STOCK TITAN

Five Star Bancorp (FSBC) credit chief granted 905 restricted shares in equity award

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Dalton John William reported acquisition or exercise transactions in this Form 4 filing.

Five Star Bancorp senior vice president and chief credit officer John William Dalton received a grant of 905 shares of common stock as equity compensation. The award, issued at no cash cost to him, is restricted stock that vests in equal annual installments over five years, contingent on continued employment. Following this grant, he directly holds 32,662 shares of Five Star Bancorp common stock, including previously granted restricted shares that are partly vested and partly scheduled to vest over a multi‑year period.

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Insider Dalton John William
Role SVP, Chief Credit Officer
Type Security Shares Price Value
Grant/Award Common Stock 905 $0.00 --
Holdings After Transaction: Common Stock — 32,662 shares (Direct)
Footnotes (1)
  1. Granted pursuant to the Five Star Bancorp 2021 Equity Incentive Plan. The award of restricted stock vests annually in equal installments over five years, provided Mr. Dalton, the reporting person, remains employed by Five Star Bancorp on the respective vesting dates. Includes 6,000 shares granted pursuant to the Five Star Bancorp 2021 Equity Incentive Plan (including 2,400 shares which have vested and 3,600 which are scheduled to vest in equal installments over the remainder of a five-year period, provided Mr. Dalton remains employed by Five Star Bancorp on the respective vesting dates) and 907 shares granted pursuant to the Five Star Bancorp 2021 Equity Incentive Plan (including 181 shares which have vested and 726 which are scheduled to vest in equal installments over the remainder of a five-year period, provided Mr. Dalton remains employed by Five Star Bancorp on the respective vesting dates).
Restricted stock grant 905 shares Award of common stock on 2026-05-21
Grant price $0.0000 per share Equity compensation, no cash paid by insider
Total holdings after grant 32,662 shares Direct ownership following the Form 4 transaction
Prior 6,000-share award 2,400 vested / 3,600 unvested Restricted stock under 2021 Equity Incentive Plan
Prior 907-share award 181 vested / 726 unvested Restricted stock under 2021 Equity Incentive Plan
Vesting schedule 5 years New 905-share restricted award vests annually in equal installments
restricted stock financial
"The award of restricted stock vests annually in equal installments over five years"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
Five Star Bancorp 2021 Equity Incentive Plan financial
"Granted pursuant to the Five Star Bancorp 2021 Equity Incentive Plan"
vests annually in equal installments financial
"The award of restricted stock vests annually in equal installments over five years"
remains employed financial
"provided Mr. Dalton remains employed by Five Star Bancorp on the respective vesting dates"
Grant, award, or other acquisition financial
"transaction code description: Grant, award, or other acquisition"

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FAQ

What insider transaction did FSBC executive John Dalton report?

John William Dalton reported receiving 905 shares of Five Star Bancorp common stock as a restricted stock award. The grant was issued at no cash cost and is part of his equity compensation under the 2021 Equity Incentive Plan.

Is the FSBC Form 4 transaction a market purchase or a compensation grant?

The Form 4 shows a compensation grant, not a market purchase. Dalton acquired 905 restricted shares coded as an A transaction, meaning a grant, award, or other acquisition with a price per share of $0.0000 under the company’s equity plan.

How many Five Star Bancorp shares does John Dalton hold after this grant?

After the reported grant, John Dalton directly holds 32,662 shares of Five Star Bancorp common stock. This total includes both already vested restricted shares and additional restricted shares scheduled to vest over future years, subject to continued employment.

What are the vesting terms of John Dalton’s new restricted stock at FSBC?

The 905-share restricted stock award vests annually in equal installments over five years. Vesting occurs only if Dalton remains employed by Five Star Bancorp on each vesting date, aligning his compensation with long-term service and company performance.

What other restricted stock awards does John Dalton have at Five Star Bancorp?

Dalton’s holdings include 6,000 previously granted restricted shares, with 2,400 vested and 3,600 scheduled to vest, plus 907 previously granted shares, with 181 vested and 726 scheduled to vest, all under the Five Star Bancorp 2021 Equity Incentive Plan.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Dalton John William

(Last)(First)(Middle)
C/O FIVE STAR BANCORP
3100 ZINFANDEL DRIVE, SUITE 100

(Street)
RANCHO CORDOVA CALIFORNIA 95670

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
FIVE STAR BANCORP [ FSBC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP, Chief Credit Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/21/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/21/2026A905(1)A$032,662(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Granted pursuant to the Five Star Bancorp 2021 Equity Incentive Plan. The award of restricted stock vests annually in equal installments over five years, provided Mr. Dalton, the reporting person, remains employed by Five Star Bancorp on the respective vesting dates.
2. Includes 6,000 shares granted pursuant to the Five Star Bancorp 2021 Equity Incentive Plan (including 2,400 shares which have vested and 3,600 which are scheduled to vest in equal installments over the remainder of a five-year period, provided Mr. Dalton remains employed by Five Star Bancorp on the respective vesting dates) and 907 shares granted pursuant to the Five Star Bancorp 2021 Equity Incentive Plan (including 181 shares which have vested and 726 which are scheduled to vest in equal installments over the remainder of a five-year period, provided Mr. Dalton remains employed by Five Star Bancorp on the respective vesting dates).
Remarks:
/s/ John W. Dalton, by Heather C. Luck, Attorney-in-Fact05/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)