Restricted stock grant lifts First US Bancshares (FUSB) director holdings

Rhea-AI Filing Summary

First US Bancshares director Hale David Peter received a stock grant. On 02/09/2026, he was awarded 1,000 shares of common stock at a stated price of $0.00, described as time-based restricted stock under the 2023 Incentive Plan. These restricted shares will vest in full on the first anniversary of the grant date. After this grant, he beneficially owned 22,424 common shares directly.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hale David Peter

(Last) (First) (Middle)

3291 US HIGHWAY 280

(Street)

BIRMINGHAM AL 35243

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
FIRST US BANCSHARES, INC. [ FUSB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
02/09/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $.01 par value	02/09/2026		A		1,000(1)	A	$0.00	22,424	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of time-based restricted stock granted under the First US Bancshares, Inc. 2023 Incentive Plan that will vest in full on the first anniversary of the grant date.

	/s/Beverly J. Dozier, by power of attorney	02/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What insider transaction did First US Bancshares (FUSB) report on this Form 4?

First US Bancshares reported that director Hale David Peter received 1,000 shares of common stock. The shares were granted as time-based restricted stock under the 2023 Incentive Plan and increase his directly held beneficial ownership to 22,424 shares after the transaction.

Who is the insider involved in the latest First US Bancshares (FUSB) Form 4 filing?

The insider is Hale David Peter, a director of First US Bancshares, Inc. He reported receiving 1,000 shares of common stock as a restricted stock grant, bringing his total directly held beneficial ownership to 22,424 common shares following the award.

How many First US Bancshares (FUSB) shares did the director receive in this grant?

The director received 1,000 shares of First US Bancshares common stock. The grant is classified as time-based restricted stock, awarded at a stated price of $0.00 per share, and is scheduled to vest in full on the first anniversary of the grant date.

What vesting terms apply to the restricted stock granted by First US Bancshares (FUSB)?

The grant consists of time-based restricted stock that will vest in full on the first anniversary of the grant date. Until vesting, the shares are subject to the conditions of the First US Bancshares, Inc. 2023 Incentive Plan governing restricted stock awards.

What is Hale David Peter’s total First US Bancshares (FUSB) share ownership after the transaction?

After receiving the 1,000-share restricted stock grant, Hale David Peter beneficially owns 22,424 shares of First US Bancshares common stock. The Form 4 shows these shares as directly held, reflecting his updated ownership position following the award.

Was the First US Bancshares (FUSB) insider transaction a purchase or an award?

The transaction was an award, not an open-market purchase. The Form 4 lists transaction code “A” and a price of $0.00 per share, indicating a grant of time-based restricted stock under the company’s 2023 Incentive Plan rather than a cash purchase.