[Form 4] Gaia, Inc. Insider Trading Activity

Rhea-AI Filing Summary

Ned Preston, identified as CFO and reporting person, reported purchases of Class A common stock of Gaia, Inc. On 09/05/2025 he purchased 500 shares at $5.69 and 1,500 shares at $5.62, for a total of 2,000 shares. The Form 4 shows 2,000 shares beneficially owned following the transactions and is signed 09/08/2025.

Positive

• Reporting person purchased 2,000 shares of Class A common stock (500 at $5.69 and 1,500 at $5.62) as disclosed on the Form 4
• Form 4 is signed by Ned Preston on 09/08/2025, indicating timely reporting of the transactions

Negative

• None.

Insights

Financial Analyst

TL;DR: CFO reported small open-market purchases totaling 2,000 Class A shares on 09/05/2025.

The filing documents two purchase transactions by Ned Preston, CFO: 500 shares at $5.69 and 1,500 shares at $5.62, resulting in 2,000 shares beneficially owned after the trades. The transactions are reported on a standard Form 4 and provide straightforward disclosure of insider activity without additional context on intent or plan.

Corporate Governance Expert

TL;DR: Routine insider purchase disclosure by an officer; filing follows Section 16 reporting requirements.

The Form 4 is properly executed and signed by the reporting person on 09/08/2025 and lists purchase codes and prices for the Class A common stock. The document contains no amendments, derivative transactions, or additional disclosures beyond the two open-market purchases.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Preston Ned

(Last) (First) (Middle)

833 W. SOUTH BOULDER ROAD

BLDG G

(Street)

LAFAYETTE CO 80027

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
GAIA, INC [ GAIA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO

3. Date of Earliest Transaction (Month/Day/Year)
09/05/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	09/05/2025		P		500	A	$5.69	500	D
Class A Common Stock	09/05/2025		P		1,500	A	$5.62	2,000	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Purchase of 2,000 shares of class A common stock

	/s/ Ned Preston	09/08/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did GAIA CFO Ned Preston report on Form 4?

Ned Preston reported purchases of Class A common stock: 500 shares at $5.69 and 1,500 shares at $5.62 on 09/05/2025.

How many Gaia (GAIA) shares does Ned Preston beneficially own after the transactions?

2,000 shares of Class A common stock are reported as beneficially owned following the reported transactions.

When were the transactions and when was the Form 4 signed?

Transactions occurred on 09/05/2025 and the Form 4 was signed by the reporting person on 09/08/2025.

What were the prices paid per share in the reported transactions?

$5.69 for 500 shares and $5.62 for 1,500 shares as disclosed in the Form 4.

Does the Form 4 report any derivative transactions or amendments?

No, the filing shows only non-derivative purchases of Class A common stock and does not list amendments or derivative securities.