Flotek insider reports 6,000-share RSU conversion; 20,950 held

Q: Who filed the FTK Form 4?

The reporting person is Amy Blakeway , SVP, GC and Secretary.

Q: What shares were acquired in the FTK Form 4?

The officer acquired 6,000 shares of common stock tied to performance-based RSUs.

Q: Were shares withheld for taxes in the FTK Form 4?

Yes. Share withholding transactions removed 1,574 and 2,361 shares at $18.75 .

Q: What are the officer’s direct holdings after the transactions for FTK?

Direct beneficial ownership is 20,950 shares following the reported activity.

Q: What was the transaction date in the FTK Form 4?

The earliest transaction date reported is 10/30/2025 .

Filing Impact

(Neutral)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Flotek Industries (FTK) reported insider activity by its SVP, GC and Secretary on 10/30/2025. The officer acquired 6,000 shares of common stock via a transaction coded “M” linked to performance-based RSUs. To satisfy tax obligations, share withholding transactions coded “F” reduced holdings by 1,574 and 2,361 shares at $18.75. After these transactions, the officer directly held 20,950 shares.

Insider Trade Summary

Net Buyer: 2,065 shares

Net Buy 4 txns

Insider Blakeway Amy E.

Role SVP, GC and Secretary

Type	Security	Shares	Price	Value
Exercise	Performance Based Restricted Stock Unit	6,000	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	1,574	$18.75	$30K
Exercise	Common Stock	6,000	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	2,361	$18.75	$44K

Holdings After Transaction: Performance Based Restricted Stock Unit — 0 shares (Direct); Common Stock — 20,950 shares (Direct)

Footnotes (1)

F1. Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of Flotek Industries, Inc. common stock subject to achieving a certain threshold on or before December 31, 2025.

FAQ

Who filed the FTK Form 4?

The reporting person is Amy Blakeway, SVP, GC and Secretary.

What shares were acquired in the FTK Form 4?

The officer acquired 6,000 shares of common stock tied to performance-based RSUs.

Were shares withheld for taxes in the FTK Form 4?

Yes. Share withholding transactions removed 1,574 and 2,361 shares at $18.75.

What are the officer’s direct holdings after the transactions for FTK?

Direct beneficial ownership is 20,950 shares following the reported activity.

What was the transaction date in the FTK Form 4?

The earliest transaction date reported is 10/30/2025.

What are the terms of the performance-based RSUs for FTK?

Each RSU represents a right to receive one share if a threshold is achieved on or before 12/31/2025.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 11/03/2025 - 06:06 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Blakeway Amy E.

(Last)

(First)

(Middle)

5775 N SAM HOUSTON PKWY W

STE 400

(Street)

HOUSTON

77086

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
FLOTEK INDUSTRIES INC/CN/ [ FTK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	SVP, GC and Secretary

3. Date of Earliest Transaction (Month/Day/Year)
10/30/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	10/30/2025		F		1,574	D	$18.75	17,311	D
Common Stock	10/30/2025		M		6,000	A	⁽¹⁾	23,311	D
Common Stock	10/30/2025		F		2,361	D	$18.75	20,950	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Performance Based Restricted Stock Unit	⁽¹⁾	10/30/2025		M			6,000	⁽¹⁾	12/31/2025	Common Stock	6,000	⁽¹⁾	0	D

Explanation of Responses:

1. Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of Flotek Industries, Inc. common stock subject to achieving a certain threshold on or before December 31, 2025.

Remarks:

	/s/ Amy Blakeway	11/03/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR