Gaia (GAIA) director boosts direct holdings to 438,573 shares

Rhea-AI Filing Summary

GAIA, INC director Paul Howard Sutherland reported purchasing 7,500 shares of Class A Common Stock on 2026-08-14 in an open-market or private transaction at a price of $1.423 per share. Following this transaction, he directly owns 438,573 shares of GAIA common stock. The filing indicates the trade was not made pursuant to a Rule 10b5-1 trading plan.

Insider Trade Summary

Net Buyer: 7,500 shares

Net Buy 1 txn

Insider Sutherland Paul Howard

Role Director

Bought 7,500 shs ($11K)

Type	Security	Shares	Price	Value
Purchase	Class A Common Stock	7,500	$1.423	$11K

Holdings After Transaction: Class A Common Stock — 438,573 shares (Direct)

Key Figures

Shares Purchased: 7,500 shares Purchase Price: $1.423 per share Shares Owned After Transaction: 438,573 shares

3 metrics

Shares Purchased 7,500 shares Class A Common Stock acquired on 2026-08-14

Purchase Price $1.423 per share Price for the 7,500 Class A Common shares purchased

Shares Owned After Transaction 438,573 shares Total direct holdings following the reported purchase

Key Terms

Class A Common Stock, Purchase in open market or private transaction, direct ownership

3 terms

Class A Common Stock financial

"security_title": "Class A Common Stock""

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

Purchase in open market or private transaction financial

"transaction_code_description": "Purchase in open market or private transaction""

direct ownership financial

"ownership_type": "direct""

FAQ

What insider transaction did GAIA (GAIA) disclose on this Form 4?

GAIA disclosed that director Paul Howard Sutherland purchased 7,500 shares of its Class A Common Stock on 2026-08-14. The transaction was reported as a purchase in an open market or private transaction at a stated per-share price.

At what price did the GAIA (GAIA) director buy shares in this Form 4?

The director’s purchase was reported at $1.423 per share. This price applies to the 7,500 Class A Common shares acquired on 2026-08-14, described as a purchase in an open market or private transaction.

How many GAIA (GAIA) shares does Paul Howard Sutherland own after this transaction?

After the reported transaction, Paul Howard Sutherland directly holds 438,573 shares of GAIA Class A Common Stock. This figure reflects his total direct holdings following the purchase of 7,500 additional shares disclosed in the filing.

Was the GAIA (GAIA) insider trade made under a Rule 10b5-1 trading plan?

The filing indicates the transaction was not affirmed under a Rule 10b5-1 trading plan. The document-level 10b5-1 checkbox is marked false, meaning the purchase was not reported as made pursuant to such a pre-arranged plan.

Is the GAIA (GAIA) insider transaction reported as direct or indirect ownership?

The acquired 7,500 shares are reported under direct ownership. The Form 4 lists the ownership type as “D” (direct), and the resulting 438,573 shares are also shown as directly owned by the reporting person.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/18/2026 - 09:15 AM Accepted by SEC EDGAR 08/18/2026 - 09:15 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sutherland Paul Howard

(Last) (First) (Middle)

833 W. SOUTH BOULDER ROAD

(Street)

LOUISVILLE COLORADO 80027

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
GAIA, INC [ GAIA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	08/14/2026		P		7,500	A	$1.423	438,573	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Purchase of 7,500 shares of class A common stock.

	/s/ Ned Preston Attorney-in-Fact for Paul Sutherland	08/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)