Welcome to our dedicated page for First Us Bancsha SEC filings (Ticker: FUSB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for First US Bancshares, Inc. (NASDAQ: FUSB), a bank holding company based in Birmingham, Alabama and the parent of First US Bank. Through these filings, investors can review the Company’s regulatory disclosures related to its commercial banking operations and financial condition.
First US Bancshares, Inc. files periodic and current reports with the SEC, including Forms 8-K that disclose material events. Recent 8-K filings have covered quarterly financial results, furnished under Item 2.02, and investor presentation materials furnished under Item 7.01 that review financial results and trends through specific reporting periods. Other 8-K filings describe governance matters such as the election of a new director, committee assignments, and the execution of a director indemnification agreement, along with a summary of the indemnification terms and related limitations.
Filings also reference exhibits such as press releases announcing earnings, director elections, or other corporate developments, as well as forms of director indemnification agreements and investor presentations. These documents provide detail on topics including net income, net interest income, provision for credit losses, loan and deposit balances, capital ratios, and non-GAAP measures like pre-tax pre-provision net revenue, together with reconciliations referenced in the materials.
On Stock Titan, users can view these filings as they are made available from the SEC’s EDGAR system and use AI-powered summaries to help interpret complex disclosures. This includes highlighting key points from quarterly results, explanations of material agreements or governance changes, and context around exhibits such as investor decks and press releases. The page also surfaces information related to director and officer matters, including indemnification arrangements and board composition changes, as described in the Company’s 8-K reports.
FIRST US BANCSHARES, INC. director John Lee McPhearson reported offsetting trades in company common stock. He completed an open-market sale of 1,500 shares at $8.30 per share held directly, leaving him with 10,633 directly owned shares afterward.
On the same date, McPhearson Land Holdings, LLC, an entity associated with him, executed an open-market purchase of 1,500 shares at $8.30 per share, resulting in 3,000 shares held indirectly through that entity. Additional 3,000 shares are reported as indirectly owned by his spouse, with beneficial ownership disclaimed except to the extent of his pecuniary interest.
First US Bancshares, Inc. established a 2026 Cash Incentive Program for certain executive officers and key employees, including CEO James F. House, CFO Thomas S. Elley and Senior EVP William C. Mitchell. The plan covers the fiscal year ending December 31, 2026.
Bonuses for named executive officers are tied to financial performance and a discretionary component. Metrics include consolidated pre-tax income (25% weight), pre-tax ROAA (30% for Messrs. House and Elley; 25% for Mr. Mitchell), pre-tax ROATE (25% for Messrs. House and Elley; 15% for Mr. Mitchell), and net loan growth in indirect lending (15% for Mr. Mitchell). A discretionary component represents 20% of total opportunity.
Target bonus opportunities are 45% of 2026 base salary for Mr. House and 35% for Messrs. Elley and Mitchell. Payouts range from 50% to 150% of target based on achievement versus budgeted performance and discretionary assessments, with possible reduction of up to 35% for adverse regulatory findings. The program includes recoupment provisions for restated or inaccurate financial results and certain misconduct.
Parker Matthew A. reported disposition transactions in a Form 4 filing for FUSB. The filing lists transactions totaling 233 shares at a weighted average price of $15.57 per share. Following the reported transactions, holdings were 3,053 shares.
First US Bancshares, Inc. executive Eric H. Mabowitz, SEVP and Chief Risk Officer of the bank, reported tax-withholding dispositions of company common stock in early
First US Bancshares, Inc. senior executive Mitchell William C reported several share dispositions to cover tax obligations related to equity awards. On February 9 and 10, 2026, he transferred blocks of 462, 463, and 370 common shares at prices around $15.52–$15.64 per share under code F, which represents payment of tax liability by delivering securities.
After these transactions, he directly owned 23,732 shares of common stock. The filing also notes indirect holdings of 8,350 shares in a 401(k) plan, based on information as of February 10, 2026, and 1,209 shares held by his spouse, for which he disclaims beneficial ownership.
Dozier Beverly J reported disposition transactions in a Form 4 filing for FUSB. The filing lists transactions totaling 386 shares at a weighted average price of $15.56 per share. Following the reported transactions, holdings were 7,471 shares.
First US Bancshares, Inc. director John Lee McPhearson reported an award of 425 shares of common stock on February 9, 2026. These shares are time-based restricted stock granted under the company’s 2023 Incentive Plan and will vest in full on the first anniversary of the grant date.
After this grant, McPhearson directly holds 12,133 common shares. The filing also reports 3,000 shares held indirectly by his spouse and 1,500 shares held indirectly through McPhearson Land Holdings, LLC, for which he disclaims beneficial ownership except to the extent of his pecuniary interest.
First US Bancshares reported an equity award to senior executive Matthew A. Parker, its SVP, PAO & Director of Financial Reporting. On February 9, 2026, he received 1,400 shares of common stock as time-based restricted stock under the 2023 Incentive Plan.
These restricted shares will vest in three equal installments on the first, second, and third anniversaries of the grant date, encouraging longer-term retention. Following this grant, Parker beneficially owns 3,146 shares of First US Bancshares common stock, held directly.
First US Bancshares director Robert C. Field received a grant of 1,000 shares of common stock on February 9, 2026. These shares are time-based restricted stock issued under the First US Bancshares, Inc. 2023 Incentive Plan and will vest in full on the first anniversary of the grant date.
After this award, Field directly holds 2,960 common shares. An additional 8,000 common shares are held indirectly by Highland Mortgage, LLC, with Field disclaiming beneficial ownership of those securities except to the extent of his pecuniary interest.
First US Bancshares, Inc. (FUSB) executive Mitchell William C, SEVP-Consumer Lending-Bank, received 3,200 shares of time-based restricted common stock on 02/09/2026 at a price of $0 per share under the 2023 Incentive Plan. These restricted shares vest in three equal annual installments on the first, second, and third anniversaries of the grant date.
After this award, he directly holds 25,027 shares of common stock, plus 8,350 shares held indirectly in a 401(k) plan and 1,209 shares held by his spouse, for which he disclaims beneficial ownership.