GAIA Form 3: COO files with zero beneficial ownership

Rhea-AI Filing Summary

Gaia, Inc. (GAIA) filed a Form 3 for its COO, indicating the officer’s initial statement of beneficial ownership. The filing states no holdings at October 30, 2025 and that no securities are beneficially owned.

This is an administrative disclosure under Section 16 reporting that the newly listed officer does not own Gaia securities as of the event date.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Nuta Yonathan Abraham

(Last) (First) (Middle)

833 W. SOUTH BOULDER ROAD

(Street)

LOUISVILLE CO 80027

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
10/30/2025

3. Issuer Name and Ticker or Trading Symbol
GAIA, INC [ GAIA ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	COO

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

No holdings at October 30, 2025

No securities are beneficially owned.

	/s/ Yonathan Nuta	11/06/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did GAIA file?

A Form 3, the initial statement of beneficial ownership for an officer.

Who is the reporting person for GAIA (GAIA)?

The COO, as identified in the filing.

When is the event date for GAIA’s Form 3?

The event date is 10/30/2025.

Does the GAIA COO own any shares?

The filing states no holdings at October 30, 2025; no securities are beneficially owned.

Is the Form 3 filed by more than one person?

It is filed by one reporting person.

What is the issuer’s ticker in this Form 3?

The issuer is Gaia, Inc. (GAIA).