Gaia (GAIA) director buys 10,000 shares at $3.154 in open trade

Rhea-AI Filing Summary

GAIA, INC director Paul Howard Sutherland reported an open-market purchase of Class A Common Stock. He bought 10,000 shares at a price of $3.154 per share on March 6, 2026. Following this transaction, he directly owns 285,207 GAIA Class A shares.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sutherland Paul Howard

(Last) (First) (Middle)

833 W. SOUTH BOULDER ROAD

(Street)

LOUISVILLE CO 80027

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
GAIA, INC [ GAIA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/06/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	03/06/2026		P		10,000	A	$3.154	285,207	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Purchase of 10,000 shares of class A common stock

	/s/ Ned Preston Attorney-in-Fact for Paul Sutherland	03/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What insider transaction did GAIA (GAIA) report for Paul Howard Sutherland?

GAIA reported that director Paul Howard Sutherland purchased 10,000 shares of Class A Common Stock. The open-market transaction was executed at a price of $3.154 per share and increased his direct ownership stake in the company.

How many GAIA shares did Paul Howard Sutherland buy and at what price?

Paul Howard Sutherland bought 10,000 GAIA Class A Common Stock shares at $3.154 per share. This open-market purchase reflects a direct addition to his holdings as a company director, as disclosed in the Form 4 filing.

What is Paul Howard Sutherland’s total GAIA share ownership after this trade?

After the reported transaction, Paul Howard Sutherland directly owns 285,207 GAIA Class A shares. This total reflects his updated beneficial ownership following the open-market purchase disclosed in the Form 4 insider trading report.

Was the GAIA insider transaction a purchase or a sale of shares?

The GAIA insider transaction was a purchase of shares. Director Paul Howard Sutherland executed an open-market buy of 10,000 Class A Common Stock shares, as indicated by transaction code "P" and the stated transaction direction "buy."

On what date did Paul Howard Sutherland complete his GAIA share purchase?

Paul Howard Sutherland completed his GAIA share purchase on March 6, 2026. The Form 4 filing specifies this transaction date for the open-market acquisition of 10,000 Class A Common Stock shares at a price of $3.154 each.

Is Paul Howard Sutherland’s GAIA share ownership direct or indirect?

Paul Howard Sutherland’s reported GAIA holdings are classified as direct ownership. The Form 4 lists the ownership code and type as direct, indicating the 285,207 Class A shares are held directly rather than through an intermediary entity.