Director Tracy Thompson receives 1,000 FUSB shares under 2023 incentive plan

Rhea-AI Filing Summary

First US Bancshares director receives restricted stock grant

Director Tracy E. Thompson was granted 1,000 shares of First US Bancshares common stock on 02/09/2026 as time-based restricted stock under the company’s 2023 Incentive Plan. These shares will vest in full on the first anniversary of the grant date.

After this award, Thompson directly beneficially owns 109,541 shares of First US Bancshares common stock.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

THOMPSON TRACY E

(Last) (First) (Middle)

3291 US HIGHWAY 280

(Street)

BIRMINGHAM AL 35243

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
FIRST US BANCSHARES, INC. [ FUSB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
02/09/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $.01 par value	02/09/2026		A		1,000(1)	A	$0.00	109,541	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of time-based restricted stock granted under the First US Bancshares, Inc. 2023 Incentive Plan that will vest in full on the first anniversary of the grant date.

	/s/Beverly J. Dozier, by power of attorney	02/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did FUSB director Tracy E. Thompson report?

Tracy E. Thompson reported receiving 1,000 shares of First US Bancshares common stock. The award is a grant of time-based restricted stock made under the 2023 Incentive Plan and was effective on February 9, 2026, as shown in the Form 4 filing.

How many FUSB shares does Tracy E. Thompson own after this Form 4 transaction?

After the reported transaction, Tracy E. Thompson beneficially owns 109,541 shares of First US Bancshares common stock. This figure reflects her direct holdings following the grant of 1,000 time-based restricted stock shares reported in the February 9, 2026 transaction.

What type of FUSB stock award did Tracy E. Thompson receive on February 9, 2026?

She received a grant of time-based restricted common stock. The award covers 1,000 shares of First US Bancshares, issued under the First US Bancshares, Inc. 2023 Incentive Plan, as disclosed in the Form 4 insider transaction table and related explanatory footnote.

When will Tracy E. Thompson’s restricted FUSB shares vest?

The 1,000 restricted shares will vest in full on the first anniversary of the grant date. The footnote explains that this time-based restricted stock granted under the 2023 Incentive Plan becomes fully vested one year after the February 9, 2026 grant.

Was there a purchase price for Tracy E. Thompson’s 1,000 FUSB restricted shares?

The reported transaction price per share is $0.00. This indicates the 1,000 shares of time-based restricted common stock were granted to Tracy E. Thompson under the 2023 Incentive Plan rather than purchased in an open-market or negotiated cash transaction.

What role does Tracy E. Thompson hold at First US Bancshares (FUSB)?

Tracy E. Thompson is a director of First US Bancshares, Inc. The Form 4 identifies the reporting person’s relationship to the issuer as a director, with no officer role or ten percent ownership status indicated in the relationship section.