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Kevin L. Ziets Files Initial Form 3 for FTHY Showing 0 Shares

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Kevin L. Ziets, a Portfolio Manager and officer at First Trust Advisors L.P., filed an Initial Statement of Beneficial Ownership (Form 3) relating to First Trust High Yield Opportunities 2027 Term Fund (FTHY). The event date reported is 04/14/2025. The filing shows 0 common shares beneficially owned (directly) by the reporting person. The form was signed by an attorney-in-fact on behalf of Mr. Ziets on 08/12/2025. The reporting address is 120 East Liberty Drive, Suite 400, Wheaton, IL 60187.

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Ziets Kevin L

(Last) (First) (Middle)
C/O FIRST TRUST ADVISORS L.P.
120 EAST LIBERTY DRIVE, SUITE 400

(Street)
WHEATON IL 60187

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
04/14/2025
3. Issuer Name and Ticker or Trading Symbol
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND [ FTHY ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
PORTFOLIO MANAGER
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares 0 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Kevin L. Ziets, by Erin Klassman, attorney-in-fact, pursuant to a Power of Attorney 08/12/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Kevin L. Ziets report on the Form 3 for FTHY?

The Form 3 reports that Kevin L. Ziets (Portfolio Manager/officer) beneficially owns 0 common shares of FTHY as of the event date 04/14/2025.

What is the reporting person's relationship to FTHY?

The filing lists the reporting person as an Officer with the title Portfolio Manager.

When was the Form 3 signed and by whom?

The signature block shows the form was signed 08/12/2025 by /s/ Kevin L. Ziets, by Erin Klassman, attorney-in-fact.

What address is listed for the reporting person?

The address shown is 120 East Liberty Drive, Suite 400, Wheaton, IL 60187 (c/o First Trust Advisors L.P.).

Was this filing made jointly or by a single reporting person?

The form indicates it was filed by one reporting person.
FIRST TRUST HY OPPORTUNITIES 2027 TERM

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522.91M
36.77M
0.01%
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0.09%
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United States
Wheaton