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[Form 3] First Trust High Yield Opportunities 2027 Term Fund Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Thomas J. Driscoll, identified with an address at First Trust Advisors L.P. in Wheaton, IL, filed an SEC Form 3 reporting initial beneficial ownership for First Trust High Yield Opportunities 2027 Term Fund (FTHY) related to a 09/04/2025 event. The filing lists Driscoll as a Director and shows 0 common shares beneficially owned (directly). The form was signed by an attorney-in-fact on 09/05/2025. This is a basic director disclosure with no securities reported.

Thomas J. Driscoll, identificato con un indirizzo presso First Trust Advisors L.P. a Wheaton, IL, ha presentato una SEC Form 3 segnalando la proprietà iniziale vantaggiosa per First Trust High Yield Opportunities 2027 Term Fund (FTHY) relativa a un evento del 09/04/2025. L'informativa elenca Driscoll come Direttore e mostra 0 azioni ordinarie detenute beneficiariamente (direttamente). Il modulo è stato firmato da un procuratore-in-fatto il 09/05/2025. Si tratta di una semplice divulgazione del direttore senza titoli riportati.

Thomas J. Driscoll, identificado con una dirección en First Trust Advisors L.P. en Wheaton, IL, presentó a la SEC un Form 3 reportando la propiedad beneficiosa inicial para First Trust High Yield Opportunities 2027 Term Fund (FTHY) relacionada con un evento del 09/04/2025. La presentación lista a Driscoll como Director y muestra 0 acciones comunes beneficiosas poseídas (directamente). El formulario fue firmado por un apoderado el 09/05/2025. Esta es una divulgación básica de director sin valores reportados.

Thomas J. DriscollFirst Trust Advisors L.P.의 주소와 함께 일리노이주 휫턴에 위치해 있으며 09/04/2025 이벤트와 관련된 First Trust High Yield Opportunities 2027 Term Fund (FTHY)의 초기 수혜 소유권을 보고하는 SEC Form 3를 제출했습니다. 신고서에는 Driscoll를 이사로 기재하고 직접 소유한 0주를 보유하고 있음을 표시합니다. 이 양식은 2025년 9월 5일에 대리인이 서명했습니다. 이것은 보유 증권이 보고되지 않은 기본 이사 공개입니다.

Thomas J. Driscoll, identifié à l'adresse First Trust Advisors L.P. à Wheaton, IL, a déposé auprès de la SEC un Form 3 rapportant la propriété bénéficiaire initiale pour le First Trust High Yield Opportunities 2027 Term Fund (FTHY) lié à un événement du 09/04/2025. Le dépôt indique Driscoll comme Directeur et montre 0 actions ordinaires détenues bénéficiellement (directement). Le formulaire a été signé par un mandataire le 09/05/2025. Il s'agit d'une divulgation de directeur de base sans valeurs mobilières déclarées.

Thomas J. Driscoll, identifiziert mit einer Adresse bei First Trust Advisors L.P. in Wheaton, IL, hat bei der SEC ein Formular 3 eingereicht, das das anfängliche wirtschaftliche Eigentum an First Trust High Yield Opportunities 2027 Term Fund (FTHY) im Zusammenhang mit einem Ereignis vom 09/04/2025 meldet. Die Einreichung listet Driscoll als Direktor auf und zeigt 0 direkt vorteilhaft gehaltene Stammaktien. Das Formular wurde von einem Bevollmächtigten am 09/05/2025 unterzeichnet. Dies ist eine grundlegende Offenlegung des Direktors ohne gemeldete Wertpapiere.

توماس ج. دريسكول، المعَرّف بعنوان لـ First Trust Advisors L.P. في ووهيتون، إلينوي، قدم إلى هيئة الأوراق المالية SEC النموذج 3 الذي يُبلغ عن الملكية المستفيدة الأولية لــ First Trust High Yield Opportunities 2027 Term Fund (FTHY) المرتبطة بحدث 09/04/2025. يذكر الإبلاغ Driscoll كـ مدير ويظهر 0 أسهم عادية مستفيدة مملوكة (مباشرة). وتم توقيع النموذج من قبل وكيل قانوني في 09/05/2025. هذه إفصاح بسيط عن المدير دون أوراق مالية مُبلغ عنها.

Thomas J. Driscoll,在位于伊利诺伊州惠顿的 First Trust Advisors L.P. 的地址被识别,提交了 SEC 的 Form 3,报告与 First Trust High Yield Opportunities 2027 Term Fund (FTHY) 的初始受益所有权相关的 09/04/2025 事件。该申报将 Driscoll 列为 董事,直接持有的普通股为 0 股。该表格由授权代理人在 2025-09-05 签署。这是一个基本的董事披露,未报告任何证券。

Positive
  • Timely disclosure filed within one day of signature (filed 09/05/2025 for 09/04/2025 event)
  • Director status disclosed publicly, aiding governance transparency
Negative
  • No common shares reported (0), so the director holds no disclosed direct economic stake
  • No derivatives or other holdings reported, limiting insight into insider alignment with shareholders

Insights

Director filed an initial Form 3 showing no direct share ownership.

