Futu director reports 2.1M shares on Form 3

Futu Holdings Ltd director Zhang Jie filed an initial ownership report showing indirect holdings of 2,096,000 Class A ordinary shares.

Rhea-AI Filing Summary

Futu Holdings Ltd director Zhang Jie filed an initial ownership report showing indirect holdings of 2,096,000 Class A ordinary shares. These shares are held through Diamond Orbit Investments Limited, meaning the position is owned via an affiliated entity rather than directly in his own name.

The filing is a Form 3, which records existing ownership when someone becomes an insider, not a new stock purchase or sale. A footnote explains that Zhang Jie disclaims beneficial ownership of these securities except to the extent of any pecuniary interest he may have in them.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Zhang Jie

Role Director

Type	Security	Shares	Price	Value
holding	Class A ordinary shares	--	--	--

Holdings After Transaction: Class A ordinary shares — 2,096,000 shares (Indirect, By Diamond Orbit Investments Limited)

Footnotes (1)

1. F1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Zhang Jie’s Form 3 filing for Futu (FUTU) show?

The Form 3 shows Zhang Jie indirectly holds 2,096,000 Class A ordinary shares of Futu Holdings Ltd through Diamond Orbit Investments Limited. It records his existing ownership as he is a director, not a new trade or transaction in the company’s stock.

Is Zhang Jie buying or selling Futu (FUTU) shares in this Form 3?

No, this Form 3 does not report a purchase or sale of Futu shares. It is an initial ownership statement, listing 2,096,000 Class A ordinary shares indirectly held, rather than documenting a new transaction in the market.

How are Zhang Jie’s Futu (FUTU) shares held according to the filing?

The filing states that 2,096,000 Class A ordinary shares are held indirectly through Diamond Orbit Investments Limited. This means the position is owned via that entity, with Zhang Jie reported as the insider related to those holdings as a company director.

What does the beneficial ownership disclaimer mean in Zhang Jie’s Futu Form 3?

The footnote says Zhang Jie disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. This means he does not concede full economic ownership of all 2,096,000 shares, despite their inclusion in this insider ownership report.

Why is Futu (FUTU) filing a Form 3 for Zhang Jie now?

Form 3 is used when someone first becomes a reporting insider, such as a new director. This filing records Zhang Jie’s indirect holdings of 2,096,000 Class A ordinary shares at that time, establishing a baseline for any future insider transaction reports.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/17/2026 - 09:51 AM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
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1. Name and Address of Reporting Person^*

Zhang Jie

(Last) (First) (Middle)

34F, UNITED CENTRE,

95 QUEENSWAY, ADMIRALTY

(Street)

HONG KONG S.A.R. K3

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
03/17/2026

3. Issuer Name and Ticker or Trading Symbol
Futu Holdings Ltd [ FUTU ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A ordinary shares	2,096,000	I	By Diamond Orbit Investments Limited(1)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

	/s/ Jie Zhang	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.