Morgan Stanley Smith Barney (FORM) lists 3,250 restricted shares for sale

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC Executive Financial Services reports a proposed sale of 3,250 shares of Common Stock classified as Restricted Stock, to be sold by the issuer on 05/16/2026. The filing also shows a prior sale of 2,300 shares on 02/24/2026 for $230,023.00. The record lists 77,954,772 in an adjacent field and the notice is dated 05/20/2026.

Insights

Securities Compliance Analyst

Form 144 notice lists a proposed restricted-stock sale of 3,250 shares and a recent 2,300-share disposition.

The entry shows 3,250 shares of Restricted Stock identified for sale with an adjacent amount of $409,500.00 and a sale date of 05/16/2026. The filing separately records a prior sale of 2,300 shares on 02/24/2026 for $230,023.00.

These notices are routine compliance filings under resale rules; timing and actual execution depend on the issuer and selling holder. Subsequent filings would show completion or further dispositions.

Key Figures

Proposed shares to be sold: 3,250 shares Adjacent aggregate amount: $409,500.00 Shares sold during past 3 months: 2,300 shares +1 more

4 metrics

Proposed shares to be sold 3,250 shares Restricted Stock line dated 05/16/2026

Adjacent aggregate amount $409,500.00 Field next to 3,250-share row (05/16/2026)

Shares sold during past 3 months 2,300 shares Sale on 02/24/2026 by Brian C White for $230,023.00

Listed share count field 77,954,772 Numeric field adjacent to filer/issuer block dated 05/20/2026

Key Terms

Restricted Stock, Form 144, Issuer

3 terms

Restricted Stock financial

"Restricted Stock | Issuer | 3250 | 05/16/2026"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Issuer regulatory

"Restricted Stock | Issuer | 3250"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/20/2026 - 04:53 PM Learn about SEC filing dates

FAQ

What does the Form 144 filed here report for Morgan Stanley Smith Barney LLC?

The filing reports a proposed sale of 3,250 restricted shares of Common Stock with a listed date of 05/16/2026. It also records a prior sale of 2,300 shares on 02/24/2026 for $230,023.00.

Who is shown as a selling party in this Form 144?

The excerpt lists Brian C White with an address in Livermore, CA associated with the prior 2,300-share sale on 02/24/2026. The proposed 3,250-share line is shown under the issuer's securities section.

What price or aggregate value appears in the filing for the proposed sale?

A numeric field adjacent to the 3,250-share line shows $409,500.00, which appears with the securities row dated 05/16/2026. The filing also lists $230,023.00 for the prior 2,300-share sale.

Does this Form 144 confirm the sale was completed?

This filing records a proposed sale of 3,250 shares dated 05/16/2026 and a prior completed sale of 2,300 shares on 02/24/2026. It does not itself certify final settlement of the proposed disposition.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	3250	409500.00	77954772	05/20/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/16/2026	Restricted Stock	Issuer			3250	05/16/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
BRIAN C WHITE 7005 Southfront Road Livermore CA 94551	Common	02/24/2026	2300	230023.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)