STOCK TITAN

Forgent Power grants CEO options and RSUs

Forgent Power Solutions’ CEO received new option and RSU grants that vest over three years.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Forgent Power Solutions, Inc. (FPS) reported that Chief Executive Officer and director Gary John Niederpruem received new equity awards on September 1, 2026. He was granted 214,335 non-qualified stock options for Class A Common Stock at an exercise price of $29.27 per share, expiring September 1, 2036, and 88,029 shares of Class A Common Stock in the form of restricted stock units. Both the options and RSUs vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued service, and no Rule 10b5-1 trading plan is reported.

Positive

  • None.

Negative

  • None.
Insider Niederpruem Gary John
Role Chief Executive Officer
Type Security Shares Price Value
Grant/Award Non-qualified stock options (right-to-buy) F2 214,335 $0.00 $0.00
Grant/Award Class A Common Stock F1 88,029 $0.00 $0.00
Holdings After Transaction: Non-qualified stock options (right-to-buy) — 214,335 contracts (Direct); Class A Common Stock — 88,029 shares (Direct)
Footnotes (2)
  1. F1. Consists of restricted stock units (RSU). RSUs will vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued service through the applicable vesting date.
  2. F2. Non-qualified stock options vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued service through the applicable vesting date.
Non-qualified stock options granted 214,335 options Grant to CEO on September 1, 2026
Option exercise price $29.27 per share Non-qualified stock options for Class A Common Stock
Option expiration date September 1, 2036 Non-qualified stock options granted to CEO
RSUs granted 88,029 shares Restricted stock units for Class A Common Stock granted September 1, 2026
Vesting schedule installments 3 annual installments Both RSUs and options vest over three years starting on first anniversary
Shares held after RSU grant 88,029 shares Class A Common Stock directly owned after RSU award
Options held after grant 214,335 options Non-qualified stock options directly owned after award
Non-qualified stock options financial
"Non-qualified stock options vest in three equal annual installments"
Non-qualified stock options are a type of employee benefit that gives individuals the right to buy company shares at a set price, usually lower than the market value, within a certain period. Unlike other options that may have special tax advantages, these options are taxed as income when exercised, which can affect how much money the employee or investor ultimately gains. They are important because they can influence company compensation strategies and impact the financial outcomes for employees and investors.
restricted stock units financial
"Consists of restricted stock units (RSU). RSUs will vest in three"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
vesting financial
"RSUs will vest in three equal annual installments beginning on"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
Class A Common Stock financial
"underlying_security_title": "Class A Common Stock""
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

FAQ

What equity awards did FPS grant to its CEO on September 1, 2026?

The CEO received 214,335 non-qualified stock options for Class A Common Stock at an exercise price of $29.27 per share, expiring September 1, 2036, and 88,029 RSUs for Class A Common Stock as part of his compensation.

How do the new RSUs for FPS’s CEO vest?

The 88,029 RSUs granted to the CEO vest in three equal annual installments beginning on the first anniversary of the grant date, subject to his continued service through each vesting date.

What are the vesting terms of the new stock options granted by FPS?

The 214,335 non-qualified stock options vest in three equal annual installments beginning on the first anniversary of the grant date, subject to the CEO’s continued service through each applicable vesting date.

What is the exercise price and expiration date of the FPS CEO’s new options?

The CEO’s new non-qualified stock options have an exercise price of $29.27 per share and an expiration date of September 1, 2036, as reported for the Class A Common Stock options.

Were the FPS CEO’s reported transactions under a Rule 10b5-1 plan?

No. The report indicates that no Rule 10b5-1 trading plan is affirmed for these transactions; the document-level checkbox for such a plan is shown as not selected.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Niederpruem Gary John

(Last)(First)(Middle)
C/O FORGENT POWER SOLUTIONS, INC.
11500 DAYTON PARKWAY

(Street)
DAYTON MINNESOTA 55369

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Forgent Power Solutions, Inc. [ FPS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock09/01/2026A88,029(1)A$088,029D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Non-qualified stock options (right-to-buy)$29.2709/01/2026A214,335 (2)09/01/2036Class A Common Stock214,335$0214,335D
Explanation of Responses:
1. Consists of restricted stock units (RSU). RSUs will vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued service through the applicable vesting date.
2. Non-qualified stock options vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued service through the applicable vesting date.
/s/ Samantha Holzberg, attorney-in-fact for Mr. Niederpruem09/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)