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Director at First US Bancshares (FUSB) gets 1,000 restricted shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

First US Bancshares director Gordon Stephen Nathaniel received a grant of 1,000 shares of common stock on February 9, 2026. These shares are time-based restricted stock under the company’s 2023 Incentive Plan and will vest in full on the first anniversary of the grant date.

Following this award, Nathaniel beneficially owns 2,700 shares of First US Bancshares common stock, all held directly.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gordon Stephen Nathaniel

(Last) (First) (Middle)
3291 US HIGHWAY 280

(Street)
BIRMINGHAM AL 35243

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FIRST US BANCSHARES, INC. [ FUSB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/09/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $.01 par value 02/09/2026 A 1,000(1) A $0.00 2,700 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares of time-based restricted stock granted under the First US Bancshares, Inc. 2023 Incentive Plan that will vest in full on the first anniversary of the grant date.
/s/Beverly J. Dozier, by power of attorney 02/10/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did FUSB report for Gordon Stephen Nathaniel?

Gordon Stephen Nathaniel received 1,000 FUSB common shares as a stock grant. The award is time-based restricted stock granted on February 9, 2026 under the First US Bancshares 2023 Incentive Plan and was reported at a price of $0.00 per share.

Who is Gordon Stephen Nathaniel in relation to First US Bancshares (FUSB)?

Gordon Stephen Nathaniel serves as a director of First US Bancshares. His status is disclosed in the insider report, which identifies him as a board member, not an officer or 10% owner, and shows his direct ownership of company common stock.

How many FUSB shares does Gordon Stephen Nathaniel own after this grant?

After the reported transaction, Nathaniel beneficially owns 2,700 FUSB common shares. The insider report shows these shares as directly held following the 1,000-share restricted stock award granted on February 9, 2026 under the company’s 2023 Incentive Plan.

What are the terms of Gordon Stephen Nathaniel’s restricted stock grant at FUSB?

The 1,000-share grant is time-based restricted stock that vests in one year. According to the disclosure, all shares granted under the First US Bancshares 2023 Incentive Plan will vest in full on the first anniversary of the February 9, 2026 grant date.

Was any cash paid for Gordon Stephen Nathaniel’s FUSB stock grant?

No cash was paid for the 1,000-share restricted stock award. The transaction is reported at a price of $0.00 per share, reflecting an equity incentive grant rather than an open-market purchase or sale of First US Bancshares common stock.

Is Gordon Stephen Nathaniel’s FUSB ownership direct or through another entity?

Nathaniel’s 2,700 FUSB shares are reported as directly owned. The insider report classifies his post-transaction holdings as direct ownership, with no indication of trusts, partnerships, or other entities holding voting or investment authority over these shares.
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