FirstSun director reports 7,105-share insider stake

FIRSTSUN CAPITAL BANCORP director Thomas C. Shafer reported his initial holdings on a Form 3.

Accepted by SEC EDGAR 04/02/2026 - 03:14 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

FIRSTSUN CAPITAL BANCORP director Thomas C. Shafer reported his initial holdings on a Form 3. The filing shows indirect ownership of 7,105 shares of common stock held through the Thomas C. Shafer Revocable Living Trust. Form 3 establishes his baseline ownership as a new reporting insider.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider SHAFER THOMAS C

Role Director

Type	Security	Shares	Price	Value
Holding	Common Stock, $0.0001 par value	--	--	--

Holdings: Common Stock, $0.0001 par value — 7,105 shares (Indirect, Thomas C. Shafer Revocable Living Trust)

Key Figures

Indirect common shares: 7,105 shares

1 metrics

Indirect common shares 7,105 shares Total common stock held indirectly after reported position

Key Terms

Form 3, indirect ownership, Revocable Living Trust

3 terms

Form 3 regulatory

"reported his initial holdings on a Form 3"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

indirect ownership financial

"The filing shows indirect ownership of 7,105 shares"

Revocable Living Trust financial

"held through the Thomas C. Shafer Revocable Living Trust"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the FIRSTSUN CAPITAL BANCORP (FSUN) Form 3 filing show for Thomas C. Shafer?

The Form 3 shows that director Thomas C. Shafer has indirect ownership of 7,105 shares of FIRSTSUN CAPITAL BANCORP common stock. These shares are reported as his baseline holdings as he becomes subject to insider reporting requirements.

How many FIRSTSUN CAPITAL BANCORP (FSUN) shares does Thomas C. Shafer indirectly own?

Thomas C. Shafer indirectly owns 7,105 shares of FIRSTSUN CAPITAL BANCORP common stock. The filing lists this total as his holdings following the reported position, providing a snapshot of his ownership stake as an insider.

How are Thomas C. Shafer’s FIRSTSUN CAPITAL BANCORP (FSUN) shares held?

Shafer’s 7,105 shares of FIRSTSUN CAPITAL BANCORP common stock are reported as held indirectly through the Thomas C. Shafer Revocable Living Trust. This indicates the trust is the legal holder, while Shafer is the reporting person.

Does the FIRSTSUN CAPITAL BANCORP (FSUN) Form 3 indicate any recent insider trades by Thomas C. Shafer?

The Form 3 functions as an initial ownership report and lists 7,105 shares held indirectly by Shafer. It records his position rather than detailing specific buy or sell transactions, focusing on his starting ownership as an insider.

Why is Thomas C. Shafer’s Form 3 important for FIRSTSUN CAPITAL BANCORP (FSUN) investors?

Form 3 is important because it discloses baseline insider ownership. By showing Shafer’s 7,105 indirectly held shares, investors gain transparency into a director’s equity stake, which forms the reference point for any future insider trading disclosures.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

SHAFER THOMAS C

(Last) (First) (Middle)

1400 16TH STREET

SUITE 250

(Street)

DENVER COLORADO 80202

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
04/01/2026

3. Issuer Name and Ticker or Trading Symbol
FIRSTSUN CAPITAL BANCORP [ FSUN ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, $0.0001 par value	7,105	I	Thomas C. Shafer Revocable Living Trust

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	/s/ Kelly C. Rackley, by power of attorney	04/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)