Restricted stock (05/16/2026) 2,500 shares restricted stock dated 05/16/2026

Proposed sale date 06/02/2026 proposed sale date shown in the common securities row

Key Terms

Form 144, Restricted Stock, Rule 144

3 terms

Form 144 regulatory

"Filer submitted a Form 144 notice concerning proposed sales"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock financial

"Restricted Stock | Issuer | 3,828 | 05/17/2025"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Rule 144 regulatory

"notice concerning proposed sales of restricted and common shares under Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	6328	793531.20	77954772	06/02/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/17/2025	Restricted Stock	Issuer			3828	05/17/2025	Not Applicable
Common	05/16/2026	Restricted Stock	Issuer			2500	05/16/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does this Form 144 for FORM indicate?

It notifies the SEC of an intended resale of restricted/common shares under Rule 144. The notice lists proposed sale dates and share counts, which are procedural disclosures rather than completed transactions.

How many shares are listed for proposed sale in the excerpt?

The excerpt lists 6,328 on one line and restricted stock items of 3,828 and 2,500. These numbers appear as proposed amounts tied to specific dates in the filing excerpt.

Who is the broker handling the proposed sale in this filing?

The broker named is Morgan Stanley Smith Barney LLC with an address at 1 New York Plaza, 8th Floor, New York NY 10004, shown in the securities information row.

Does the Form 144 excerpt show proceeds or completed sales?

No. The excerpt lists proposed sale dates and share quantities but does not disclose sale prices, proceeds, or confirmed execution of the transactions.

What are the proposed sale dates shown in the excerpt?

The excerpt includes a proposed sale date of 06/02/2026 for a common line and restricted stock dates of 05/17/2025 and 05/16/2026 associated with the listed share counts.