STOCK TITAN

[Form 4] First US Bancshares, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

SEC Form 4 snapshot: On 06/30/2025, First US Bancshares, Inc. (FUSB) director Robert S. Briggs received 87.34 phantom stock units through the company’s Non-Employee Directors’ Deferred Compensation Plan. The units accrue from quarterly dividends and convert to common stock on a 1-for-1 basis at settlement. The reference price recorded for the accrual is $12.90.

After the transaction, Briggs’ aggregate phantom-unit balance rose to 16,266.93 units, all reported as directly held. No open-market purchases, sales, or non-derivative share movements were disclosed.

Because the award is plan-based and automatically triggered by dividend accruals, it is viewed as routine and non-market-moving. Nevertheless, it modestly reinforces the director’s long-term alignment with shareholder value creation.

Riepilogo modulo SEC 4: Il 30/06/2025, il direttore di First US Bancshares, Inc. (FUSB), Robert S. Briggs, ha ricevuto 87,34 unità di azioni fantasma tramite il Piano di Compensazione Differita per Direttori Non Dipendenti della società. Le unità maturano in base ai dividendi trimestrali e si convertono in azioni ordinarie con un rapporto 1:1 al momento della liquidazione. Il prezzo di riferimento registrato per l'accumulo è di 12,90 $.

Dopo la transazione, il saldo complessivo delle unità fantasma di Briggs è aumentato a 16.266,93 unità, tutte dichiarate come detenute direttamente. Non sono state comunicate operazioni di acquisto o vendita sul mercato aperto né movimenti di azioni non derivati.

Poiché il premio è basato sul piano e si attiva automaticamente con l'accumulo dei dividendi, è considerato ordinario e senza impatto sul mercato. Tuttavia, rafforza modestamente l’allineamento a lungo termine del direttore con la creazione di valore per gli azionisti.

Resumen del formulario SEC 4: El 30/06/2025, el director de First US Bancshares, Inc. (FUSB), Robert S. Briggs, recibió 87,34 unidades de acciones fantasma a través del Plan de Compensación Diferida para Directores No Empleados de la empresa. Las unidades se acumulan a partir de dividendos trimestrales y se convierten en acciones comunes en una proporción 1 a 1 al momento del pago. El precio de referencia registrado para la acumulación es de 12,90 $.

Después de la transacción, el saldo total de unidades fantasma de Briggs aumentó a 16.266,93 unidades, todas reportadas como poseídas directamente. No se divulgaron compras o ventas en el mercado abierto ni movimientos de acciones no derivados.

Dado que el premio se basa en el plan y se activa automáticamente con la acumulación de dividendos, se considera rutinario y sin impacto en el mercado. No obstante, refuerza modestamente la alineación a largo plazo del director con la creación de valor para los accionistas.

SEC 양식 4 요약: 2025년 6월 30일, First US Bancshares, Inc.(FUSB)의 이사 Robert S. Briggs는 회사의 비임원 이사 연기 보상 계획을 통해 87.34 가상 주식 단위를 받았습니다. 이 단위들은 분기 배당금에서 적립되며 결제 시 1대 1 비율로 보통주로 전환됩니다. 적립에 기록된 기준 가격은 12.90달러입니다.

거래 후 Briggs의 총 가상 주식 단위 잔액은 16,266.93 단위로 증가했으며, 모두 직접 보유한 것으로 보고되었습니다. 공개 시장에서의 매매나 비파생 주식 이동은 공시되지 않았습니다.

이 상은 계획 기반이며 배당금 적립에 따라 자동으로 발생하므로 일상적이고 시장에 영향을 미치지 않는 것으로 간주됩니다. 그럼에도 불구하고 이사는 장기적으로 주주 가치 창출과의 정렬을 다소 강화합니다.

Résumé du formulaire SEC 4 : Le 30/06/2025, Robert S. Briggs, administrateur de First US Bancshares, Inc. (FUSB), a reçu 87,34 unités d’actions fantômes via le Plan de Rémunération Différée des Administrateurs Non-Exécutifs de la société. Ces unités s’accumulent à partir des dividendes trimestriels et se convertissent en actions ordinaires à raison de 1 pour 1 lors du règlement. Le prix de référence enregistré pour l’accumulation est de 12,90 $.

