STOCK TITAN

First Savings (FSFG) officer reports 406-share sale and accelerated vesting

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

First Savings Financial Group (FSFG) officer David Z. Rosen, Treasurer of a subsidiary, reported a Form 4 transaction dated January 20, 2026. He disposed of 406 shares of common stock at $31.85 per share, leaving 3,025 common shares held directly and 15,000 shares held indirectly through an IRA. The filing also shows stock options covering 3,600 shares with a $19.74 exercise price and 3,000 shares with a $26.72 exercise price, all held directly. Footnotes explain that certain restricted stock and options had vesting accelerated to the transaction date under the Agreement and Plan of Merger between First Savings Financial Group and First Merchants Corporation.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rosen David Z

(Last) (First) (Middle)
702 NORTH SHORE DRIVE
SUITE 300

(Street)
JEFFERSONVILLE IN 47130

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
First Savings Financial Group, Inc. [ FSFG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Treasurer of subsidiary
3. Date of Earliest Transaction (Month/Day/Year)
01/20/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/20/2026 F 406 D $31.85 3,025(1)(2) D
Common Stock 15,000 I By IRA
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options $19.74 11/21/2019 11/21/2028 Common Stock 3,600(3) 3,600(3) D
Stock Options $26.72 11/21/2022 11/21/2031 Common Stock 3,000(4) 3,000(4) D
Explanation of Responses:
1. Includes shares of restricted stock which were scheduled to vest at a rate of 20% per year commencing on November 21, 2022. Pursuant to the Agreement and Plan of Merger between the Issuer and First Merchants Corporation, vesting was accelerated to the transaction date.
2. Includes shares of restricted stock which were scheduled to vest at a rate of 20% per year commencing on April 14, 2026. Pursuant to the Agreement and Plan of Merger between the Issuer and First Merchants Corporation, vesting was accelerated to the transaction date.
3. Stock options are fully vested.
4. Stock options were scheduled to vest at a rate of 20% per year commencing on November 21, 2022. Pursuant to the Agreement and Plan of Merger between the Issuer and First Merchants Corporation, vesting was accelerated to the transaction date.
/s/ Victor L. Cangelosi, pursuant to power of attorney 01/23/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did FSFG officer David Z. Rosen report?

David Z. Rosen reported disposing of 406 shares of First Savings Financial Group common stock on January 20, 2026 at a price of $31.85 per share.

How many FSFG shares does David Z. Rosen own after the reported transaction?

After the transaction, David Z. Rosen directly beneficially owns 3,025 shares of common stock and indirectly owns 15,000 shares through an IRA.

What is David Z. Rosen’s role at First Savings Financial Group (FSFG)?

David Z. Rosen is reported as an officer of First Savings Financial Group, serving as Treasurer of a subsidiary.

What stock options related to FSFG does David Z. Rosen hold?

He holds stock options exercisable for 3,600 shares of common stock at $19.74 per share, expiring on November 21, 2028, and options for 3,000 shares at $26.72 per share, expiring on November 21, 2031.

How did the merger agreement affect Rosen’s FSFG equity awards?

Footnotes state that certain restricted stock and stock options had vesting that was accelerated to the transaction date pursuant to the Agreement and Plan of Merger between First Savings Financial Group and First Merchants Corporation.

Are David Z. Rosen’s FSFG stock and option holdings direct or indirect?

The filing shows 3,025 common shares and all listed stock options held directly, and 15,000 common shares held indirectly through an IRA.

First Savings

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Banks - Regional
Savings Institution, Federally Chartered
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United States
JEFFERSONVILLE