Welcome to our dedicated page for Forge Glo Hldg SEC filings (Ticker: FRGE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Forge Global Holdings, Inc. (FRGE) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Forge operates in the securities and commodity exchanges industry and its common stock is listed on the New York Stock Exchange under the symbol FRGE, as noted in multiple Form 8-K reports. These filings explain how Forge structures its private market platform, corporate transactions, executive compensation and governance.
Recent Form 8-K filings describe significant events for Forge. One 8-K dated November 5, 2025 details the Agreement and Plan of Merger with The Charles Schwab Corporation and a wholly owned Schwab subsidiary, under which the subsidiary will merge with and into Forge and Forge will survive as a wholly owned subsidiary of Schwab. The filing outlines the cash consideration per share, treatment of equity awards, closing conditions, termination rights and potential termination fee. Subsequent 8-Ks and supplemental disclosures address litigation challenging proxy statement disclosures about the merger and provide additional background on the sale process and financial advisor analyses.
Other 8-K and 8-K/A filings cover topics such as the acquisition of Accuidity, LLC through a two-step merger structure, with accompanying audited statements of assets acquired and liabilities assumed and unaudited pro forma condensed combined financial information. Additional filings discuss lease arrangements for Forge’s headquarters space in San Francisco, executive equity and bonus arrangements in connection with the pending Schwab merger, and corrections to previously issued earnings materials.
Through Stock Titan, users can review these FRGE filings alongside AI-powered summaries that highlight key terms, structural features and implications without needing to read every line of the underlying documents. The page surfaces material events reported on Form 8-K and amendments on Form 8-K/A, and it complements other SEC reports such as quarterly and annual filings that provide broader financial and operational detail. Investors and researchers can use this resource to understand how Forge reports on mergers, acquisitions, compensation decisions, facility leases and other governance matters in its official SEC submissions.
Forge Global Holdings (FRGE) director Ashwin Kumar received a grant of 11,333 restricted stock units (RSUs) on June 20, 2025, under the company's 2022 Stock Option and Incentive Plan. The RSUs were granted at $0 cost and will vest quarterly over time.
Key details of the transaction:
- Vesting Schedule: 1/4th of RSUs vest on each Quarterly Vesting Date (March 1, June 1, September 1, December 1)
- Following the transaction, Kumar directly owns 27,007 shares
- The share count reflects the company's recent 1-for-15 reverse stock split completed on April 14, 2025
This Form 4 filing, signed by James Nevin as Attorney-in-Fact on June 24, 2025, represents standard equity compensation for board service and indicates continued commitment to the company's governance.
Forge Global Holdings held its 2025 Annual Meeting of Stockholders on June 20, with 69.27% of voting shares represented. Key outcomes include:
- Director Elections (Passed): All three Class III directors were elected: - Kelly Rodriques (5.79M votes for) - Ashwin Kumar (5.56M votes for) - Brian McDonald (6.31M votes for)
- Executive Compensation Vote (Failed): Shareholders rejected the "say-on-pay" proposal with 4.45M votes against versus 1.61M votes for, signaling significant dissatisfaction with executive compensation practices
- KPMG Appointment (Approved): Shareholders overwhelmingly ratified KPMG LLP as independent auditor with 99.98% approval (8.67M votes for)
- Stock Option Plan Amendment (Rejected): Proposal to amend the 2022 Stock Option and Incentive Plan was defeated with 4.87M votes against versus 1.19M votes for, indicating shareholder resistance to potential equity dilution
Jennifer Phillips, Chief Revenue & Growth Officer of Forge Global Holdings, has reported a sale of 810 shares of common stock at $16.43 per share on June 17, 2025. The transaction was executed under a pre-established Rule 10b5-1 trading plan.
Following the transaction, Phillips retains direct ownership of 17,281 shares of the company's common stock. The sale was conducted in compliance with SEC regulations governing insider trading.
Key details:
- Transaction was executed pursuant to a Rule 10b5-1 trading plan, demonstrating pre-planned nature of the sale
- Total value of the transaction approximately $13,308
- Transaction reported within required filing deadline
- No derivative securities were involved in this transaction