Après la transaction, le solde total des unités fantômes de Briggs est passé à 16 266,93 unités, toutes déclarées comme détenues directement. Aucune opération d’achat, de vente ou mouvement d’actions non dérivées sur le marché ouvert n’a été divulguée.

Étant donné que cette attribution est basée sur un plan et déclenchée automatiquement par l’accumulation des dividendes, elle est considérée comme routinière et sans impact sur le marché. Néanmoins, elle renforce modestement l’alignement à long terme de l’administrateur avec la création de valeur pour les actionnaires.

SEC Formular 4 Übersicht: Am 30.06.2025 erhielt Robert S. Briggs, Direktor von First US Bancshares, Inc. (FUSB), 87,34 Phantom-Aktieneinheiten über den Non-Employee Directors’ Deferred Compensation Plan des Unternehmens. Die Einheiten akkumulieren sich aus vierteljährlichen Dividenden und werden bei Abrechnung im Verhältnis 1:1 in Stammaktien umgewandelt. Der für die Akkumulation verzeichnete Referenzpreis beträgt 12,90 $.

Nach der Transaktion stieg Briggs’ gesamter Phantom-Einheitenbestand auf 16.266,93 Einheiten, alle als direkt gehalten gemeldet. Keine Käufe, Verkäufe oder nicht-derivative Aktienbewegungen am offenen Markt wurden offengelegt.

Da die Zuteilung planbasiert ist und automatisch durch Dividendengutschriften ausgelöst wird, gilt sie als routine und marktneutral. Dennoch stärkt sie moderat die langfristige Ausrichtung des Direktors an der Wertschöpfung für die Aktionäre.

Positive
  • Director increases deferred equity stake: 87.34 additional phantom stock units lift Robert S. Briggs’ holdings to 16,266.93 units, signaling continued long-term alignment.
Negative
  • None.

Insights

TL;DR: Routine phantom-unit accrual; minimal immediate market impact, modestly positive for alignment.

The filing documents an automatic addition of 87.34 phantom stock units to Director Robert S. Briggs’ deferred account. With no open-market action and a de minimis dollar value (≈ $1.1 k), the event is immaterial to FUSB’s capital structure or daily trading volume. It does, however, incrementally increase insider exposure to equity performance, a small governance positive. From a valuation or liquidity standpoint, the transaction is neutral and unlikely to influence investor sentiment or price discovery.

Riepilogo modulo SEC 4: Il 30/06/2025, il direttore di First US Bancshares, Inc. (FUSB), Robert S. Briggs, ha ricevuto 87,34 unità di azioni fantasma tramite il Piano di Compensazione Differita per Direttori Non Dipendenti della società. Le unità maturano in base ai dividendi trimestrali e si convertono in azioni ordinarie con un rapporto 1:1 al momento della liquidazione. Il prezzo di riferimento registrato per l'accumulo è di 12,90 $.

Dopo la transazione, il saldo complessivo delle unità fantasma di Briggs è aumentato a 16.266,93 unità, tutte dichiarate come detenute direttamente. Non sono state comunicate operazioni di acquisto o vendita sul mercato aperto né movimenti di azioni non derivati.

Poiché il premio è basato sul piano e si attiva automaticamente con l'accumulo dei dividendi, è considerato ordinario e senza impatto sul mercato. Tuttavia, rafforza modestamente l’allineamento a lungo termine del direttore con la creazione di valore per gli azionisti.

Resumen del formulario SEC 4: El 30/06/2025, el director de First US Bancshares, Inc. (FUSB), Robert S. Briggs, recibió 87,34 unidades de acciones fantasma a través del Plan de Compensación Diferida para Directores No Empleados de la empresa. Las unidades se acumulan a partir de dividendos trimestrales y se convierten en acciones comunes en una proporción 1 a 1 al momento del pago. El precio de referencia registrado para la acumulación es de 12,90 $.

Después de la transacción, el saldo total de unidades fantasma de Briggs aumentó a 16.266,93 unidades, todas reportadas como poseídas directamente. No se divulgaron compras o ventas en el mercado abierto ni movimientos de acciones no derivados.

Dado que el premio se basa en el plan y se activa automáticamente con la acumulación de dividendos, se considera rutinario y sin impacto en el mercado. No obstante, refuerza modestamente la alineación a largo plazo del director con la creación de valor para los accionistas.

