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FUSB (FUSB) CEO James F. House receives 6,500-share restricted stock grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

First US Bancshares, Inc. (FUSB) Chairman, President & CEO James F. House received an award of 6,500 shares of common stock on February 9, 2026. The shares are time-based restricted stock granted under the 2023 Incentive Plan at a stated price of $0.00 per share.

These restricted shares will vest in equal installments on the first, second, and third anniversaries of the grant date, tying full ownership to continued service over three years. Following this grant, House directly beneficially owns 151,228 shares of common stock, with an additional 0.8 share held indirectly in a 401(k) plan.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
House James F

(Last) (First) (Middle)
3291 US HIGHWAY 280

(Street)
BIRMINGHAM AL 35243

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FIRST US BANCSHARES, INC. [ FUSB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chairman, President & CEO
3. Date of Earliest Transaction (Month/Day/Year)
02/09/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $.01 par value 02/09/2026 A 6,500(1) A $0.00 151,228 D
Common Stock, $.01 par value 0.8(2) I 401K
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares of time-based restricted stock granted under the First US Bancshares, Inc. 2023 Incentive Plan that will vest in equal installments on the first, second, and third anniversaries of the grant date.
2. Based on information provided by OneAmerica, the record keeper of the First US Bancshares, Inc. 401(K) Plan, as of 2/10/26.
/s/Beverly J. Dozier, by power of attorney 02/10/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did FUSB CEO James F. House report on February 9, 2026?

James F. House reported receiving 6,500 shares of First US Bancshares common stock as a restricted stock grant. The award was recorded at a stated price of $0.00 per share and was issued under the company’s 2023 Incentive Plan, reflecting equity-based compensation.

How many FUSB shares does CEO James F. House own after this Form 4 filing?

After the reported grant, James F. House beneficially owns 151,228 shares of First US Bancshares common stock directly. He also has an additional 0.8 share reported as held indirectly through the First US Bancshares, Inc. 401(k) Plan, based on information from the plan’s record keeper.

What are the vesting terms of the 6,500 restricted FUSB shares granted to the CEO?

The 6,500 restricted shares granted to James F. House vest in three equal annual installments. Vesting occurs on the first, second, and third anniversaries of the February 9, 2026 grant date, meaning full vesting will be completed over a three-year period, subject to continued eligibility.

Under which plan were the restricted First US Bancshares shares granted to the CEO?

The restricted stock granted to James F. House was issued under the First US Bancshares, Inc. 2023 Incentive Plan. This plan provides for equity-based awards, such as time-based restricted stock, as part of the company’s overall compensation and retention program for eligible participants.

What does the reported price of $0.00 per share mean for the FUSB restricted stock grant?

The $0.00 per share figure reflects that the restricted stock was awarded as compensation, not purchased for cash. James F. House did not pay cash to acquire these 6,500 shares; instead, they were granted subject to the stated three-year vesting schedule under the incentive plan.

How is James F. House’s 401(k) holding in FUSB stock reported in this Form 4?

The filing reports 0.8 share of First US Bancshares common stock held indirectly through the company’s 401(k) Plan. This amount is based on information from OneAmerica, the plan’s record keeper, as of February 10, 2026, and is classified as indirect beneficial ownership.
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