Futu Holdings (FUTU) CFO Chen Yu discloses initial shareholdings

Rhea-AI Filing Summary

Futu Holdings Ltd Chief Financial Officer Chen Yu filed an initial ownership report showing his existing stake in the company. The filing lists American Depositary Shares that are convertible into 1,000,000 Class A ordinary shares, as well as 887,600 Class A ordinary shares held directly. This Form 3 is a disclosure of current holdings rather than a new share purchase or sale.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Chen Yu

Role Chief Financial Officer

Type	Security	Shares	Price	Value
holding	American Depositary Shares	--	--	--
holding	Class A ordinary shares	--	--	--

Holdings After Transaction: American Depositary Shares — 1,000,000 shares (Direct); Class A ordinary shares — 887,600 shares (Direct)

Footnotes (1)

1. [object Object]

Understanding Insider Trading Forms →

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Chen Yu

(Last) (First) (Middle)

34F, UNITED CENTRE,

95 QUEENSWAY, ADMIRALTY

(Street)

HONG KONG S.A.R. K3

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
03/17/2026

3. Issuer Name and Ticker or Trading Symbol
Futu Holdings Ltd [ FUTU ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A ordinary shares	887,600	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
American Depositary Shares	(1)	(1)	Class A ordinary shares	1,000,000	(1)	D

Explanation of Responses:

1. Each American Depositary Share is convertible at any time, at the holder's election, into eight Class A ordinary shares of the issuer. The American Depositary Shares have no expiration date.

	/s/ Yu Chen	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
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