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Director at First US Bancshares (FUSB) receives 1,000 restricted shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

First US Bancshares, Inc. director Marlene M. McCain received a grant of 1,000 shares of common stock as time-based restricted stock. The grant was made on 02/09/2026 under the First US Bancshares, Inc. 2023 Incentive Plan at a stated price of $0.00 per share.

The restricted shares will vest in full on the first anniversary of the grant date. Following this award, McCain directly beneficially owns 5,507 shares of First US Bancshares, Inc. common stock.

Positive

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Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
McCain Marlene M

(Last) (First) (Middle)
3291 US HIGHWAY 280

(Street)
BIRMINGHAM AL 35243

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FIRST US BANCSHARES, INC. [ FUSB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/09/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $.01 par value 02/09/2026 A 1,000(1) A $0.00 5,507 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares of time-based restricted stock granted under the First US Bancshares, Inc. 2023 Incentive Plan that will vest in full on the first anniversary of the grant date.
/s/Beverly J. Dozier, by power of attorney 02/10/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did First US Bancshares (FUSB) report for Marlene M. McCain?

First US Bancshares reported that director Marlene M. McCain received 1,000 shares of common stock as a time-based restricted stock grant. The award was recorded on February 9, 2026 and reflects compensation under the company’s equity incentive plan.

How many First US Bancshares (FUSB) shares does Marlene M. McCain own after this Form 4?

After the reported grant, director Marlene M. McCain beneficially owns 5,507 shares of First US Bancshares common stock. These shares are held in direct ownership, according to the Form 4 filing’s post-transaction holdings disclosure.

What type of equity award did Marlene M. McCain receive from First US Bancshares (FUSB)?

Marlene M. McCain received time-based restricted stock in the form of 1,000 shares of First US Bancshares common stock. The grant is structured to vest over time as part of the company’s 2023 Incentive Plan.

When will Marlene M. McCain’s restricted First US Bancshares (FUSB) shares vest?

The 1,000 restricted shares granted to Marlene M. McCain will vest in full on the first anniversary of the February 9, 2026 grant date, assuming continued satisfaction of the time-based vesting condition.

Under which plan was the restricted stock granted to the First US Bancshares (FUSB) director?

The restricted stock grant to director Marlene M. McCain was made under the First US Bancshares, Inc. 2023 Incentive Plan. This plan provides for equity-based compensation such as time-based restricted stock awards to eligible participants.

What price per share is shown for Marlene M. McCain’s restricted stock grant at First US Bancshares (FUSB)?

The Form 4 lists a transaction price of $0.00 per share for Marlene M. McCain’s grant of 1,000 restricted shares. This reflects the nature of the award as equity compensation rather than an open-market purchase.

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