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First US Bancshares (FUSB) director receives 1,000 restricted shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

First US Bancshares director Robert C. Field received a grant of 1,000 shares of common stock on February 9, 2026. These shares are time-based restricted stock issued under the First US Bancshares, Inc. 2023 Incentive Plan and will vest in full on the first anniversary of the grant date.

After this award, Field directly holds 2,960 common shares. An additional 8,000 common shares are held indirectly by Highland Mortgage, LLC, with Field disclaiming beneficial ownership of those securities except to the extent of his pecuniary interest.

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Negative

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
FIELD Robert C

(Last) (First) (Middle)
3291 US HIGHWAY 280

(Street)
BIRMINGHAM AL 35243

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FIRST US BANCSHARES, INC. [ FUSB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/09/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $.01 par value 02/09/2026 A 1,000(1) A $0.00 2,960 D
Common Stock, $.01 par value 8,000(2) I By Highland Mortgage, LLC
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares of time-based restricted stock granted under the First US Bancshares, Inc. 2023 Incentive Plan that will vest in full on the first anniversary of the grant date.
2. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
/s/Beverly J. Dozier, by power of attorney 02/10/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did First US Bancshares (FUSB) report for Robert C. Field?

First US Bancshares reported a stock grant to director Robert C. Field. On February 9, 2026, he was awarded 1,000 shares of common stock as time-based restricted stock under the 2023 Incentive Plan, increasing his directly held stake to 2,960 shares.

What are the vesting terms of Robert C. Field’s 1,000-share award at FUSB?

The 1,000-share award is time-based restricted stock that vests in one year. All granted shares will vest in full on the first anniversary of the February 9, 2026 grant date, subject to the terms of the First US Bancshares, Inc. 2023 Incentive Plan.

Under which plan was the 1,000-share grant to Robert C. Field at FUSB made?

The grant was made under the First US Bancshares, Inc. 2023 Incentive Plan. The filing states the 1,000 shares are time-based restricted stock issued pursuant to this plan and scheduled to vest fully one year after the grant date.

How many First US Bancshares (FUSB) shares does Robert C. Field own directly after the grant?

After the February 9, 2026 grant, Robert C. Field directly owns 2,960 common shares. This total includes the newly awarded 1,000 time-based restricted shares reported in the Form 4 filing for First US Bancshares, Inc.

What indirect holdings in First US Bancshares (FUSB) are reported for Robert C. Field?

The filing shows 8,000 common shares held indirectly through Highland Mortgage, LLC. Field disclaims beneficial ownership of these indirectly held securities, except to the extent of his pecuniary interest as noted in the Form 4 footnote.

Did Robert C. Field pay a purchase price for the 1,000 First US Bancshares shares?

The reported transaction price per share is $0.00 for the 1,000-share grant. This reflects a compensatory award of time-based restricted stock under the company’s 2023 Incentive Plan rather than an open-market purchase of First US Bancshares common stock.
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