FTK insider filings: 30,000 RSUs converted; $18.75 F-code sales

Rhea-AI Filing Summary

Flotek Industries (FTK) reported insider activity by its CEO and director on 10/30/2025. The filing shows the settlement of 30,000 performance-based restricted stock units (Transaction Code M), increasing common shares and followed by two dispositions coded F at $18.75 per share for 7,870 and 11,805 shares. After these transactions, the reporting person directly owned 167,706 common shares.

The derivative securities table lists the Performance Based Restricted Stock Unit conversion of 30,000 units into common stock with 0 derivative securities remaining afterward. A footnote states the total includes 526 shares acquired under the company’s 2012 Employee Stock Purchase Plan for the three-month period commencing July 1, 2025.

Insider Trade Summary

Net Buyer: 10,325 shares

Net Buy 4 txns

Insider Ezell Ryan Gillis

Role CEO

Type	Security	Shares	Price	Value
Exercise	Performance Based Restricted Stock Unit	30,000	$0.00	$0.00
Exercise Price or Tax Liability	Common Shares	7,870	$18.75	$148K
Exercise	Common Shares	30,000	$0.00	$0.00
Exercise Price or Tax Liability	Common Shares	11,805	$18.75	$221K

Holdings After Transaction: Performance Based Restricted Stock Unit — 0 shares (Direct); Common Shares — 167,706 shares (Direct)

Footnotes (2)

1. F1. Includes 526 shares Dr. Ezell acquired under Flotek Industries, Inc.'s 2012 Employee Stock Purchase Plan for the 3-month period commencing July 1, 2025. This transaction is exempt under both Rule 16b-3(d) and Rule 16b-3(c).
2. F2. Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of Flotek Industries, Inc. common stock subject to achieving a certain threshold on or before December 31, 2025.

FAQ

What insider transactions did FTK report?

On 10/30/2025, the CEO and director reported settlement of 30,000 performance-based RSUs (Code M) and two dispositions (Code F) of 7,870 and 11,805 shares at $18.75.

How many FTK shares does the insider own after the transactions?

Following the reported transactions, the insider directly owned 167,706 FTK common shares.

What was the price reported for the FTK share dispositions?

The two dispositions coded F were reported at $18.75 per share.

What derivative securities were involved in the FTK Form 4?

A Performance Based Restricted Stock Unit award of 30,000 units was converted into 30,000 common shares (Code M), leaving 0 derivative units afterward.

Does the reported ownership include ESPP shares for FTK?

Yes. A footnote states the total includes 526 shares acquired under the 2012 Employee Stock Purchase Plan for the three-month period commencing July 1, 2025.

What is the insider’s role at FTK?

The reporting person is both a Director and Officer (CEO) of Flotek Industries.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 11/03/2025 - 06:00 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ezell Ryan Gillis

(Last) (First) (Middle)

5775 N. SAM HOUSTON PARKWAY W.

STE 400

(Street)

HOUSTON TX 77086

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
FLOTEK INDUSTRIES INC/CN/ [ FTK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CEO

3. Date of Earliest Transaction (Month/Day/Year)
10/30/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	10/30/2025		F		7,870	D	$18.75	149,511(1)	D
Common Shares	10/30/2025		M		30,000	A	(2)	179,511	D
Common Shares	10/30/2025		F		11,805	D	$18.75	167,706	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Performance Based Restricted Stock Unit	(2)	10/30/2025		M			30,000	(2)	12/31/2025	Common Stock	30,000	(2)	0	D

Explanation of Responses:

1. Includes 526 shares Dr. Ezell acquired under Flotek Industries, Inc.'s 2012 Employee Stock Purchase Plan for the 3-month period commencing July 1, 2025. This transaction is exempt under both Rule 16b-3(d) and Rule 16b-3(c).

2. Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of Flotek Industries, Inc. common stock subject to achieving a certain threshold on or before December 31, 2025.

Remarks:

	/s/ J. Bond Clement as attorney-in-fact	11/03/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.