SEC 양식 4 요약: 2025년 6월 30일, First US Bancshares, Inc.(FUSB)의 이사 Robert S. Briggs는 회사의 비임원 이사 연기 보상 계획을 통해 87.34 가상 주식 단위를 받았습니다. 이 단위들은 분기 배당금에서 적립되며 결제 시 1대 1 비율로 보통주로 전환됩니다. 적립에 기록된 기준 가격은 12.90달러입니다.

거래 후 Briggs의 총 가상 주식 단위 잔액은 16,266.93 단위로 증가했으며, 모두 직접 보유한 것으로 보고되었습니다. 공개 시장에서의 매매나 비파생 주식 이동은 공시되지 않았습니다.

이 상은 계획 기반이며 배당금 적립에 따라 자동으로 발생하므로 일상적이고 시장에 영향을 미치지 않는 것으로 간주됩니다. 그럼에도 불구하고 이사는 장기적으로 주주 가치 창출과의 정렬을 다소 강화합니다.

Résumé du formulaire SEC 4 : Le 30/06/2025, Robert S. Briggs, administrateur de First US Bancshares, Inc. (FUSB), a reçu 87,34 unités d’actions fantômes via le Plan de Rémunération Différée des Administrateurs Non-Exécutifs de la société. Ces unités s’accumulent à partir des dividendes trimestriels et se convertissent en actions ordinaires à raison de 1 pour 1 lors du règlement. Le prix de référence enregistré pour l’accumulation est de 12,90 $.

Après la transaction, le solde total des unités fantômes de Briggs est passé à 16 266,93 unités, toutes déclarées comme détenues directement. Aucune opération d’achat, de vente ou mouvement d’actions non dérivées sur le marché ouvert n’a été divulguée.

Étant donné que cette attribution est basée sur un plan et déclenchée automatiquement par l’accumulation des dividendes, elle est considérée comme routinière et sans impact sur le marché. Néanmoins, elle renforce modestement l’alignement à long terme de l’administrateur avec la création de valeur pour les actionnaires.

SEC Formular 4 Übersicht: Am 30.06.2025 erhielt Robert S. Briggs, Direktor von First US Bancshares, Inc. (FUSB), 87,34 Phantom-Aktieneinheiten über den Non-Employee Directors’ Deferred Compensation Plan des Unternehmens. Die Einheiten akkumulieren sich aus vierteljährlichen Dividenden und werden bei Abrechnung im Verhältnis 1:1 in Stammaktien umgewandelt. Der für die Akkumulation verzeichnete Referenzpreis beträgt 12,90 $.

Nach der Transaktion stieg Briggs’ gesamter Phantom-Einheitenbestand auf 16.266,93 Einheiten, alle als direkt gehalten gemeldet. Keine Käufe, Verkäufe oder nicht-derivative Aktienbewegungen am offenen Markt wurden offengelegt.

Da die Zuteilung planbasiert ist und automatisch durch Dividendengutschriften ausgelöst wird, gilt sie als routine und marktneutral. Dennoch stärkt sie moderat die langfristige Ausrichtung des Direktors an der Wertschöpfung für die Aktionäre.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BRIGGS ROBERT S

(Last) (First) (Middle)
3291 US HIGHWAY 280

(Street)
BIRMINGHAM AL 35243

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FIRST US BANCSHARES, INC. [ FUSB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Stock Units (1) 06/30/2025 A 87.34(2) (3) (3) Common Stock 87.34(2) $12.9 16,266.93 D
Explanation of Responses:
1. The units convert to common stock on a 1-for-1 basis.
2. Shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.
3. The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.
/s/Beverly J. Dozier, by power of attorney 07/01/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did FUSB file on 07/01/2025?

Form 4 detailing Director Robert S. Briggs’ acquisition of 87.34 phantom stock units on 06/30/2025.

How many phantom stock units does Robert S. Briggs now hold?

After the reported accrual, he beneficially owns 16,266.93 units.

Was there any open-market purchase or sale of FUSB shares?

No. The filing shows only plan-based phantom unit accrual; no common-stock transactions occurred.

What is the conversion ratio of the phantom units?

Each phantom stock unit converts to one share of FUSB common stock at settlement.

Why were the units credited at $12.90?

The $12.90 reflects the reference price for dividend-driven accrual under the deferred compensation plan.
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