Lu Shan (FUTU) discloses 1,442,720 Futu ADS holdings

Rhea-AI Filing Summary

Futu Holdings Ltd director Lu Shan filed an initial ownership report showing a direct holding of 1,442,720 American Depositary Shares. This Form 3 does not reflect a new trade but records his existing stake as an insider.

Each American Depositary Share is convertible at any time into eight Class A ordinary shares of Futu, and the ADSs have no expiration date.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Lu Shan

(Last) (First) (Middle)

GEMDALE VISEEN TOWER NO. 16,

GAOXIN SOUTH 10TH ROAD NANSHAN DISTRICT

(Street)

SHENZHEN F4

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
03/17/2026

3. Issuer Name and Ticker or Trading Symbol
Futu Holdings Ltd [ FUTU ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
American Depositary Shares	(1)	(1)	Class A ordinary shares	1,442,720	(1)	D

Explanation of Responses:

1. Each American Depositary Share is convertible at any time, at the holder's election, into eight Class A ordinary shares of the issuer. The American Depositary Shares have no expiration date.

	/s/ Shan Lu	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
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FAQ

What does Lu Shan's Form 3 filing for Futu (FUTU) disclose?

The filing shows that director Lu Shan holds 1,442,720 American Depositary Shares of Futu Holdings Ltd. It is an initial ownership report, recording his existing position rather than documenting a new purchase or sale.

How many Futu (FUTU) American Depositary Shares does Lu Shan report owning?

Lu Shan reports direct ownership of 1,442,720 American Depositary Shares of Futu Holdings Ltd. This figure represents his beneficial holdings as an insider as of the filing, rather than a recent transaction amount.

What is the relationship between Futu (FUTU) ADSs and Class A ordinary shares?

Each American Depositary Share of Futu is convertible at any time, at the holder’s election, into eight Class A ordinary shares. The ADSs have no expiration date, providing ongoing flexibility for conversion into underlying ordinary shares.

Does Lu Shan’s Form 3 for Futu (FUTU) indicate a buy or sell transaction?

The Form 3 does not indicate any buy or sell transaction. It simply records Lu Shan’s existing beneficial ownership of 1,442,720 American Depositary Shares, serving as an initial statement after becoming a reporting insider.

What type of security does Lu Shan hold in Futu (FUTU)?

Lu Shan holds American Depositary Shares of Futu Holdings Ltd. These ADSs are convertible at any time into Class A ordinary shares of the company, giving him economic exposure to the underlying equity through the depositary structure.