The filing documents that Thomas J. Driscoll is a director of FTHY and that, as of the reported event date 09/04/2025, he beneficially owns 0 common shares directly. The Form 3 was executed by an attorney-in-fact on 09/05/2025.

This is a routine SEC Section 16 disclosure that confirms director status but does not report any equity stake or derivative positions, so it carries limited investor impact. It does, however, establish a public record of Driscoll's relationship to the issuer for compliance and insider-trading monitoring.

Thomas J. Driscoll, identificato con un indirizzo presso First Trust Advisors L.P. a Wheaton, IL, ha presentato una SEC Form 3 segnalando la proprietà iniziale vantaggiosa per First Trust High Yield Opportunities 2027 Term Fund (FTHY) relativa a un evento del 09/04/2025. L'informativa elenca Driscoll come Direttore e mostra 0 azioni ordinarie detenute beneficiariamente (direttamente). Il modulo è stato firmato da un procuratore-in-fatto il 09/05/2025. Si tratta di una semplice divulgazione del direttore senza titoli riportati.

Thomas J. Driscoll, identificado con una dirección en First Trust Advisors L.P. en Wheaton, IL, presentó a la SEC un Form 3 reportando la propiedad beneficiosa inicial para First Trust High Yield Opportunities 2027 Term Fund (FTHY) relacionada con un evento del 09/04/2025. La presentación lista a Driscoll como Director y muestra 0 acciones comunes beneficiosas poseídas (directamente). El formulario fue firmado por un apoderado el 09/05/2025. Esta es una divulgación básica de director sin valores reportados.

Thomas J. DriscollFirst Trust Advisors L.P.의 주소와 함께 일리노이주 휫턴에 위치해 있으며 09/04/2025 이벤트와 관련된 First Trust High Yield Opportunities 2027 Term Fund (FTHY)의 초기 수혜 소유권을 보고하는 SEC Form 3를 제출했습니다. 신고서에는 Driscoll를 이사로 기재하고 직접 소유한 0주를 보유하고 있음을 표시합니다. 이 양식은 2025년 9월 5일에 대리인이 서명했습니다. 이것은 보유 증권이 보고되지 않은 기본 이사 공개입니다.

Thomas J. Driscoll, identifié à l'adresse First Trust Advisors L.P. à Wheaton, IL, a déposé auprès de la SEC un Form 3 rapportant la propriété bénéficiaire initiale pour le First Trust High Yield Opportunities 2027 Term Fund (FTHY) lié à un événement du 09/04/2025. Le dépôt indique Driscoll comme Directeur et montre 0 actions ordinaires détenues bénéficiellement (directement). Le formulaire a été signé par un mandataire le 09/05/2025. Il s'agit d'une divulgation de directeur de base sans valeurs mobilières déclarées.

Thomas J. Driscoll, identifiziert mit einer Adresse bei First Trust Advisors L.P. in Wheaton, IL, hat bei der SEC ein Formular 3 eingereicht, das das anfängliche wirtschaftliche Eigentum an First Trust High Yield Opportunities 2027 Term Fund (FTHY) im Zusammenhang mit einem Ereignis vom 09/04/2025 meldet. Die Einreichung listet Driscoll als Direktor auf und zeigt 0 direkt vorteilhaft gehaltene Stammaktien. Das Formular wurde von einem Bevollmächtigten am 09/05/2025 unterzeichnet. Dies ist eine grundlegende Offenlegung des Direktors ohne gemeldete Wertpapiere.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Driscoll Thomas J.

(Last) (First) (Middle)
C/O FIRST TRUST ADVISORS L.P.
120 EAST LIBERTY DRIVE, SUITE 400

(Street)
WHEATON IL 60187

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/04/2025
3. Issuer Name and Ticker or Trading Symbol
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND [ FTHY ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares 0 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Thomas J. Driscoll, by Erin Klassman, attorney-in-fact, pursuant to a Power of Attorney 09/05/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Form 3 filed for FTHY on 09/05/2025 show?

The Form 3 shows Thomas J. Driscoll is a Director of FTHY and reports 0 common shares beneficially owned as of 09/04/2025.

Does the filing report any derivative securities or options for FTHY?

No. Table II in the filing lists no derivative securities exercisable or outstanding for the reporting person.

Who signed the Form 3 for the reporting person?

The Form 3 was signed /s/ Thomas J. Driscoll, by Erin Klassman, attorney-in-fact on 09/05/2025.

What is the significance of reporting 0 shares on a Form 3?

Reporting 0 shares indicates the director has no disclosed direct beneficial ownership of the issuer's common shares at the report date; it is a factual disclosure without implication of wrongdoing.

Is this Form 3 an initial filing or an amendment?

This is an initial Form 3 filing (Initial Statement of Beneficial Ownership).
FIRST TRUST HY OPPORTUNITIES 2027 TERM

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