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Flotek Industries (FTK) awards director 5,099 restricted shares

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Form Type
4

Rhea-AI Filing Summary

Hill Kathryn Anne reported acquisition or exercise transactions in this Form 4 filing.

Kathryn Anne Hill, a director of Flotek Industries, received a grant of 5,099 restricted common shares on May 15, 2026 as consideration for Board service. The Restricted Stock Awards vest on the earlier of the one-year anniversary of the grant date or the next annual shareholders meeting, if that meeting occurs at least 50 weeks after the grant date. Following this award, she directly holds 5,099 shares, with a reported transaction price of $0.00 per share.

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Insider Hill Kathryn Anne
Role Director
Type Security Shares Price Value
Grant/Award Common Shares F1 5,099 $0.00 $0.00
Holdings After Transaction: Common Shares — 5,099 shares (Direct)
Footnotes (1)
  1. F1. Restricted Stock Awards ("RSAs") granted as consideration for service on the Board. RSAs vest on the earlier of the one-year anniversary of the grant date or the next annual shareholders meeting (provided such meeting occurs at least 50 weeks after the grant date).
Restricted shares granted 5,099 shares Grant of Restricted Stock Awards on 2026-05-15
Transaction price per share $0.00 Reported price for grant of restricted common shares
Shares held after transaction 5,099 shares Directly owned common shares following the award
Vesting period one year or next annual shareholders meeting RSAs vest on earlier of these dates if meeting is at least 50 weeks after grant
Restricted Stock Awards financial
"Restricted Stock Awards (RSAs) granted as consideration for service on the Board"
Restricted stock awards are company shares given to employees or executives that cannot be sold or transferred until certain conditions — like staying with the company for a set time or meeting performance targets — are met, like a gift that is locked in a safe until rules are satisfied. Investors care because these awards tie management’s pay to company performance, can increase the number of shares outstanding when they become tradable (dilution), and may signal expected future selling pressure or commitment to long-term growth.
annual shareholders meeting financial
"earlier of the one-year anniversary of the grant date or the next annual shareholders meeting"
An annual shareholders meeting is a yearly gathering where owners of a company review its performance, hear presentations from management, ask questions, and vote on important items such as board members, executive pay, and dividend policies. Think of it as a company town hall where votes and discussions can change leadership, strategy or payouts—outcomes that can directly affect a stock’s future performance and an investor’s rights and returns.
vest financial
"RSAs vest on the earlier of the one-year anniversary of the grant date"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What transaction did Kathryn Anne Hill report for Flotek Industries (FTK)?

Kathryn Anne Hill reported receiving 5,099 restricted common shares of Flotek Industries as compensation for her service on the Board. The grant was recorded on May 15, 2026 and is structured as Restricted Stock Awards subject to vesting conditions.

How many Flotek Industries (FTK) shares does Kathryn Anne Hill own after this grant?

After the reported grant, Kathryn Anne Hill directly holds 5,099 common shares of Flotek Industries. This entire position comes from the Restricted Stock Awards granted on May 15, 2026, according to the reported total shares following the transaction.

What are the vesting terms of the restricted shares granted to Kathryn Anne Hill at FTK?

The Restricted Stock Awards vest on the earlier of the one-year anniversary of the May 15, 2026 grant date or the next annual shareholders meeting, provided that meeting occurs at least 50 weeks after the grant date, as specified in the grant footnote.

Was Kathryn Anne Hill’s Flotek (FTK) transaction a market purchase or a compensation award?

The transaction is reported as a grant or award acquisition, not a market purchase. She received 5,099 Restricted Stock Awards at a stated price of $0.00 per share, indicating compensation for Board service rather than an open-market trade.

Does this Form 4 for Flotek Industries (FTK) show any share sales by Kathryn Anne Hill?

This Form 4 shows no share sales by Kathryn Anne Hill. It reports a single acquisition transaction: a grant of 5,099 Restricted Stock Awards, with the transaction categorized as a grant or award and no sell transactions listed.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hill Kathryn Anne

(Last)(First)(Middle)
5775 N. SAM HOUSTON PARKWAY W.
SUITE 400

(Street)
HOUSTON TEXAS 77086

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
FLOTEK INDUSTRIES INC/CN/ [ FTK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares05/15/2026A5,099(1)A$05,099D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Restricted Stock Awards ("RSAs") granted as consideration for service on the Board. RSAs vest on the earlier of the one-year anniversary of the grant date or the next annual shareholders meeting (provided such meeting occurs at least 50 weeks after the grant date).
Remarks:
/s/ Christina M. Ibrahim, attorney-in-fact07/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)