STOCK TITAN

Franklin BSP Capital (OTC: FRBP) officer files insider report

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Franklin BSP Capital Corp submitted an initial insider report for Kathleen Lauren Oates, who serves as Chief Accounting Officer. The report identifies her as a reporting person but shows no insider transactions or equity holdings. Remarks reference Exhibit 24, a Power of Attorney related to this reporting authority.

Positive

  • None.

Negative

  • None.
Power of Attorney regulatory
"Remarks reference Exhibit 24 - Power of Attorney."
A power of attorney is a legal document that allows one person to make decisions and act on behalf of another person, often in financial or legal matters. It’s like giving someone a trusted helper or agent the authority to handle important tasks if you are unable to do so yourself. This matters to investors because it can impact how their assets are managed or transferred if they become unable to oversee their affairs.
Chief Accounting Officer financial
"Reporting person serves as Chief Accounting Officer."
A chief accounting officer is a senior executive responsible for overseeing a company's financial records and ensuring all accounting practices are accurate and compliant with regulations. They play a key role in preparing financial reports that help investors understand the company's financial health, much like a trusted navigator guiding a ship through complex waters. Their work ensures transparency and trust in the company's financial information.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

FAQ

What does the FRBP insider report disclose about Kathleen Lauren Oates?

The insider report lists Kathleen Lauren Oates as a reporting person and identifies her role as Chief Accounting Officer of Franklin BSP Capital Corp. It does not show any insider stock transactions or equity holdings associated with her in this report.

Are any share transactions reported for FRBP’s Chief Accounting Officer?

No share transactions are reported for FRBP’s Chief Accounting Officer in this insider report. The transaction section contains no buy, sell, acquisition, or disposition entries, indicating no reported insider trading activity during the covered period.

Does Kathleen Lauren Oates hold reported shares of Franklin BSP Capital (FRBP)?

The insider report does not list any equity holdings for Kathleen Lauren Oates. Holding entries are shown as zero, so there are no reported Franklin BSP Capital shares or derivative positions attributed to her in this specific report.

What is Exhibit 24 in the Franklin BSP Capital (FRBP) insider report?

Exhibit 24 is referenced as a Power of Attorney related to the insider reporting. This indicates that a formal authorization exists for actions such as signing or submitting insider reports on behalf of the reporting person, Kathleen Lauren Oates.

What position does Kathleen Lauren Oates hold at Franklin BSP Capital (FRBP)?

Kathleen Lauren Oates is identified as the Chief Accounting Officer of Franklin BSP Capital Corp. This officer title is expressly stated, indicating she holds a key financial reporting and accounting leadership role within the company’s management structure.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Oates Kathleen Lauren

(Last)(First)(Middle)
C/O FRANKLIN BSP CAPITAL CORPORATION
ONE MADISON AVENUE

(Street)
NEW YORK NEW YORK 10010

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
07/27/2026
3. Issuer Name and Ticker or Trading Symbol
Franklin BSP Capital Corp [ NONE ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Accounting Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit 24 - Power of Attorney
No securities are beneficially owned.
/s/ Kathleen Lauren Oates08/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)