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Flotek Industries (NYSE: FTK) CFO discloses 1,333-share Form 4 transaction

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Flotek Industries Inc. chief financial officer reports share transaction. On 12/05/2025, the reporting officer disposed of 1,333 common shares of Flotek Industries Inc. at a price of $16.38 per share in a transaction coded “F.” After this transaction, the officer beneficially owns 117,237 common shares, held directly. No derivative securities transactions were reported in this filing.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
CLEMENT JAMES BOND

(Last) (First) (Middle)
5775 N. SAM HOUSTON PARKWAY W.
STE 400

(Street)
HOUSTON TX 77086

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FLOTEK INDUSTRIES INC/CN/ [ FTK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
12/05/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 12/05/2025 F 1,333 D $16.38 117,237 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
/s/ J. Bond Clement 12/08/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Flotek Industries (FTK) report in this Form 4?

The chief financial officer reported a transaction coded “F” on 12/05/2025 involving the disposition of 1,333 common shares of Flotek Industries Inc. at $16.38 per share.

How many Flotek Industries (FTK) shares does the insider own after the reported transaction?

Following the reported transaction, the officer beneficially owns 117,237 common shares of Flotek Industries Inc., held in direct ownership.

Who is the reporting person in this Flotek Industries (FTK) Form 4 filing?

The reporting person is the company’s Chief Financial Officer, who signed the filing as /s/ J. Bond Clement.

What does transaction code “F” indicate in this Flotek Industries (FTK) Form 4?

The filing lists the transaction with code “F” for the common share disposition; the code is part of the standard Form 4 transaction classifications.

Were any derivative securities reported for Flotek Industries (FTK) in this Form 4?

No. The Table II section for derivative securities shows no derivative securities acquired, disposed of, or beneficially owned in this filing.

Is this Flotek Industries (FTK) Form 4 filed by one or multiple reporting persons?

The filing indicates that it is a Form filed by one reporting person, not a joint or group filing.
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