Futu CFO Chen Yu files initial holdings

Futu Holdings Ltd Chief Financial Officer Chen Yu filed an initial ownership report showing his existing stake in the company.

Accepted by SEC EDGAR 03/17/2026 - 09:44 AM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Futu Holdings Ltd Chief Financial Officer Chen Yu filed an initial ownership report showing his existing stake in the company. The filing lists American Depositary Shares that are convertible into 1,000,000 Class A ordinary shares, as well as 887,600 Class A ordinary shares held directly. This Form 3 is a disclosure of current holdings rather than a new share purchase or sale.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Chen Yu

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Holding	American Depositary Shares	--	--	--
Holding	Class A ordinary shares	--	--	--

Holdings: American Depositary Shares — 1,000,000 contracts (Direct); Class A ordinary shares — 887,600 shares (Direct)

Footnotes (1)

1. F1. Each American Depositary Share is convertible at any time, at the holder's election, into eight Class A ordinary shares of the issuer. The American Depositary Shares have no expiration date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Understanding Insider Trading Forms →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Chen Yu

(Last) (First) (Middle)

34F, UNITED CENTRE,

95 QUEENSWAY, ADMIRALTY

(Street)

HONG KONG S.A.R. K3

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
03/17/2026

3. Issuer Name and Ticker or Trading Symbol
Futu Holdings Ltd [ FUTU ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A ordinary shares	887,600	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
American Depositary Shares	(1)	(1)	Class A ordinary shares	1,000,000	(1)	D

Explanation of Responses:

1. Each American Depositary Share is convertible at any time, at the holder's election, into eight Class A ordinary shares of the issuer. The American Depositary Shares have no expiration date.

	/s/ Yu Chen	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.