FIRST US Bancshares (FUSB) director receives 370 phantom stock units award

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

FIRST US BANCSHARES, INC. director Robert C. Field received a grant of phantom stock units as compensation. On this date, he acquired 370.370 Phantom Stock Units at a reference value of $16.55 per unit, bringing his total phantom units to 2,619.080.

The phantom units convert into common stock on a 1-for-1 basis and were accrued under the company’s Non-Employee Directors' Deferred Compensation Plan. They are to be settled in common stock at the end of the deferral period, and the total includes 7.83 shares attributable to quarterly dividend accruals.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider FIELD Robert C

Role null

Type	Security	Shares	Price	Value
Grant/Award	Phantom Stock Units	370.37	$16.55	$6K

Holdings After Transaction: Phantom Stock Units — 2,619.08 shares (Direct, null)

Footnotes (1)

The units convert to common stock on a 1-for-1 basis. Includes 7.83 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan. The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

Key Figures

Phantom units granted: 370.370 units Reference price per unit: $16.55 per unit Total phantom units after grant: 2,619.080 units +2 more

5 metrics

Phantom units granted 370.370 units Phantom Stock Units grant to director Robert C. Field

Reference price per unit $16.55 per unit Valuation for newly granted Phantom Stock Units

Total phantom units after grant 2,619.080 units Robert C. Field’s Phantom Stock Units following transaction

Dividend-accrued units 7.83 units Units from quarterly dividends under deferred compensation plan

Conversion ratio 1-for-1 Each phantom unit converts into one common share

Key Terms

Phantom Stock Units, Non-Employee Directors' Deferred Compensation Plan, deferral period, underlying security

4 terms

Phantom Stock Units financial

"The units convert to common stock on a 1-for-1 basis."

Phantom stock units are company promises that pay a cash or stock-equivalent award tied to the firm’s share price or value growth, but they do not issue actual shares. Think of them as a bonus check that moves with the stock like a mirror rather than handing over an ownership slice. Investors care because these awards can affect a company’s future cash obligations, executive incentives and reported expenses without causing share dilution.

Non-Employee Directors' Deferred Compensation Plan financial

"accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan"

deferral period financial

"to be settled in common stock at the end of the deferral period"

underlying security financial

"underlying_security_title: "Common Stock""

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/01/2026 - 02:51 PM Accepted by SEC EDGAR 07/01/2026 - 02:51 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

FIELD Robert C

(Last)

(First)

(Middle)

3291 US HIGHWAY 280

(Street)

BIRMINGHAM

ALABAMA

35243

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
FIRST US BANCSHARES, INC. [ FUSB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Phantom Stock Units	⁽¹⁾	06/30/2026		A		370.37⁽²⁾		⁽³⁾	⁽³⁾	Common Stock	370.37⁽²⁾	$16.55	2,619.08	D

Explanation of Responses:

1. The units convert to common stock on a 1-for-1 basis.

2. Includes 7.83 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.

3. The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.

	/s/Beverly J. Dozier, by power of attorney	07/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did FIRST US BANCSHARES (FUSB) report for Robert C. Field?

FIRST US BANCSHARES reported that director Robert C. Field received a grant of 370.370 Phantom Stock Units. These units were awarded as compensation and increase his total phantom stock holdings to 2,619.080 units under the company’s Non-Employee Directors' Deferred Compensation Plan.

What are Phantom Stock Units in the FIRST US BANCSHARES (FUSB) Form 4?

Phantom Stock Units are derivative awards that track the value of FIRST US BANCSHARES common stock. In this filing, they convert to common stock on a 1-for-1 basis and are settled in shares at the end of a specified deferral period under the directors’ deferred compensation plan.

How many FIRST US BANCSHARES (FUSB) phantom units does Robert C. Field hold after this grant?

After the reported grant, Robert C. Field holds a total of 2,619.080 Phantom Stock Units. This total includes the 370.370 units granted in the current transaction and 7.83 units attributable to quarterly dividends accrued under the directors’ deferred compensation plan.

At what reference price were the new FIRST US BANCSHARES (FUSB) phantom units granted?

The 370.370 Phantom Stock Units granted to Robert C. Field use a reference value of $16.55 per unit. While phantom units are not directly purchased, this price reflects the underlying common stock value associated with the compensation award on the transaction date.

How and when will Robert C. Field’s FIRST US BANCSHARES (FUSB) phantom units be settled?

The phantom stock units will be settled in FIRST US BANCSHARES common stock at the end of the deferral period. Each phantom unit converts into one share of common stock, consistent with the terms of the Non-Employee Directors' Deferred Compensation Plan disclosed in the filing footnotes.